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* Corresponding author

A MULTI-SCALAR PHOTOGRAMMETRIC RECORDING APPROACH IN TERMEZ (UZBEKISTAN)

Jorge Angás 1*, Paula Uribe 2, Enrique Ariño 2, Josep M. Gurt 3, Verònica Martínez-Ferreras 3, Shakir Pidaev 4

1 Universidad Politécnica de Madrid, Spain – [email protected]

2 Universidad de Salamanca – (uribe, argil)@usal.es

3 Universidad de Barcelona – (vmartinez, jmgurt)@ub.edu

4 Institute of Fine Arts, Academy of Sciences of Uzbekistan, Uzbekistan - [email protected] Commission II, WG II/8

KEY WORDS: Uzbekistan, Ancient Termez, CORONA Satellite, photogrammetric techniques, 3D reconstruction, open-source libraries

ABSTRACT:

This paper presents the preliminary results obtained during the 3D recording campaign carried out in 2018 by the Spanish-Uzbek IPAEB mission in the archaeological site of Termez (southern border of Uzbekistan). Ancient Termez is an important historical city within the Silk Road located in the ancient Bactria region. The archaeological work performed at the site since the beginning of the 20th century allowed a large fortified urban complex to be identified that includes other walled enclosures inside it, i.e., a Hellenistic- Seleucid fortress founded after the campaigns of Alexander the Great in the late 4th century BC, several Buddhist monastic complexes dated to the Kushan period (1st to mid-3rd centuries), and a large urban settlement dated to the Islamic period which includes the city proper or shahristan and the suburbs or rabad. After the destruction by Genghis Khan in 1220, Termez was rebuilt following a different plan. Major changes involved the movement of the pottery workshops from the rabad to the previous shahristan. The research focuses on: a) the identification, study and archaeological contextualization of ceramic production centres located in different areas of the ancient Termez from the Kushan to the Islamic period (1st to 14th centuries AD); b) the integration of the pottery workshops into the general topography of the site and c) the study of their evolution in relation to the transformation of the urban design. Since the site is currently located in a military area – close to the border area between Uzbekistan and Afghanistan –, the archaeological work is restricted to specific zones and the use of aerial devices such as drones is forbidden. However, this research requires both micro and macro spatial approaches to accurately record all the archaeological structures and to evaluate the integration and evolution of the pottery workshops into the general topography of the city. In order to fill this gap, declassified images of the CORONA satellite program were analyzed and compared to historical and archaeological data. In addition, we propose a geometrical and graphical recording and distribution system of the kilns –located in the rabad and the shahristan –and the ceramics produced and used in Termez during the period studied by means of photogrammetric techniques. The results are aimed at management through open-source 3D formats and web mapping GIS libraries combined with historical satellite information that defines the different archaeological areas.

1. INTRODUCTION OF THE ARCHAEOLOGICAL SITE: TERMEZ (UZBEKISTAN)

Termez is located on the right bank of the Amu Darya and near the mouth of its tributary, the Surkhan Darya. The region of Termez is characterized by an almost flat topography (mean altitude 300 m) and a few small hills that are the southernmost residual reliefs of the Baysuntau-Kugitangtau range. The Amu Darya-Surkhan Darya floodplain forms part of the Afghan-Tajik depression which comprises a Hercynian basement formed by highly metamorphosed Precambrian-Palaeozoic rocks and by Permian-Triassic sedimentary and volcanic rocks. The city was one of the most important urban centres in northern Bactria/Tokharistan, a historical region that included the present-day territories of southern Uzbekistan and Tajikistan (Figure 1), and northern Afghanistan. The exact date of the founding of Termez is unknown. It has been related to the campaign to conquer the ancient Bactria and Sogdiana by Alexander the Great (between 329 and 327 BC) as well as dated in the period of the first Seleucid kings (Leriche 2001; Pidaev 2001; Leriche/Pidaev 2007; Leriche/Pidaev 2008).

Termez includes several walled enclosures inside it. The earliest of them has provided evidence of Greek occupation. Thus, pottery in Hellenistic tradition has been recovered in the lower levels of the fortress (Citadel) located on the right bank of the Amu Darya. According to their features, the vessels should be dated to the late 4th or the early 3rd centuries AD (Pidaev, 1991). The second enclosure (Tchingiz Tepe) is located North- West of the Citadel. A recent archaeological investigation carried out in several sectors by our team, comprising a complete study of the archaeological sequence supported by radiocarbon analysis, allowed to date the construction of the walls between the early 2nd and the mid-1st centuries BC.

