Deposition pressure effect on chemical, morphological and optical
properties of binary Al-nitrides
Jaime Andrés Pérez Taborda
a,b,n, J.C. Caicedo
c, M. Grisales
d, W. Saldarriaga
e, H. Riascos
a aUniversidad Tecnológica de Pereira, Grupo Plasma Láser y Aplicaciones, Colombia
bFunctional Nanoscale Devices for Energy Recovery Group, Institute of Microelectronics of Madrid, Spain c
Tribology, Powder Metallurgy and Processing of Solid Recycled Research Group, Universidad del Valle, Cali, Colombia d
Universidad De la Amazonia, Colombia e
Laboratorio de Materiales Cerámicos y Vítreos, Universidad Nacional de Colombia, Sede Medellín, A.A. 568, Medellín, Colombia
a r t i c l e i n f o
Article history: Received 17 August 2014 Received in revised form 3 December 2014 Accepted 8 December 2014
Keywords:
Pulsed laser deposition Aluminum nitride
Morphology and optical properties
a b s t r a c t
Aluminum nitridefilms (AlN) were produced by Nd:YAG pulsed laser (PLD), with repetition rate of 10 Hz. The laser interaction on Al target under nitrogen gas atmosphere generates plasma which is produced at room temperature with variation in the pressure work from 0.39 Pa to 1.5 Pa thus producing different AlNfilms. In this sense the dependency of optical properties with the pressure of deposition was studied. The plasma generated at different pressures was characterized by optical emission spectroscopy (OES). Additionally ionic and atomic species from the emission spectra obtained were observed. The plume electronic temperature has been determined by assuming a local thermo-dynamic equilibrium of the emitting species. Finally the electronic temperature was calculated with Boltzmann plot from relative intensities of spectral lines. The morphology and composition of thefilms were studied using atomic force microscopy (AFM), scanning electron microscopy (SEM), X-ray photoelectron spectroscopy analysis (XPS) and Raman Spectroscopy. The optical reflectance spectra and color coordinates of thefilms were obtained by optical spectral reflectometry technique in the range from 400 nm to 900 nm. A clear dependence in morphological properties and optical properties, as a function of the applied deposition pressure, was found in this work which offers a novel application in optoelectronic industry.
&2014 Elsevier Ltd. All rights reserved.
1. Introduction
Aluminum nitride (AlN) thinfilms are applied widespread because
they have some excellent properties such as chemical stability, high thermal conductivity, low electric conductivity and wide band gap
(6.2 eV). Moreover, it presents a thermal expansion coefficient similar
to that of GaAs, and a higher acoustic velocity, making it excellent for optical devices in the ultraviolet spectral region, acoustic optic devices,
and surface acoustic wave (SAW) devices. Polycrystallinefilms exhibit
piezoelectric properties and can be used for the transduction of both bulk and surface acoustic waves. Pulsed laser deposition (PLD) growth
of AlNfilms is rather critical because of its tendency to present
micro-cracking. This tendency is more evident with increasing the thickness
of thefilm and when using silicon substrates, particularly in the (100)
orientation, while using silicon substrates has been shown to improve
thefilms' growth. Pulsed laser deposition (PLD) using nanosecond
pulses is considered to be one of the most promising techniques for
the synthesis and deposition of thin films[1–4]. This method has
advantages such as high reproducibility, control of thefilm growth
rate and stoichiometry and low impurity concentration in the
compo-sition of depositedfilms. On the other hand aluminum nitride (AlN)
exhibits attractive properties such as thermal and chemical stability, high thermal conductivity, high dielectric permittivity, breakdown
field, high-speed piezoacoustic wave and mechanical hardness[1].
Many authors in the literature have discussed the effect of
growth conditions of AlN thinfilms deposited by PLD related to
the crystallinity, morphology and optical response[5–8]. Clearly,
the growth characteristics influence the final properties of the
materials in a thin layer, but there is a deficiency in the discussion
of the effect produced by the variation of the pressure tank to the variation in color purity layered AlN obtained by PLD.
The study of pulsed laser ablation plumes has increased the attention recently due to its importance in laser deposition. The plasma state is often called the fourth state of matter and transient phenomenon in nature with characteristic parameters dependent
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Optics & Laser Technology
http://dx.doi.org/10.1016/j.optlastec.2014.12.009
0030-3992/&2014 Elsevier Ltd. All rights reserved.
nCorresponding author. Present address: Instituto de Microelectrónica de Madrid (IMM-CSIC), Calle de Isaac Newton 8, Tres Cantos, 28760 Madrid, Spain.
on the rapidly evolving component species. These parameters are highly dependent on the irradiation conditions, laser intensity, pulse duration, wavelength, composition and atmosphere. Taking into account that the relationship between plasma and
morpho-logical quality in thefilms is very important, in this sense the AlN
films are used as substrates for SAW sensors where the surface
quality is a decisive factor in the sensors performance[9,10].
So, the goal of this work is to study the effect of the applied deposition pressure on the chemical, morphological properties
and optical properties of binary AlNfilms deposited by PLD on Si
(100) for use in optical and electronic applications. Here, using
nitrogen as working gas, results on AlNfilms deposited from Al
targets, their characterization by X-ray photoelectron spectroscopy (XPS), Raman Spectroscopy and scanning electron microscopy (SEM) as well as investigations associated to changes in optical
response such as reflectance and color purity as function of
pressure deposition values were reported.
