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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates of a self-map of the unit disc

Manuel D. Contreras

Departamento de Matem ´atica Aplicada II and IMUS Universidad de Sevilla

First Workshop in Complex Analysis and Operator Theory M ´alaga 2016

(2)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Let M be a complex manifold (the unit disc D, the complex plane C, the Riemann sphere C, a half plane, an annulus, ...) and φ : M → M a holomorphic function.

Since φ(M) ⊆ M, we can define the iterates φn= φn-times◦...◦ φ.

One of the goals ofComplex Dynamicsis to analyze the behavior of the sequence of iterates {φn}.

Many classical authors worked in Complex Dynamics: Poincar ´e, Julia, Fatou, Denjoy, Wolff, Carath ´eodory, ... In the unit disc, we could add to the above list the names of Valir ´on, Baker, Pommerenke, Cowen, ...

(3)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Let M be a complex manifold (the unit disc D, the complex plane C, the Riemann sphere C, a half plane, an annulus, ...) and φ : M → M a holomorphic function.

Since φ(M) ⊆ M, we can define the iterates φn= φn-times◦...◦ φ.

One of the goals ofComplex Dynamicsis to analyze the behavior of the sequence of iterates {φn}.

Many classical authors worked in Complex Dynamics:

Poincar ´e, Julia, Fatou, Denjoy, Wolff, Carath ´eodory, ...

In the unit disc, we could add to the above list the names of Valir ´on, Baker, Pommerenke, Cowen, ...

(4)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

φ :M → M holomorphic.

Remark

Let g : M → N be a biholomorphism. Then the function ψ :=g ◦ φ ◦ g−1:N −→ N

is holomorphic and

ψn =

n-times

(g ◦ φ ◦ g−1) ◦ (g ◦ φ ◦ g−1) ◦ ... ◦ (g ◦ φ ◦ g−1)

=

n-times

g ◦ φ ◦ φ ◦ ... ◦ φ ◦ g−1=g ◦ φn◦ g−1.

Thus, the behavior of {φn} on M is similar to the behavior of {ψn} on N.

(5)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Theorem (Uniformization Theorem of Poincar ´e and Koebe) Everysimply connectedRiemann surface is biholomorphic either to the unit disc D, or to the complex plane C, or to the Riemann sphere C.

So, in the setting ofsimply connectedRiemann surfaces we can reduce to:

The Riemann sphere C: iteration of rational functions.

The complex plane C: iteration of entire functions.

The unit disc D.

Theorem (Montel)

Let F be a family of homomorphic functions on a domain Ω. If there are two points that are omitted by every f ∈ F , then F is a normal family.

If φ : D −→ D, then the family {φn:n ∈ N} is normal.

(6)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Theorem (Uniformization Theorem of Poincar ´e and Koebe) Everysimply connectedRiemann surface is biholomorphic either to the unit disc D, or to the complex plane C, or to the Riemann sphere C.

So, in the setting ofsimply connectedRiemann surfaces we can reduce to:

The Riemann sphere C: iteration of rational functions.

The complex plane C: iteration of entire functions.

The unit disc D.

Theorem (Montel)

Let F be a family of homomorphic functions on a domain Ω. If there are two points that are omitted by every f ∈ F , then F is a normal family.

If φ : D −→ D, then the family {φn:n ∈ N} is normal.

(7)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Theorem (Uniformization Theorem of Poincar ´e and Koebe) Everysimply connectedRiemann surface is biholomorphic either to the unit disc D, or to the complex plane C, or to the Riemann sphere C.

So, in the setting ofsimply connectedRiemann surfaces we can reduce to:

The Riemann sphere C: iteration of rational functions.

The complex plane C: iteration of entire functions.

The unit disc D.

Theorem (Montel)

Let F be a family of homomorphic functions on a domain Ω. If there are two points that are omitted by every f ∈ F , then F is a normal family.

If φ : D −→ D, then the family {φn:n ∈ N} is normal.

(8)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Introduction.

Iteration in the Riemann sphere and the in complex plane:

J. Milnor,Dynamics in One Complex Variable,2000.

L. Carleson and T.W. Gamelin,Complex Dynamics, 1993.

N. Fagella and X. Jarque,Iteraci ´on Compleja y Fractales, 2007.

(9)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Examine theautomorphismsof the unit disc Aut(D), that is, Aut(D) := {T : D → D such that T is a biholomorphism}.

