Estructura del Negocio

ANNEXURE

SURVEY QUESTIONNAIRE OF INVESTORS FOR

PERCEPTION TOWARDS INVESTMENT IN DERIVATIVE MARKET

Sir/Ma’am,

This questionnaire is meant for educational purposes only.

The information provided by you will be kept secure and confidential.

NAME- __________________________________________________

CONTACT- ______________________________________________

GENDER-________________________________________________

OCCUPATION-___________________________________________

1. Educational Qualification

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Undergraduate

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Graduate

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Post Graduate

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Professional Degree Holder

2. Income Range:

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Below 1,50,000

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1,50,000 – 3,00,000

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 3,00,000 – 5,00,000

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Above 5,00,000

3. Normally what percentage of your monthly household income could be available for

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 5% to 10%

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 11% to 15%

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 16% to 20%

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Between 21% to 25%

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More than 25%

4. What is your primary investment purpose?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Retirement Planning

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Building up a corpus for charity donations

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Supporting future education of your children

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other (Specify) _____________________

5. What kind of risk do you perceive while investing in the stock market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Uncertainty of returns

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Slump in stock market

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Fear of being windup of company <INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other (Specify) _________________

6. Why people do not invest in derivative market? (Rank your preference 1-4)

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Lack of knowledge and difficulty in understanding

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Increase speculation

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Very risky and highly leveraged instrument

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Counter party risk

7. What is the purpose of investing in derivative market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect To hedge their fund

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Risk control

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More stable

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Direct investment without buying and holding assets

8. You participate in derivative market as:

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Investor

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Speculator

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Broker/Dealer

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Hedger

9. From where you prefer to take advice before investing in derivative market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Brokerage houses

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Research analyst

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Websites

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect News Networks

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Other (Specify) _________________

10. In which of the following would you like to participate?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Stock Index Futures

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Stock Index Options

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Future on individual stock

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Options on individual stock

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Currency futures

11. What contract maturity period would interest you for trading in?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1 month

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 2 month

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 3 month

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 6 month

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 9 month

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 12 month

12. How often do you invest in derivative market?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 1-10 times in a year

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect 11-50 times

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect More than 50 times

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Regularly

13. Which of the following statements best describes your overall approach to invest as a mean of achieving your goals?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Having a relative level of stability in my overall investment portfolio.

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Moderately increasing my investment value while minimizing potential for loss of

principal.

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Pursue investment growth, accepting moderate to high levels of risk and

principal fluctuation.

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Seek maximum long-term returns, accepting maximum risk with principal

fluctuation.

14. What was the result of your investment?

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Great results

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Moderate but acceptable

<INPUT TYPE=\ RADIO > MACROBUTTON HTMLDirect Disappointed

ABBREVATIONS

A

AMEX- America Stock Exchange B

NOL- Neptune Overseas Limited

NSCCL- National Securities Clearing Corporation NSDL- National Securities Depositories Limited NSE - National Stock Exchange

O

OTC- Over The Counter P

PHLX - Philadelphia Stock Exchange PNB- Punjab National Bank

R

RBI- Reserve Bank Of India S

SC(R) A - Securities Contracts (Regulation) Act, 1956 SEBI- Securities Exchange Board Of India

SGX- Singapore Stock Exchange

SIMEX - Singapore International Monetary Exchange V

VPN- Virtual Private Network