2. Experimental
In this research the experiments were carried out in usual PLD
configuration consisting of a laser system into the multiport
stainless steel vacuum chamber equipped with a gas inlet, a rotating target and a heated substrate holder. The Nd:YAG laser that provides pulses at the wavelength of 1064 nm with 9 ns pulse duration and a repetition rate of 10 Hz was used. The laser beam
was focused with anf¼23 cm glass lens on the target at the angle
of 451, with respect to the normal. The target was rotated to
2.2 rpm to avoid fast drilling. The distance between the target and the substrate was 6.5 cm. The vacuum chamber was evacuated
down to 106Pa before deposition by using a turbo-molecular
pump backed with a rotary pump. The AlN thin films were
deposited in nitrogen atmosphere as working gas, in an atmo-sphere of nitrogen reactive, the nitrogen gas pressure varied between 0.39 Pa and 1.5 Pa and aluminum target (99.99%). The
films were deposited with a laserfluence of 7 J/cm2for 15 min on
silicon (100) substrates. So, the plasma characterization was performed by optical emission spectroscopy (OES) by using a
spectrometer model Jobin Yvon Triax 550 of 0.55 m, f¼6.4
equipped with two gratings of 1200 l/mm and 150 l/mm, coupled to a CCD camera model 3000 air-cooled multi-channel and
512512 pixels. The crystal structure of the coating was
deter-mined by using a D8 Advance Bruker X-ray diffractometer with
Cu-Ka (
λ¼
1.5405 Å) radiation. For the surface study a scanningelectron microscope Philips XL 30 was used . The AlN layers thickness around 150 nm was determined by the design of a step
between the substrate and thefilm. A profiler was used to perform
continuous scanning surface that takes into account thefilm and
the substrate area. A Dektak 8000 profilometer device with a tip
diameter of 1270.04
μ
m, scan length range (X) of 5070.1μ
m–20070.1 mm, scan height range (Y) from 10071 nm to
100070.1
μ
m, measurement range 50 A–2.520 kA, verticalreso-lution (max.) of 1 A, sample thickness (max.) of 63.5 mm, hor-izontal resolution of 0.0033 um, stylus force from 1 to 100 mg and
sample stage theta rotation of 3601was used.
Chemical composition analysis of the coatings was done with a Philips XL 30 FEG scanning electron microscope, an X-ray detector and secondary electrons detector of Lithium Beryllium inside the chamber with the purpose of amplifying the signal in the EDS analysis. Moreover, the XPS also was used on AlN samples to determine the chemical composition and the bonding of alumi-num and nitrogen atoms using ESCA-PHI 5500 monochromatic
Al-K
α
radiation and a passing energy of 0.1 eV. The surface sensitivityof this technique is so high that any contamination can produce deviations from the real chemical composition; therefore, the XPS
analysis is typically performed under ultra-high vacuum condi-tions with a sputter cleaning source to remove any undesired contaminants. Morphological characteristics of the coatings like grain size and roughness were obtained using an atomic force microscope (AFM) from Asylum Research MFP-3Dr and calculated by a scanning probe image processor (SPIP) which is the standard program for processing and presenting AFM data, therefore, this software has become the de-facto standard for image processing in
nanoscale. The Al–N bond was verified by infrared spectroscopy
and Raman and Fourier transform infrared spectroscopy (FTIR)
characteristics of Al–N vibrational modes were found. Optical
reflectance spectra and color coordinates of the samples were
obtained by spectral reflectometry in the range of 400–900 nm by
means of an Ocean Optics 2000 spectrophotometer. The coated samples received the white light from a halogen lamp illuminator
through a bundle of six opticalfibers, and the light reflected on the
samples was collected by a single opticalfiber and analyzed in the
spectrophotometer. Thefiber wasfixed in perpendicular direction
to the sample surface. An aluminum deposited by rapid thermal evaporation in high vacuum was used as the reference sample, and
the experimental spectra were normalized to 100% reflectance of
the reference sample. The morphology on AlN surface films was
analyzed by SEM (Leika 360 Cambridge Instruments).
3. Results and discussion
3.1. Optical emission for the AlN plume
For the plasma generated by AlN materials a large number of emission lines attributed to emission bands of aluminum nitride
was identified. In Fig. 1a, the most intense lines are emission of
aluminum species, apparently the main species emitted in the ablation of aluminum species, being once ionized aluminum (Al II). The strongest lines in the spectrum of XII in plasma are at
631.337 nm, for electron configuration 1s3p–1s3d. Atomic spectral
lines are also indicating the presence of Al and atomic N2(Fig. 1b
and c). The oxygen presence was observed in optical emission for the AlN with 0.53 Pa and 0.66 Pa, which is a product of contam-ination in the vacuum chamber. All atomic emission lines were
identified through the database of the National Institute of
Standards and Technology-NIST. Also emission lines of nitrogen species (neutral and multiply ionized) with most intense peaks at 618.909 nm (N I), 644.902 nm (N III), 740.359 nm (N III) were observed. The emission peak of atomic nitrogen was dominant compared to the emission peaks of atomic aluminum.
The oxygen presence is also attributed to lowflow of nitrogen
gas during the degassing processes. The oxygen species observed are O II (762.882 nm), O III (751.325 nm) and O V (676.585 nm and 743.153 nm). Shown in 509.985 nm an emission band of AlN (0.0)
[11]is observed. A second emission band, weaker, is analyzed at
523.060 nm for AlN (1.0)[8]. In this work the oxygen bands only
are evidenced for a working pressure of 0.53 Pa. Moreover, in
this work participle density in Debye sphere Nd¼2.46101m
was found.
3.2. Local thermodynamic equilibrium for AlNfilms
In the local thermodynamic equilibrium for AlN it is possible to take into account that the plume is in local thermodynamic
equilibrium (LTE) [12], therefore, the emission line intensity (I)
in a specific wavelength (
λ
m) may be expressed byLn Imn
λ
mnAmngmn
¼Ln N
Z
Emn
κ
Te
where
λ
mn is the transition wavelength, Imn is the intensity linetransition observed, Amn is the transition probability, gmn is the
degeneracy of the upper level,Nis the total density of the exited
state, Z is the partition function,Emn is the energy of the
emit-ting level, k is the Boltzmann constant and Te is the electronic
temperature. A typical plot is reported inFig. 2for the emission of
the AlN plume. The higher temperature calculated in the presence
of N2under 0.53 Pa can be associated to recombination
phenom-ena which occurs during plume expansion and the thin films
deposition, in relation to local thermodynamic equilibrium of the
electron density, as shown in the following equation[12]:
neZ1:41014Te12ðΔEmnÞ3cm3 ð2Þ
whereneis the electron density,Teis the electronic temperature,
Δ
Emn is the transition from the upper energy level (Em) to thelower energy level (En).