Therefore, the walls of Tchingiz Tepe could be dated immediately after the arrival to the region of the nomadic tribes known by the name of Yuezhi (Martínez et al. 2014; Gurt et al.

2015). Under the rule of Kushan kingdom (1st century AD – mid-3rd century AD) a new fortified area, the sharistan, was built. During this period, Termez became an important religious centre that hosted a number of Buddhist monasteries such as Fayaz Tepe, Kara Tepe, Tchingiz Tepe and Zurmala (Abdullaev, 2013; Stavisky, 2001).

The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019 27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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2. RESEA

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rd century AD of the Sasanian ere reformed, ch century AD a

emselves as aut monasteries w reatest extensio f the city carried d a period of u t of the pottery n area or shahri od, which ende 8th centuries ( 2, 58).

cation of the arc border area betw

rth, Google Sat Map of the ancie (Pida ARCH OBJEC

APP -Uzbek IPAEB e 2006, and n with differen 18).

asons for this i l structures of T

is difficult to al., 2018).

graphic and ge

D, the Kushan n Empire; the hanging their or succession o tonomous entiti were finally ab on in the Islam

d out by Gengh urbanistic chan y workshops fro

istan. Little is k ed in complete d (Karimov 2001

chaeological sit ween Uzbekista tellite view and nt settlement of aev, 2001b).

CTIVES: A M PROACH B mission has d a process nt scopes was in

s related to the Termez. Many o preserve the This phenome eometry record

kingdom beca Buddhist mon riginal function of nomadic pe ies in the regio bandoned. The mic period. Afte his Khan in 122 nges which inv om the rabad t known about Te depopulation ar

; Leriche 2001

e of ancient Ter an and Afghani

ArcGIS Image f Termez (below

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e geometric do nterests of its c he integration o form.

present differen archaeological s aeological struc first level deals archaeological vation Model (D EM previous to ws a compariso nges in the arch

allows us to co aeological stru y.

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third and last l ms. The photogr o reconstruct p nges, and obser

their volumetr umentation leve 3D record by ains as well at t nd.

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and visualizatio e in the context ining dissemina the documen s a main objecti n of the archaeo War.

ocumentation of onservation.

of all the data nt hypotheses in sites and the po ctures.

s with the topog site with the DEM). The aim

o the Soviet-A on to the curren

haeological rem ompare, interpr uctures that are

deals with the tion to cerami eramic kilns dis he final objectiv

and spatial dist tion and a typol nce they have be uffered by th early basis.

level aims to d ammetry of the profiles, descri ve their degree ric evolution.

els mentioned ab photogramme the archaeologi

t also as an ind ation or consoli will be used in related to ceram ceramic sha gh the concept on is playing a xt of Cultural H ation and scien ntation acquired

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e not visible o recording of e ic kilns. In th stributed across ve of this docu tribution to be logy of the kiln een excavated;

hese materials develop a typolo

ese movable obj ribe and quant e of standardiza

In addition above, we took t

etric technique ical sites where

dispensable tool idation work in n a multi-scale mic production ards to whole t of multi-scale an increasingly Heritage (Boutsi ntific purposes.

d has had the ape previous to nt work level in web mapping e topography of cation of buried ellite images of n of a Digital el was to obtain his information der to ascertain more, this data erence different on the surface excavated areas his regard, we s three different umentation is to able to perform ns. It is difficult in view of this, needs to be ogy of ceramic jects will allow tify the formal ation according to the three the opportunity es some bone e the kilns were l n e n e e y i . e o n g f d f l n n n a t e s e t o m t , e c w l g e y e e The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019

27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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Figure 2. Mu resolution a c

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s declassified f d e c ,

e e l s n l s , e 4 d e The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019

27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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3.1.2. Image processing

The photogrammetric process includes a total of 52 control points in order to achieve better adjustment in the spatial referencing of the block of images during the photogrammetric restitution process. These points were taken in the field in April, 2018 using a GNSS sensor with sub-metric accuracy. Their distribution is related to the localization of a series of interesting archaeological elements which were worth documenting during this fieldwork campaign. These GCP occupied a small space within the whole image. Therefore, we used QGIS-digitizing tools to digitize a series of points on the georeferenced CORONA images. Although the accuracy of the resulting coordinates may be questionable, they were very easily localized on the images during the photogrammetric process.

This process is justified in view of the lack of a wide orthophotography of the area and of the impossibility of creating it ourselves as drones are not allowed in this zone.