For a ∈ D, let Ta: D → C be the holomorphic map defined by Ta(z) := a − z

1 − az.

It is easy to see that Ta(D) = D and Ta−1(z) = Ta(z), that is, Ta

is an automorphism of D. Note also that Ta(a) = 0, Ta(0) = a.

Proposition

Let T ∈ Aut(D). Then there exists θ ∈ R and a ∈ D such that T (z) = eTa(z).

In particular, every automorphism of D extends as a homeomorphism from D to D.

(10)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Examine theautomorphismsof the unit disc Aut(D), that is, Aut(D) := {T : D → D such that T is a biholomorphism}.

For a ∈ D, let Ta: D → C be the holomorphic map defined by Ta(z) := a − z

1 − az.

It is easy to see that Ta(D) = D and Ta−1(z) = Ta(z), that is, Ta

is an automorphism of D. Note also that Ta(a) = 0, Ta(0) = a.

Proposition

Let T ∈ Aut(D). Then there exists θ ∈ R and a ∈ D such that T (z) = eTa(z).

In particular, every automorphism of D extends as a homeomorphism from D to D.

(11)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Lemma

Let T ∈ Aut(D) \ {idD}. Then T has at least one fixed point in D. Moreover, ifT has no fixed points in D, then it has two fixed points τ, σ ∈ ∂D, possibly τ = σ, such that T0(σ) ·T0(τ ) =1.

Proof.

T ∈ Aut(D) ⇒ T (z) = λ1−aza−z for a a ∈ D and λ ∈ C, |λ| = 1. Then

T (z) = z if and only if az2− (1 + λ)z + λa = 0.

If a = 0, since T 6= idD, then the unique fixed point of T in C is z = 0. If a 6= 0, the above equation has two solutions z1,z2∈ C which satisfy z1z2= λaa ∈ ∂D (in particular, |z1||z2| = 1) and az1+az2=1 + λ. Moreover,

T0(z1)T0(z2) = λ2 (1 − |a|2)2

((1 − az1)(1 − az2))2 =1.

(12)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Lemma

Let T ∈ Aut(D) \ {idD}. Then T has at least one fixed point in D. Moreover, ifT has no fixed points in D, then it has two fixed points τ, σ ∈ ∂D, possibly τ = σ, such that T0(σ) ·T0(τ ) =1.

Proof.

T ∈ Aut(D) ⇒ T (z) = λ1−aza−z for a a ∈ D and λ ∈ C, |λ| = 1.

Then

T (z) = z if and only if az2− (1 + λ)z + λa = 0.

If a = 0, since T 6= idD, then the unique fixed point of T in C is z = 0.

If a 6= 0, the above equation has two solutions z1,z2∈ C which satisfy z1z2= λaa ∈ ∂D (in particular, |z1||z2| = 1) and az1+az2=1 + λ.

Moreover,

T0(z1)T0(z2) = λ2 (1 − |a|2)2

((1 − az1)(1 − az2))2 =1.

(13)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Lemma

Let T ∈ Aut(D) \ {idD}. Then T has at least one fixed point in D. Moreover, ifT has no fixed points in D, then it has two fixed points τ, σ ∈ ∂D, possibly τ = σ, such that T0(σ) ·T0(τ ) =1.

Proof.

T ∈ Aut(D) ⇒ T (z) = λ1−aza−z for a a ∈ D and λ ∈ C, |λ| = 1.

Then

T (z) = z if and only if az2− (1 + λ)z + λa = 0.

If a = 0, since T 6= idD, then the unique fixed point of T in C is z = 0.

If a 6= 0, the above equation has two solutions z1,z2∈ C which satisfy z1z2= λaa ∈ ∂D (in particular, |z1||z2| = 1) and az1+az2=1 + λ.

Moreover,

T0(z1)T0(z2) = λ2 (1 − |a|2)2

((1 − az1)(1 − az2))2 =1.

(14)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

Definition

Let T ∈ Aut(D) \ {idD}. Then we say that

1 T isellipticif it has a fixed point in D,

2 T isparabolicif it has a unique fixed point in ∂D,

3 T ishyperbolicif it has two different fixed points in ∂D.

We investigate now the dynamics of an automorphism of D according to the previous classification.

(15)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The elliptic case:

Assume T is an elliptic automorphism with a fixed point τ ∈ D.

The map Tτ◦ T ◦ Tτ is an automorphism that fixes the origin.