In this paper a value of 5.901013cm1was reported for the
LTE approximation, which agrees with the literature[11–13].
On the other hand nitrogen elements are characteristic for the
first and second positive system that occur between 250 nm and
400 nm; although doing different variations in the spectra, such as integration time and the width of the entrance slit, no prominent
lines were observed in this range. The relaxation of the excited state of nitrogen in the plasma emission is given by transitions between atomic energy levels or through state transitions of the ionized molecule and not by transitions of the neutral molecule. This suggests that the relaxation process is the recombination of
unpaired electrons with the ionized molecules (Fig. 2b).
3.3. Chemical composition
3.3.1. EDS analysis in AlNfilms
The EDS results from the AlN films surface showed the
presence of (Al, N, O) element, which is characteristic of those materials. The areas of the peaks were used to calculate the
composition of both coatings; thus, the values fromFig. 3
indi-cated that AlNfilms were substoichiometrics. On the other hand, a
careful correction has to be done in all stoichiometric analyses because EDS has low reliability for nitrogen concentration. In this
sense, EDS elemental concentrations were obtained using theZAF
correction method; because certain factors related to the sample composition, called matrix effects associated with (atomic number
(Z), absorption (A) and fluorescence (F)), can affect the X-ray
spectrum produced during the analysis of electron microprobe Fig. 1.Optical emission for the AlN plume with different values of nitrogen pressure: (a) emissivity for N21st positive system between 600 nm and 800 nm in AlNfilms as function of deposition pressure, (b) optical emission for the AlN with 0.53 Pa, and (c) optical emission for the AlN with 0. 66 Pa.
and therefore, these effects should be corrected to ensure the development of an appropriate analysis.
The correction factors for a standard specimen of known compositions were determined initially by the ZAF routine. The
relative intensity of the peak K was determined by dead time
corrections and a referent correction for the X-ray measured. So, before each quantitative analysis of an EDS spectrum for AlN
deposited with 9.3101Pa, a manual background correction and
an automatedZAFcorrection was carried out[14]. Thus,Fig. 3a shows
the energy-dispersive X-ray spectroscopy (EDS) values of AlNfilms
deposited with different work pressures. All samples were observed
via SEM and chemical analyses were done with an amplification of
20,000. The presence of oxygen has been often found during the
production of AlN, which is normally associated to residual oxygen in
the chamber[11].Fig. 3b shown the dependence of work pressure on
decrease of Al content; moreover a little increase in the N concen-tration in relation to the increase of deposition pressure has been observed. This effect can be associated to high sensitivity of ionic exchange in nitrogen under pressure changes.
3.3.2. XPS analysis in AlNfilms
The chemical relation between EDS results and XPS was explored in the current research. Thus, the survey spectra of
Al 2p, and N 1s inFig. 4were recorded from AlNfilms, as shown
inFig. 5. FromFig. 5(a), the Al 2p peak is composed of a shoulder separated by 1.7 eV with intense peak. The XPS spectrum of Al
23 24 25 26 27 28 29 30 31
-26 -24 -22 -20 -18 -16 -14
ln
(
I
λ
/ g A
)
Energy (eV)
500 502 504 506 508 510 512 514 516 518 520 0.0
7.0x103
1.4x104
2.1x104
2.8x104
3.5x104
4.2x104
4.9x104
5.6x104
Intensity (a.u.)
λ
(nm)
Fig. 2.Local thermodynamic equilibrium: (a) determination of electronic temperatureTe¼8.832.3 K from AlN plume emission in 0.533 Pa N2by using the line N II and (b) the plasma electron densitynecalculated fromStark broadening, for N II transition (2s2
p2–
4p) 3p at the line 504.871 N II, and thene¼2011019 cm3
. The error bars indicate the standard deviation values of the measurements for all AlN materialsfilms.
2 4 6 8 10 12 14 16
15 20 25 30 35 40 45 50
Al O
Deposition Pressure (10-1Pa)
Al concentration (%)
20 25 30 35 40 45 50 55 60 65 N
N concentration (%)
Stoichiometric Concentration
Fig. 3.Chemical composition by EDS: (a) energy-dispersive X-ray spectroscopy (EDS) values and SEM surface images of AlNfilms and (b) correlation between work pressure in the Al–N plasma and aluminum, nitrogen and oxygen contents for deposited AlN thinfilms. The error bars indicate the standard deviation values of the measurements for all AlN systems.
1400 1200 1000
800
600
400
200
0
0
1x10
42x10
43x10
44x10
4In
te
n
s
it
y
(c
/s
)
Binding energy (eV)
Fig. 4. XPS spectrum of Al 2p–N 1s from Al–Nfilm as a function of applied pressure.
2p can be fitted well by two Gaussian functions. The value of binding energies obtained for the Al 2p peak was 73.9 eV and the higher value for Al 2p was 75.9 eV, respectively. According to the
literature[15–17]for the Al 2p peak, thefirst one (73.9 eV) and the
second one (75.9 eV) can be assigned to Al–N and Al–O bonds
respectively. The appearance of the peak at 73.9 eV clearly shows that Al has reacted with N; therefore, it can be assigned to AlN
[16,17]. In Fig. 4 N 1s peak is composed of spin doublets, each
separated by 2.9 eV. The XPS spectrum of N 1s can befitted well by
two Gaussian functions which depicts the N 1s spectrum with
values at 397.3 eV and 400.2 eV characteristic for N–N and Al–N
bonds, respectively[18,19].