We mainly used two software products for photogrammetric restitution. One is ERDAS Imagine Photogrammetry; in the non-metric cameras category we worked with focus width (609,602 mm) and the resolution used in scanning (7 µm) to set the interior orientation. This model is fit to use with the CORONA images free from interior calibration parameters of the main and fiducial points (Altmaier and Kani, 2002;

Galiatsatos, 2004). We also used The Automatic Terrain Extraction tool (ATE), which allows for obtaining DEM from the restituted photogrammetric block (Bellido, 2018).

Next, we performed a photogrammetric restitution based on the SfM technique in Agisoft Metashape Professional (Watanabe et al., 2017). Like Imagine Photogrammetry, interior orientation was obtained based on focus width and scanning resolution.

Fiducial points cannot be localized given that they are inexistent, thus distortion rates are left blank so that the software can calculate them during bundle block adjustment.

Following the bibliography on CORONA image correction (Shin and Schenk, 2008) and on rotation angle measurement based on GPS data (Wierzbicki and Krasuski, 2015), we carried out a first estimation of the exterior orientation parameters (Table 2):

Image DS1012-1039DA163 DS1012-1039DF157 Xo 7.477.170 m 7.489.300 m

Yo 4.485.140 m 4.490.290 m

Zo 185.000 m 185.000 m

Yaw 244º 244º

Pitch -16, 375º -16, 375º

Roll 0º 0º

Table 2. Table of the initial exterior orientation parameters of the images.

Both photogrammetric restitution processes are aimed at obtaining an orthorectified and georeferenced image. In this regard, numerous approximations have been performed by changing the images used in multiple combinations: whole images, images cut over the area of study, non-georeferenced images, images georeferenced with 2nd degree polynomials and images georeferenced with 1st degree polynomials (affine transformation). Furthermore, both GPS and QGIS-digitized control points have been interchangeably used to obtain the desired result.

Unfortunately, we were not able to perform the DEM with the selected CORONA images due to overlapping problems between them and a lack of key data, unclassified by the NGA for photogrammetric restitution. Consequently, in order to reconstruct the DEM of recent times, we obtained altimetry data from the relief map by Dumont, Reynard and Person in the context of the French-Uzbek archaeological mission in Bactria

(Pidaev, 2001a). Figure 4 shows the altitudinal data in level curves at 0,5 meter intervals and in a series of bench marks and topographic points. The localized walls and buildings of the site appear as auxiliary information providing context to the relief.

Figure 4. Interpolated 3D model of current period with the location of the ceramic kilns (above). Longitudinal section on the DEM between the T5 and T8 area of ceramic kilns (below).

As to archaeological interpretation, the image has been adjusted in different ways in order to improve the visualization of remains still buried. First, we performed basic contrast, brightness and histogram adjustments. Next, the work method’s algorithms were applied to the LiDAR data, namely Analytical Hillshading, Hillshading from multiple directions, Simple Local Relieve Model, Principal Components Analysis, Sky-view Factor and Positive/negative openness.

3.2 Ceramic kilns and archaeological excavations.

Terrestrial photogrammetry 3.2.1. Data acquisition

The second documentation level involved acting over different ceramic kilns in the site. Due to logistic difficulties in the field, we used those photogrammetric techniques that would allow for rapid extensive documentation.

Regarding the photogrammetric system used for the data extraction of the kilns already excavated, a 5 meter pole with a micro four thirds Olympus EPM 1 camera and a Zuiko Digital ED lens 12mm f2 perpendicular to the ground was set up. The final height obtained with this system was 5,7 meters with an angle between 40° and 45° in order to facilitate data collection with a linear movement every two meters, both longitudinally and transversal to the excavation so as to obtain a redundant overlap between images that was valid for three-dimensional reconstruction.

The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019 27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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Figure 5. Data the ceramic

Taking into dimensions of the resolution mm), we obta with a resolut between long (Figure 5). Th archaeological approximately resolution, wh a better resol work carried o excavation of ground due to well as the la with a laser di

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27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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allows for ove o GeoJSON brary. As to 3

ON meshes mo he great potent nvolved in cor al information m he DEM recon ives from a lac

from the decl applied here in order to add is not possible rocess, the g is an altern nterest or using chronic analysi nomial geometr ographic referen

fference betwee nts.

Final web mapp achronic images

n and georefere typology (ce

ogical interpre 3800056H01100

DZB00403800 n from DZB00 iew.