So, there exists λ ∈ ∂D s. t. (Tτ ◦ T ◦ Tτ)(z) = λz, for all z ∈ D. The automorphism T is then holomorphically conjugated to a rotation.

Thus, given z ∈ D,

T2(z) = Tτ(λTτ(Tτ(λTτ(z)))) = Tτ2Tτ(z)), ... Tn(z) = Tτ(λTτ(Tτn−1Tτ(z)))) = TτnTτ(z)). Remark: T0(τ ) = λ.

(16)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The elliptic case:

Assume T is an elliptic automorphism with a fixed point τ ∈ D.

The map Tτ◦ T ◦ Tτ is an automorphism that fixes the origin.

So, there exists λ ∈ ∂D s. t. (Tτ ◦ T ◦ Tτ)(z) = λz, for all z ∈ D.

The automorphism T is then holomorphically conjugated to a rotation.

Thus, given z ∈ D,

T2(z) = Tτ(λTτ(Tτ(λTτ(z)))) = Tτ2Tτ(z)), ... Tn(z) = Tτ(λTτ(Tτn−1Tτ(z)))) = TτnTτ(z)). Remark: T0(τ ) = λ.

(17)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The elliptic case:

Assume T is an elliptic automorphism with a fixed point τ ∈ D.

The map Tτ◦ T ◦ Tτ is an automorphism that fixes the origin.

So, there exists λ ∈ ∂D s. t. (Tτ ◦ T ◦ Tτ)(z) = λz, for all z ∈ D.

The automorphism T is then holomorphically conjugated to a rotation.

Thus, given z ∈ D,

T2(z) = Tτ(λTτ(Tτ(λTτ(z)))) = Tτ2Tτ(z)), ...

Tn(z) = Tτ(λTτ(Tτn−1Tτ(z)))) = TτnTτ(z)).

Remark: T0(τ ) = λ.

(18)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The hyperbolic case:

Let τ, σ ∈ ∂D be its fixed points, τ 6= σ.

Since T0(τ )T0(σ) =1, we may assume that |T0(τ )| ≤1.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate T to an automorphism of the right half plane Φ = C ◦ T ◦ C−1that fixes the point ∞.

Thus Φ(w ) = aw + b, for all w ∈ C.

Since Φ(H) = H we conclude that: Re b = 0, Im a = 0, a > 0. Also, a 6= 1, for otherwise Φ would not have fixed points in C. Now, a direct computation shows that a = T01(τ ). So

T0(τ ) ∈ (0, 1) and T0(σ) = T01(τ ) ∈ (1, +∞).

Moreover, since Φn(w ) = anw +1−a1−anb for all w ∈ H, it follows that {Φn} converges to ∞ uniform on compacta of H. Hence, {Tn} = {C−1◦ Φn◦ C} converges uniformly on compacta to τ .

(19)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The hyperbolic case:

Let τ, σ ∈ ∂D be its fixed points, τ 6= σ.

Since T0(τ )T0(σ) =1, we may assume that |T0(τ )| ≤1.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate T to an automorphism of the right half plane Φ = C ◦ T ◦ C−1that fixes the point ∞.

Thus Φ(w ) = aw + b, for all w ∈ C.

Since Φ(H) = H we conclude that: Re b = 0, Im a = 0, a > 0.

Also, a 6= 1, for otherwise Φ would not have fixed points in C. Now, a direct computation shows that a = T01(τ ). So

T0(τ ) ∈ (0, 1) and T0(σ) = T01(τ ) ∈ (1, +∞).

Moreover, since Φn(w ) = anw +1−a1−anb for all w ∈ H, it follows that {Φn} converges to ∞ uniform on compacta of H. Hence, {Tn} = {C−1◦ Φn◦ C} converges uniformly on compacta to τ .

(20)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The hyperbolic case:

Let τ, σ ∈ ∂D be its fixed points, τ 6= σ.

Since T0(τ )T0(σ) =1, we may assume that |T0(τ )| ≤1.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate T to an automorphism of the right half plane Φ = C ◦ T ◦ C−1that fixes the point ∞.

Thus Φ(w ) = aw + b, for all w ∈ C.

Since Φ(H) = H we conclude that: Re b = 0, Im a = 0, a > 0.

Also, a 6= 1, for otherwise Φ would not have fixed points in C.

Now, a direct computation shows that a = T01(τ ). So T0(τ ) ∈ (0, 1) and T0(σ) = T01(τ ) ∈ (1, +∞).