The high resolution X-ray photoelectron spectroscopy (XPS)
results for AlN deposited with 9.3101Pa demonstrate that Al
atoms bonded to N in the form of nitride, because the elemental
concentration of the Al–Nfilm was obtained by adjusting the laser
incidence on Al target and N2was the working gas in this research;
it was discovered that amounts of Al–N in the AlN film were
maximum in the current establishment of process conditions and
the ratio of Al to N in thefilm was about 2:1. Generally, formative
Al–N phase indicates that the aluminum and nitrogen activity and
activation energy provided by the present deposition conditions
are enough for the formation of AlN thinfilm. Although the surface
temperature of the substrate during deposition of AlN film is
around 3001C, the substrate lies in a high-density plasma region
and a high ion-to-atom ratio of aluminum and nitrogen can be propitious to the formation of AlN phase at the low temperature
below 3301C. All aluminum-nitride films with all Al 2p peaks
werefitted as one or more pairs of spin–orbit split sub-peaks with
a separation of 0.4 eV between the Al 2p3/2and Al 2p1/2
compo-nents (Fig. 5a). The ratio of the area of the 2p3/2component to the
area of the 2p1/2component wasfixed at 2:1. Moreover all N 1s
peaks were fitted as one or more pairs of spin–orbit split
sub-peaks with a separation of 0.2 eV, sowing the N–Al bound
centered in 399.66 eV and N–N centered in 402.23 eV (Fig. 5b).
All Al 2p sub-peaks werefitted as 95% Gaussian. For this study,
the binding energy of afitted Al 2p spin–orbit sub-peak pair is
reported as the centroid of the pair. The centroid of the spin–orbit
pair in eV was calculated as shown
Al2p CentroidðeVÞ ¼AAl 2p3=2EAl 2p3=2þAAl 2p1=2EAl 2p1=2
AAl 2p3=2þAAl 2p1=2
ð3Þ
whereAis the sub-peak integrated area andEis the adjusted
sub-peak binding energy in eV. Therefore, calculation of the sub-peak
areas without O 1s contribution gives an atomic ratio of Al:
N¼0.392:0.588, which is similar to the stoichiometry of
Al0.40N0.60[20]and close to EDS results showed in Fig. 3. So, in
Fig. 6, it is a clear dependence on the concentration of nitrogen
and oxygen in AlN thinfilms.
3.4. Structural characterization by XRD results
The x-ray diffraction patterns for AlN deposited with
9.3101Pa observed in Fig. 7 are at 37.91 and 44.291,
corre-sponding to AlNc-axis (0002) and AlN (200) orientations
respec-tively. As it can be observed, strong preferentialc-axis orientation
is obtained for the lower nitrogen–aluminum ratio. The
crystal-lographic orientation of the grains in thefilm is determined by
the preferential growth of certain crystal planes over others. The
mechanism of preferential orientation of AlN films can be
explained by the crystalline lattice structure generated by AlN
configuration materials which is in agreement with optical
emis-sion results (Fig. 1), EDS (Fig. 3) and XPS results (Fig. 5). To further
obtain information regarding bond formation and structure the
polycrystalline hexagonal structure of wurtzite type (file no.
25-1133 of form JCPDS-ICDD diffraction database) was detected in all
80 79 78 77 76 75 74 73 72 71 70 0.0
5.0x103 1.0x104 1.5x104 2.0x104 2.5x104
Al-O 76.27 eV
Al2p
Intensity (a.u.)
Binding energy (eV)
Al-N 73.78 eV
406 404 402 400 398 396 394 0.0
4.0x103 8.0x103 1.2x104 1.6x104
Intensity (a.u.)
Binding energy (eV)
N1s
N-Al 399.66 eV
N-N 402.23 eV
Fig. 5.High-resolution XPS spectrum of: (a) Al 2p and (b) N 1s, where the few formation of oxy-nitride N–Al–O and Al–N bonds are observed to occur at different temperatures.
4 6 8 10 12 14 16
30 35 40 45 50 55 60 65 70
Composition (at.%)
Deposition Pressure (10
-1Pa)
N O
25 30 35 40 45 50 55 60 65 70 75
Composition (at.%)
Fig. 6.Compositions results from XPS analysis showing the pressure dependence at the concentrations of N and O deposited on Si at 3001C. Oxygen is the only observed contamination in these films. The error bars indicate the standard deviation values of the measurements for all AlN layers.
films. Such one axial hexagonal texture withc-axis perpendicular
to the Silicon substrate has been detected in AlNfilms. As the (103)
planes make a large angle with the (200) ones, the (103) diffrac-tion is competitive to the (0002) one in terms of texture and the ratio is thus directly related to the contribution of the hexagonal (0002) texture component.
3.5. Vibrational characterization by FTIR and Raman results
FTIR spectrometry measurements were carried out for the
same films previously analyzed by XRD. It was reported that
crystalline AlN exhibits characteristic transverse optical (TO) and
longitudinal optical (LO) modes.Fig. 8a shows FTIR spectra of a
spectrum for AlN deposited with 9.3101Pa in the range of
468–800 cm1; after deconvolution the respective modes are
active in the infrared observed, especially a narrow band centered
at 680 cm1which may be attributed to the contribution of the
phonon modeE1(TO) of the w-AlN as well as the presence offive
bands around 485 cm1, 520 cm1, 615 cm1, 655 cm1 and
691 cm1, associated with Al–O bonds characteristic of a
sym-metric stretching, Al–N non-stoichiometric phases (AlxNy), the
phonon mode A1 (TO) of hexagonal AlN, the LO phonon mode of
AlN hexagonal and hexagonal Al–N, respectively. Inside the
depositedfilms there is residual stress that induces the shift of
the FTIR peaks from their characteristic positions. It can be due to
the non-equilibrium nature of PLD[20–22].
In this sense the AlN normally crystallize in the hexagonal
wurtzite structure (space group C46v-P63mc) with four atoms in
the unit cell. Then, from Raman results, inFig. 8b for AlN deposited
with 9.3101Pa it was possible to observe that thek¼0 point
group theory predicts the following eight sets of modes: 2A1þ
2Bþ2E1þ 2E2 of which one Al, one El, and two E2 are Raman
active. One set ofA1and one ofE1correspond to acoustic phonons.
The B modes are silent [1]. Note that phonons with E1 and E2
symmetry, respectively, are twofold degenerate. The modes with
A1andE1symmetry are also infrared active. The frequencies are all
measured with an error of71 cm1. MoreoverTable 1shows the
FTIR and Raman active modes associated to Al–N vibrations
[7–10]. The FTIR and Raman spectra are in good agreement with
the optical emission results (Fig. 1), EDS (Fig. 3), XPS results (Fig. 5)
and XRD results (Fig. 7), which confirm the formation of large
hexagonal AlN materialfilms.