D FUTURE DE at the use of nformation in a e only one for t andscape. The d information on e allowed the r

years ago. Th 1970s period p evelopment and were well prese nd anomalies to owever, the sp not allow a small dimension

joint reading o cape if we co ing systems tha on. 2D data wa s and interpretin

rlapping two im (Figure 11) D models, we ostly in the three tial of the CO rrecting their g

means that it h nstruction of an

ck of auxiliary lassification pr includes a dress this short e to carry out t digital proce native when it g the images as is of the territo ric correction w nce resources i en the localizati

ing that include s of CORONA, enced links to d eramics and kiln

tation through 01.

0056H011001.

403800056H01

EVELOPMEN f CORONA im

archaeology sin the reconstructi

use of drones w n the current st reconstruction o he end of the 1 precedes agricu d thus many o erved. Above a o corroborate b patial resolution detailed stud ns.

of the reconstru ombine this typ

at integrate diff s organized by ng them in diff mages, drawing using the L e used Potree

e.js library.

ORONA images geometry to o has not been po

ncient Termez.

y information w rocess of 1995

series of aux tcoming in this the photogramm essing and i

t comes to fin s reference poin ory. This proce which is hindere

in certain place ion and the che

es: Google satel archaeological different 3D mo

ns).

h the b) 11001

NTS mages nce in ion of would tate of of the 1960s ultural of the all, it buried n and dy of uction pe of fferent tiling fferent g and Leaflet

point s, the obtain ssible . This which . The xiliary s case metric image nding nts in essing red by es and ecking

llite l dels

As decla issue help know expo the p adva auxil to id with orien In th camp the C altitu of m Fina colla HTM whic infor exce of th onlin morp easy addit be p deve

This (HAR and all fu Univ camp this p Caja

Abdu in ol Altm gene Phot https Belli prog arqu Fin d Bout onlin Phot 173- 173- Galia Reso COR

to the NGA assification pro e that should b

the scientific c wledge on th onentially espec processes asso anced in spite liary informatio dentify interesti

the new tec ntation and the he next few y paigns with the CORONA satel ude photogramm multispectral sen

lly, the conclus aborative deve ML5 Canvas is ch favour the rmation associ eptional multi-s he requirements ne and offlin phologic inform

to use with tional software programmed in elop in the futur AC work was su R2016-75133-C

CONCERAC ( unded by the S versities. Found

paign in Terme paper through t al (RYC-2014-1

ullaev, K., 201 d recent finds. P maier, A., and

eration from CO togrammetry a s://doi.org/10.10 ido, A., 2018.

grama Corona eológico del y de Máster. Univ tsi, A.-M., Ioa ne visualization togramm. Remo 180. https:/

2019

atsatos, N., Don olution Elevat RONA Imager

failing to inc ocess of the C e debated as th community in t his images an

cially in the fie ociated with ph of being clo on used throug ing elements is chnological too exterior orienta years we will purpose of ver lite in the field metric techniqu nsors.

ion in terms of lopment platfor that this allows e use of thes ated with a d cale documenta s we consider e ne measuremen mation extractio

a browser s , and above all, nto any implem re.

CKNOWLED pported by tw C3-1-P) led by (HAR2016-751 Spanish Ministr dation Palarq ez in the year 2

the post-doctor 5789).

REFEREN 3. The Buddhis Parthica, 15, pp Kany, C., 2 ORONA satelli and Remote S 016/S0924-271

Análisis del p a través de la acimiento de T versidad de Zar

nnidis, C., and n of complex ote Sens. Spati //doi.org/10.519

noghue, D. N. M tion Data D ry with Mini

clude auxiliary CORONA imag his information the use of these nd their use eld of remote hotogrammetry osely related.

ghout the COR s not likely to ols for a cam ation of images

continue to c rifying the data d, and we will a ues described w f using JavaScri

rms (GitHub) s for a vast set se models w database. They tation tool whic essential for our ent and graph on, use of filte supporting We , it is an open s mentation we

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together with of possibilities with contextual y constitute an ch meets many r research: high hic capability, ers and texture, ebGL with no system that can might need to

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h s l n y h , , o n o

C , , d l n y

l f .

l e o

e . . -

h c n The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019

27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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Approach Using Ikonos and SRTM Data. Photogrammetric engineering, 14.

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The International Archives of the Photogrammetry, Remote Sensing and Spatial Information Sciences, Volume XLII-2/W15, 2019 27th CIPA International Symposium “Documenting the past for a better future”, 1–5 September 2019, Ávila, Spain

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