Moreover, since Φn(w ) = anw +1−a1−anb for all w ∈ H, it follows that {Φn} converges to ∞ uniform on compacta of H. Hence, {Tn} = {C−1◦ Φn◦ C} converges uniformly on compacta to τ .

(21)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The hyperbolic case:

Let τ, σ ∈ ∂D be its fixed points, τ 6= σ.

Since T0(τ )T0(σ) =1, we may assume that |T0(τ )| ≤1.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate T to an automorphism of the right half plane Φ = C ◦ T ◦ C−1that fixes the point ∞.

Thus Φ(w ) = aw + b, for all w ∈ C.

Since Φ(H) = H we conclude that: Re b = 0, Im a = 0, a > 0.

Also, a 6= 1, for otherwise Φ would not have fixed points in C.

Now, a direct computation shows that a = T01(τ ). So T0(τ ) ∈ (0, 1) and T0(σ) = T01(τ ) ∈ (1, +∞).

Moreover, since Φn(w ) = anw +1−a1−anb for all w ∈ H, it follows that {Φn} converges to ∞ uniform on compacta of H. Hence, {Tn} = {C−1◦ Φn◦ C} converges uniformly on compacta to τ .

(22)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The hyperbolic case:

Let τ, σ ∈ ∂D be its fixed points, τ 6= σ.

Since T0(τ )T0(σ) =1, we may assume that |T0(τ )| ≤1.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate T to an automorphism of the right half plane Φ = C ◦ T ◦ C−1that fixes the point ∞.

Thus Φ(w ) = aw + b, for all w ∈ C.

Since Φ(H) = H we conclude that: Re b = 0, Im a = 0, a > 0.

Also, a 6= 1, for otherwise Φ would not have fixed points in C.

Now, a direct computation shows that a = T01(τ ). So T0(τ ) ∈ (0, 1) and T0(σ) = T01(τ ) ∈ (1, +∞).

Moreover, since Φn(w ) = anw +1−a1−anb for all w ∈ H, it follows that {Φn} converges to ∞ uniform on compacta of H. Hence, {Tn} = {C−1◦ Φn◦ C} converges uniformly on compacta to τ .

(23)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The parabolic case:

Assume that T is parabolic, with a unique fixed point τ ∈ ∂D.

Notice that T0(τ )2=1.

Arguing as in the hyperbolic case, the function

Φ(w ) = C ◦ T ◦ C−1(w ) = aw + b is a M ¨obius transformation that has only one fixed point in Cand Φ(H) = H.

Hence, Φ(w ) = w + b, for all w ∈ H, with a = T01(τ ) >0 and Re b = 0. In particular, T0(τ ) =1.

Thus Φn(w ) = w + nb, which implies Φn(w ) → ∞ for all w ∈ H. Therefore, {Tn} converges to τ for all z ∈ D, and, even in this case, {Tn} converges uniformly on compacta to τ .

(24)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The parabolic case:

Assume that T is parabolic, with a unique fixed point τ ∈ ∂D.

Notice that T0(τ )2=1.

Arguing as in the hyperbolic case, the function

Φ(w ) = C ◦ T ◦ C−1(w ) = aw + b is a M ¨obius transformation that has only one fixed point in Cand Φ(H) = H.

Hence, Φ(w ) = w + b, for all w ∈ H, with a = T01(τ ) >0 and Re b = 0. In particular, T0(τ ) =1.

Thus Φn(w ) = w + nb, which implies Φn(w ) → ∞ for all w ∈ H. Therefore, {Tn} converges to τ for all z ∈ D, and, even in this case, {Tn} converges uniformly on compacta to τ .

(25)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

The parabolic case:

Assume that T is parabolic, with a unique fixed point τ ∈ ∂D.

Notice that T0(τ )2=1.

Arguing as in the hyperbolic case, the function

Φ(w ) = C ◦ T ◦ C−1(w ) = aw + b is a M ¨obius transformation that has only one fixed point in Cand Φ(H) = H.

Hence, Φ(w ) = w + b, for all w ∈ H, with a = T01(τ ) >0 and Re b = 0. In particular, T0(τ ) =1.

Thus Φn(w ) = w + nb, which implies Φn(w ) → ∞ for all w ∈ H.

Therefore, {Tn} converges to τ for all z ∈ D, and, even in this case, {Tn} converges uniformly on compacta to τ .