30
35
40
45
50
55
60
65
70
Si - Su
b
s
trate
AlN (200) AlN (103)
Al
N (0002)
Intensity (u.a)
2
θ
(Degrees)
P = 0.93 Pa
Fig. 7.XRD results showing the polycrystalline hexagonal structure of AlN wurtzite (file no. 25-1133 of form JCPDS-ICDD diffraction database) deposited on Si (100) substrates at 3001C and a pressure of 0.93 Pa nitrogen.
480 560 640 720 800
84 88 92 96 100
Transmittance (%)
Wavenumber (Cm
-1) Wavenumber
(Cm
-1)
600 650 700 750 800 850 900
Raman Intensity
Fig. 8.Vibrational analysis for AlN materialsfilms: (a) FTIR spectroscopy of AlNfilms deposited on Si (100) substrates at 3001C and a pressure of 0.93 Pa nitrogen with E2 (high) phonon mode and (b) Raman shift measures of AlNfilms deposited with 9.3101
Pa where it was possible to observe that thek¼0 point group theory predicts the following eight sets of modes.
Table 1
Vibrational modes reported in the literature for hexagonal aluminum nitridefilms.
Mode symmetry Frequency (cm1) Reference
E2 665 [7]
303 [10]
426 [10]
A1(TO) 667 [7]
659 [8–9]
E1(TO) 667 [7]
672 [8]
671 [9]
614 [10]
A1(LO) 910 [7]
897 [8]
888 [9]
663 [10]
E1(LO) 910 [7]
912 [8]
895 [9]
3.6. Surface topography and morphological results analyzed by AFM and SEM
The observed dependence of the AlNfilms surface morphology
under nitrogen pressure during deposition is closely related with
thefilm growth mechanism, associated to the surface diffusion
length (L) which is given by[20]
Lð ÞD
τ
1=2ð4Þ
whereDis the diffusion coefficient and
τ
is the residence time ofadatoms. Larger values of diffusion length imply more time for the
adatoms to find energetically favorable lattice positions, thus,
reducing the density of surface defects and improving the crystal quality.
Associating Eq.(4),Table 1andFig. 9it is possible to show the
surface morphology of AlN films. Therefore, the changes on
morphological surface as functions of increase in the deposition pressures were studied by recording AFM images along with SEM micrographs. These results evidence the random distribution of micro-particles or micro-droplets on these surfaces as a function of deposition pressure (0.66 Pa and 0.53 Pa). Thus, the deposition pressure affects clearly the increase of grain size, roughness and micro-drops; this can be possible due to low surface mobility when the pressure was varied from 0.39 Pa to 1.5 Pa. This surface mobility reduces the possibility that the micro-drops are anchored
on the surface when arriving with high energy on AlNfilm. Other
possible reason can be associated with the mean free path that produces surface diffusion of nano-drops or micro-drops which can decrease the overall number of particles, also affecting the
boundaries sizes. In this sense it was presented in Table 2 the
surface roughness, grain size for AlN films grown at 0.39 and
0.53 Pa, and their optical emission lines due to optical emission spectrometry signals from AlN plasma.
3.7. Optical reflectance analysis of AlNfilms
The reflectivity measure is the fractional amplitude of the
reflected electromagnetic field, while reflectance refers to the
fraction of incident electromagnetic power that is reflected at an
interface. The reflectance is thus the square of the magnitude of
the reflectivity. The reflectivity can be expressed as a complex
number as determined by Fresnel's equations for a single layer,
whereas the reflectance is always a positive real number. In certain
fields, reflectivity is distinguished from reflectance by the fact that
reflectivity is a value that applies to thick reflecting objects. When
reflection occurs from thin layers of material, internal reflection
effects can cause the reflectance to vary with surface thickness.
Reflectivity is the limit value of reflectance as the surface becomes
thick; it is the intrinsic reflectance of the surface, hence
irrespec-tive of other parameters such as the reflectance of the rear surface.
On the other hand, the dominant wavelength of a color stimulus is
defined as the wavelength of the monochromatic stimulus that,
when additively mixed in suitable proportions with the specified
achromatic stimulus, matches the color stimulus considered[21].
Taking into account the above, an example in thin film
calculator in OptiScan is given to calculate the reflectance and
transmittance of Krestchmann configuration which generate
sur-face plasma resonance at a certain incident angle. Unfortunately
the other properties of the surfaces, such as reflectance,
transmit-tance, or phase change, are rarely satisfied. However the thinfilms
are commonly used to modify these properties without altering
the specular behavior. In an optical coating, thefilms, together
with their support, or substrate, are generally solid [22]. The
particular materials used for the AlNfilms vary with the
applica-tions. It is possible to construct assemblies of thinfilms which will
reduce the reflectance of a surface and hence increase the
transmittance of a component, or increase the reflectance of a
surface, or which will give high reflectance and low transmittance
over part of a region and low reflectance and high transmittance
over the remainder and so on. In this sense in the current work for
AlNfilms the reflectance,Rwas taken as the ratio of the irradiance
of the reflected beam to that of the incident beam, and
transmit-tance,T, as the ratio of the irradiance of the transmitted beam to
that of the incident beam, and defined as follows[22,23]:
R¼
η
0Yη
0þY
U
η
0Yη
0þYn
;T¼ 4
η
0ReðYÞðη0þYÞUðη0þYÞn ð
5Þ
whereRis the reflectance,Tis the transmittance,
η
0is the surfaceadmittance for incident medium, andYis the surface admittance
of the thinfilms and substrate; moreover the effects of multiple
films are included in the surface admittance. Each layer generates
a matrix in the equation which will change the electric and
magneticfields[22,23].
Fig. 9.Deposition conditions as functions of morphological properties: (a) Relationship among surface roughness, grain size with plasma pressure and (b) SEM micrograph and AM images for AlN thinfilms deposited with a pressure of 0.66 Pa and 0.53 Pa.
Table 2
Surface roughness, grain size for AlNfilms grown at 0.39 and 0.53 Pa, and their optical emission lines due to optical emission spectrometry signals from AlN plasma.
Pressure (Pa)
Roughness (nm)
Grain size (nm)
%At (Al)
%At (N2)
OES
0.39 3.8 85.2 26.30 50.85 Al XII—N III—O V AlN (0.0) AlN (1.0) 0.53 3.6 62.9 23.70 58.80 Al XII—N II—O III
In this work the AlN films have been compared with pure
aluminum because the aluminum mirrorfinish has the highest
reflectance of any metal in the 200–500 nm range and the 3000–
10,000 nm range (far IR) regions, while in the 500–700 nm visible
range it is slightly outdone by AlN and silver, but in the 700–
3000 nm range (near IR) it is slightly outdone by gold and copper
materials[24].Fig. 10shows the optical reflectance spectra of the
AlN single layers obtained at different deposition pressures. The
reflectance of the aluminum and the eye sensibility are shown for
comparison. The spectra of the samples show high reflectance for
long wavelengths, near to 62% for the AlNfilms deposited with
4101Pa and close to 28% for AlNfilms deposited with 1.5 Pa.
These values of reflectances at these wavenumbers agree well with
previous reports in the literature for AlNfilms[25,26]. However in
this work it was observed that the minimum of reflectance at
550 nm is due to interference effect in reflected light.
However a clear decrease in reflectivity for short wavelengths
is seen, characteristic of a system with high free electron density
with a reflectance edge below 530 nm due to a screened plasma
resonance[27]. The white and aluminum colors of the AlNfilms
are a result of the steep plasma reflection edge that occurs in the
visible region where the reflectivity minimum is around 540 nm.
The reflectance values for AlNfilms are in good agreement with
the optical emission results (Fig. 1), EDS (Fig. 3), XPS results
(Fig. 5), XRD results (Fig. 7), FTIR-Raman spectra (Fig. 8), and
AFM-SEM results (Fig. 9). The reflectance values for AlNfilms are
in good agreement with the optical emission results (Fig. 1) by the
spectral signals AlXII (631.337 nm) and NI (618.909 nm),
charac-teristics of AlN, EDS (Fig. 3) with XPS (Fig. 5) results because of the
AlN adjusted stoichiometry strapped with bounds from Al 2p and
N 1s spectral signals (Al–N 73.78 eV), XRD results (Fig. 7)
asso-ciated with polycrystalline hexagonal structure of wurtzite type
(0002) adjusted to high reflectance, FTIR-Raman spectra (Fig. 8)
due to vibrational signals typical of AlN with suitable optical
whining (Al–N E1(TO) 678.8 cm1and Al–N A1(TO) 692.5 cm1),
and AFM-SEM results (Fig. 9) associated with superficial
morphol-ogy and adjusted to the other physical and chemical characteristics discussed above absorbs and disperses spectral lines of light
incident at the rank of major optical reflectance[28].
Moreover in this research high dependency on reflectance
percentages in this work was found when the deposition pressure was varied from 0.39 Pa to 1.5 Pa, therefore, the changes in optical properties can be related not only with changes on temperature deposition but also with changes generated on morphology
sur-facefilms due to variation of deposition pressure (Fig. 11a).Fig. 11a
exhibits one constant region for wavelength of 760–800 nm; in
those regions it is possible to appreciate the effect of the
deposi-tion pressure on reflectance of the films. Fig. 11b shows the
decrease of reflectance when the deposition pressure is increased,
which indicates that pressure also promotes the absorbance in the AlN deposited via PLD.
Moreover the error bars of the values presented inFig. 10were
obtained at the base of the uncertainty in adjusting of reflectance
curves as a function of wavelength, to assign values to the
parameters determined by fitting (reflectance or transmittance
for AlNfilms). Therefore, the reflectance values shown inFig. 11b
(filled triangles) are the average of data obtained in each run and
thus have their respective error bars. In this sense the error bars indicate the standard deviation values of the measurements for all
AlNfilms[28].
From the reflectance spectra a weak but clear effect of
deposi-tion pressure on the optical properties is seen. As the pressure is
decreased, the reflectance of thefilms tends to be higher in the
near infrared region, while the minimum in reflectance, between
562 nm and 571 nm for all AlNfilms.
400
500
600
700
800
900
0
10
20
30
40
50
60
70
80
90
100
Reflectance (%)
Wavelengeth (nm)
Fig. 10.Dominant wavelength and color purity results: (a) Optical reflectance of AlNfilms deposited onto Si (100) substrates at different deposition pressures (0.39–1.5 Pa); aluminum optical reflectance and eye sensibility were also plotted as references.
760 765 770 775 780 785 790 795 800 20
25 30 35 40 45 50 55 60 65 70
Reflectance (%)
Wavelength (nm)
0.4 0.6 0.8 1.0 1.2 1.4 1.6 25
30 35 40 45 50 55 60 65 70
Reflectance (%)
Deposition pressure (Pa)
Fig. 11.Reflectance dependency: (a) Reflectance of AlNfilms deposited onto Si (100) substrates at different deposition pressures of 760–800 nm wavelength and (b) reflectance as function of deposition pressure. The error bars indicate the standard deviation values of the measurements for all AlNfilms.
3.8. Dominant wavelength and color purity analysis of AlNfilms
3.8.1. Dominant wavelength
In order to calculate dominant wavelength for AlNfilms, it was
necessary first introduce the identification of a color by its“x–y
chromaticity coordinates”as plotted in the Chromaticity Diagram
(Fig. 12). The diagram enables to quantitatively graph the hue and saturation of a particular color by its dominant wavelength and
excitation purity, respectively[29].
Thefirst step in calculating the chromaticity coordinates is to
compute the “tristimulus values” of a particular filter with a
particular illumination for AlN films. Loosely, the tristimulus
values can be thought of as the amount of red, green, and blue
in thefilter, but the correspondence is not quite that simple. These
values are based on the empirically determined CIE Color
Match-ing FunctionsX(
λ
),Y(λ
), andZ(λ
)[29]. Note that we typicallyuse the CIE 1931 2-degreefield-of-view standard, as this one is the
most well-known and widely used. It is useful to note that by
definition the y(
λ
) Color Matching Function is identical to thePhotopic Curve V(
λ
), or y(λ
)V(λ
). The Color MatchingFunc-tions can also be obtained from numerous sources presented in
the literature[29,30]. In this sense the tristimulus valuesX,Y, and
Zare then given by
X¼Z 1
0
IðλÞTðλÞχðλÞd
λ
ð6ÞY¼Z 1
0
IðλÞTðλÞyðλÞd
λ
ð7ÞZ¼
Z 1
0
IðλÞTðλÞzðλÞd
λ
ð8ÞFor determination of dominant wavelength in AlNfilms (Table 3),
one simply constructs a line between the chromaticity coordinates of the reference white point on the diagram (for instance, CIE-E, CIEC,
etc.) and the chromaticity coordinates of thefilter and then
extra-polates the line from the end that terminates at thefilter point. The
wavelength associated with the point on the horseshoe-shaped curve at which the extrapolated line intersects is the dominant wavelength
[30].
Dominant wavelength and color purity have been determined
from the reflectance spectra of allfilms. The color purity changes
with the deposition pressure, in this study ranges from 0.39 Pa to
1.5 Pa for AlNfilms, away from the color purity of pure aluminum
(0.90), confirming that thefilms are less white compared with the
aluminum. So, the results of color measurement indicate that all
films reflect a hue slightly shifted far to the white as compared to
aluminum reflectivity and with similar color purity (Table 3). The
dominant wavelength was varied for all the samples, from 562 nm
to 570 nm. AlNfilms deposited with lower pressure are situated
little close to that of pure aluminum reference (574 nm).
3.8.2. Color purity
Once the line is constructed to determine the dominant wavelength, it is very straightforward to calculate the excitation
purity (color purity) of a color that represents thefilter
transmis-sion. The excitation purity applied for AlNfilms is defined to be the
ratio of the length of the line segment that connects the chroma-ticity coordinates of the reference white point and the color of interest to the length of the line segment that connects the
reference white point to the dominant wavelength [31]. These
line segments are illustrated inFig. 12. As pointed out above, the
excitation purity is a well-defined quantitative measure of the
saturation of a particular color. The larger the excitation purity, the more saturated the color appears, or the more similar the color is to its spectrally pure color at the dominant wavelength. The smaller the excitation purity, the less saturated the color appears, or the more white it is. Pastel colors are very poorly saturated, for
example. When there is no well-defined dominant wavelength,
the excitation purity is still defined as described above, except that
the denominator should be taken as the length of the line segment between the reference white point and the point at which the dominant wavelength construction line intersects the line that contains the purple colors near the bottom of the diagram. For
every wavelength in the spectrum (e.g. AlNfilms), is possible to
calculate (X,Y,Z) from CIE color matching functions. Therefore the
Plot (x,y) for all wavelengths in the spectrum generates a
shoe shaped diagram thus, all physical colors lie inside the horse-shoe. Finally the color, as determined from the tristimulus values, can now be represented graphically on a two-dimensional graph
called the Chromaticity Diagram with x–y coordinates on this
graph which are given by[31–33]
χ
¼XþXYþZ; y¼XþYYþZ ð9ÞTaking into account the last discussion, the excitation purity (purity for short or color purity) of a stimulus is the difference from the illuminant's white point to the furthest point on the chromaticity diagram with the same hue (dominant wavelength for monochromatic sources); using the CIE 1931 color space given
by[31]
pe¼
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðxxnÞ2þðyynÞ2 ðx1xnÞ2þðy1ynÞ2 s
ð10Þ
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
Y Axis
X Axis
Fig. 12.Chromatic diagram, in thex,ycoordinates, of the reflectivity for AlNfilms. White coordinates of achromatic point are located at (1/3, 1/3).
Table 3
Optical characteristics for AlNfilms deposited at 3001C onto Si substrate.
Deposition pressure (Pa)
Dominant wavelength (nm)
Color purity
AxisX AxisY
4.0101
571 0.71 0.3329 0.341 5.3101
570 0.66 0.343 0.362 9.3101
567 0.63 0.242 0.123
1.5 562 0.62 0.210 0.119
where (xn,yn) is the chromaticity of the white point and (xI,yI) is the
point on the perimeter whose line segment to the white point contains the chromaticity of the stimulus. Different color spaces, such as CIELAB or CIELUV may be used, and will yield different results.
Taking into account the last discussion in the Fig. 13a are
observed the differences in the dominant wavelength for all AlN
films deposited with different deposition pressures. InFig. 13b the
influence of deposition pressure on color purity can be observed.
This graph shows the increase of purity values towards color gray purity. The wavelength is an important optical characteristic for different materials in relation with the changes observed in AlN
plasma (Figs. 1–3).
Moreover the dominant wavelength and color purity values for
AlNfilms are in good agreement with the optical emission results
(Fig. 1), EDS (Fig. 3), XPS results (Fig. 5), XRD results (Fig. 7),
FTIR-Raman spectra (Fig. 8), AFM-SEM results (Fig. 9) and the refl
ec-tance values (Figs. 10 and 11) which confirm the susceptibility that
present the AlNfilms in terms of dominant wavelength and color
with changes in deposition pressure. So, when the wavelength in the AlN layers is changed it is possible to observe that natural color is changed. In this sense the purity color dependence and other
optical constant dependence in AlNfilms with pressure obtained
in this work demonstrate the possibility of some purity color control. The last discussion can be proved observing the changes in the optical energy gap, plasma frequency and refractive index as
a function of deposition pressure (Table 4).
In this sense the error bars of the values presented inFig. 12
were obtained at the base of the uncertainty in adjusting chro-matic diagram for different disposition pressures, to assign values
to the parameters determined by fitting (dominant wavelength
and color purity for AlN layers). Therefore, these optical constant
values shown inFig. 13(filled, circles and squares) are the average
of data obtained in each run and thus have their respective error bars. In this sense the error bars indicate the standard deviation
values of the measurements for all AlNfilms.
3.9. Optical energy gap, plasma frequency and refractive index
3.9.1. Optical energy gap
In crystalline semiconductors, equation(11)has been obtained
to relate the optical energy gap (Egap) with absorption coefficient
from reflectance results given by[34]
αð
vÞhv¼BðhvEgapÞm ð11ÞwhereEgapis the optical energy gap,Bandh
υ
are the optical gapconstant, and incident photon energy, respectively;
α
(v) is theabsorption coefficient defined by Beer–Lambert's law as
α
(v)¼2.302Abs(
λ
)/dwheredandAbsare thefilm thickness andfilmabsorbance, respectively. For more precise determination of
α
, it isnecessary to perform corrections to the absorption due to refl
ec-tion; also,mis the index which can have different values of 1/2,
3/2, 2, and 3[34]. In this sense the optical energy gap as function
of deposition pressures for AlNfilms has been presented inTable 4.
3.9.2. Plasma frequency
The plasma frequency (
ω
p) is the most fundamental time-scalein plasma physics. Clearly, there is a different plasma frequency for each species. However, the relatively fast electron frequency is, by
far, the most important, and references. So, it is easily seen that
ω
pcorresponds to the typical electrostatic oscillation frequency of a given species in response to a small charge separation. For instance, consider a one-dimensional situation in which a slab consisting entirely of one charge species is displaced from its
quasi-neutral position by an infinitesimal distance, associated to
higher charge carrier concentration with the higher the plasma frequency. Therefore, plasmon oscillations for different materials are excited in different spectral regions. Thus, in many
semicon-ductors like (AlN), the plasma reflection edge can be found in the
reflectance as functions of wavelength. The spectral position of the
plasma reflection edge depends on the charge carrier
concentra-tion according to Eq.(12) [35]. Taking into account the above the
plasma frequency (
ω
p) as a function of deposition pressures forAlNfilms[36]has been presented inTable 4
ω
p¼1
2
π
c4
π
Ne2mn
ε
11=2
ð12Þ
where
ω
pis the plasma frequency,Nis the free electron density,eisthe electron charge,mnis the effective mass of electrons, and
ε1
isthe high frequency dielectric constant andcis the velocity of light.
0.4 0.6 0.8 1.0 1.2 1.4 1.6 560
562 564 566 568 570
572 Aluminum 574 (nm)
Dominant wavelength (nm)
Deposition pressure (Pa)
Aluminium (0.90) AlN 300 °C
0.4 0.6 0.8 1.0 1.2 1.4 1.6 0.60
0.62 0.64 0.66 0.68 0.70 0.72 0.74
Aluminium (0.90)
Col
o
r pur
it
y
Deposition pressure (Pa)
AlN 300 °C
Fig. 13.Color results for AlNfilms deposited with 0.93 Pa: (a) dominant wavelength as function of deposition pressure and (b) color purity as a function of deposition pressure. The error bars indicate the standard deviation values of the measurements for all AlNfilms.
Table 4
Optical constants (energy gap, plasma frequency and refractive index) for all AlN
films as function of deposition pressure.
Deposition pressures (Pa)
Optical energy gap (eV)
Plasma frequency (cm1
)
Real refractive index
4.0101
6.2 4125 2.194
5.3101
5.9 3873 2.175
9.3101 5.5 3220 2.154
3.9.3. Refractive index
It is known that several widely used methods of analyzing
reflectance (R) and transmittance (T) for a supported thin film
neglect the effect of the rear surface of the substrate. Equations are
given which relateRandTto the complex refractive index (n-ik)
and thickness of the thinfilm, and a method for their solution has
been described. This relies on Powell's technique, and permits
changes to be made to the equations relatingR,Tto (n-ik). This
flexibility has allowed the calculation of the effect of the neglect of
the rear of the substrate. An example is given of the use of the method for the determination of refractive index (n-ik). In this research aluminum nitride (AlN) with wurtzite phase (w-AlN) with a wide band gap (6.2 eV) for semiconductor material was used, giving it potential application for deep ultraviolet
optoelec-tronics. The refractive index for all AlNfilms is shown inTable 4.
The refraction index has been calculated from relation which holds
for the reflectance measurements[37]
2nd¼N
λ
ð13Þwherenis the refraction index,dis the sample thickness, andNis
the interference order. The interference order was determined graphically. In the region where the refraction index is weakly
dependent on
λ
(λ
44500 Å) the dependence of N on 1/λ
ispractically linear, and in the case of sufficiently thin sample N
may be determined precisely from the intersection of this line
with they-axis.
4. Conclusions
A dependency in relation to nitrogen concentration, roughness
and grain size in the AlNfilms with the nitrogen work pressure
was found in this work, increasing in this sense the nitrogen
concentration and the roughness on AlN films. The plasma
pressure affects the stoichiometry and the morphological nature
in the AlNfilms. The variation of nitrogen work pressure exhibits
low effect on intensity of the spectral lines emitted. The electron
temperature value (Te¼8832.3 K) presented in the aluminum
nitride plasma is similar to previous works. Structural and
com-positional results show that the thin films deposited at a
tem-perature of 3001C improved orientation of hexagonal AlN
increases as the reflectance values for the lower deposition
pressures. X-ray photoelectron spectroscopy (XPS) confirmed the
formation of the binaryfilms AlN.
For AlNfilms the pressure deposition has a marked influence
on the optical properties. A decrease in the reflectance of 55%, a
reduction of color purity about 13% and decrease in the dominant wavelength around 1.6% was found with deposition pressure
between 4.0101Pa and 1.5 Pa. This conclusion can be proved
observing the changes in the optical energy gap, plasma frequency and refractive index as function of deposition pressure. So, the
purity color dependence in AlN films with pressure obtained in
this work demonstrates the possibility of some purity color control.
Acknowledgments
J.A. Pérez acknowledges projects: Nano-structured High-efficiency
Thermo-Electric Converters (nanoHITEC) and Photoacoustic Mea-surements of Nanostructures for Thermoelectric Applications (PHO-MENTA) from MINECO and Santander bank and your scholarship
program“Young Professors and Researchers Latin America,
Santan-der Universities”(Spain, 2013)
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