(26)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The easiest examples: automorphisms of the unit disc.

We have proved:

Conclusion I

Let T ∈ Aut(D) \ {idD}. If T is not elliptic, then there is τ ∈ ∂D such that {Tn} converges uniformly on compacta to the constant map D 3 z 7→ τ .

τ is the fixed point such that T0(τ ) ∈ (0, 1].

(27)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az + b

cz + d with ad − bc 6= 0.

Then |c| < |d | and φ : D → D.

Theorem (Brouwer’s fixed-point theorem)

Every continuous function from a closed disk to itself has at least one fixed point.

Thus there is τ ∈ D such that φ(τ ) = τ .

We follow a similar argument to study the behavior of {φn}.

(28)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that there isτ ∈ Dsuch thatφ(τ ) = τ andφ /∈ Aut(D).

Write again Tτ(z) = 1−τ zτ −z ∈ Aut(D).

The map ψ = Tτ◦ φ ◦ Tτ : D → D is a LFM that fixes the origin, let us say, ψ(z) = βz+γαz . We may assume that γ = 1.

Then

0(0)| = |α| < 1, ψn(z) = αnz

βwnz + 1, where wn= 1 − αn 1 − α. So {ψn} converges to 0 uniform on compacta of D. Hence, {φn} = {Tτ ◦ ψn◦ Tτ} converges uniformly on compacta to τ . Important: This is not satisfied if φ ∈ Aut(D).

(29)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that there isτ ∈ Dsuch thatφ(τ ) = τ andφ /∈ Aut(D).

Write again Tτ(z) = 1−τ zτ −z ∈ Aut(D).

The map ψ = Tτ◦ φ ◦ Tτ : D → D is a LFM that fixes the origin, let us say, ψ(z) = βz+γαz . We may assume that γ = 1.

Then

0(0)| = |α| < 1, ψn(z) = αnz

βwnz + 1, where wn= 1 − αn 1 − α.

So {ψn} converges to 0 uniform on compacta of D. Hence, {φn} = {Tτ ◦ ψn◦ Tτ} converges uniformly on compacta to τ . Important: This is not satisfied if φ ∈ Aut(D).

(30)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that there isτ ∈ Dsuch thatφ(τ ) = τ andφ /∈ Aut(D).

Write again Tτ(z) = 1−τ zτ −z ∈ Aut(D).

The map ψ = Tτ◦ φ ◦ Tτ : D → D is a LFM that fixes the origin, let us say, ψ(z) = βz+γαz . We may assume that γ = 1.

Then

0(0)| = |α| < 1, ψn(z) = αnz

βwnz + 1, where wn= 1 − αn 1 − α. So {ψn} converges to 0 uniform on compacta of D. Hence, {φn} = {Tτ ◦ ψn◦ Tτ} converges uniformly on compacta to τ . Important: This is not satisfied if φ ∈ Aut(D).

(31)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that φ hasno fixed point in D. Then τ ∈ ∂D.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate φ to an automorphism of the right half plane Φ = C ◦ φ ◦ C−1that fixes the point ∞.

Thus Φ(w ) = αw + β, for all w ∈ C.

, Re β ≥ 0, α > 0. Since Φ(H) ⊆ H we conclude that Re β = Re Φ(0) ≥ 0. Moreover

Re Φ(ic) = c Re (iα)+Re β = −c Im α+Re β ≥ 0, for all c ∈ R. So Im α = 0 and α ∈ R. On the other hand,

Re Φ(r ) = r α + Re β ≥ 0, for all r > 0. Thus α > 0.

If α = 1, then Φn(w ) = w + nβ, for all w ∈ H. If α 6= 1, then Φn(w ) = αnw +1−α1−αnβ for all w ∈ H.

In any case, it follows that {Φn} converges either to ∞ or to 0 uniformly on compacta of H.

Hence, {φn} converges uniformly on compacta of D to the constant map z 7→ σ where σ = τ or σ = C−1(β/(1 − α)). Remark: φ0(τ ) ≤1.

(32)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that φ hasno fixed point in D. Then τ ∈ ∂D.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate φ to an automorphism of the right half plane Φ = C ◦ φ ◦ C−1that fixes the point ∞.

Thus Φ(w ) = αw + β, for all w ∈ C

.

, Re β ≥ 0, α > 0.

Since Φ(H) ⊆ H we conclude that Re β = Re Φ(0) ≥ 0.

Moreover

Re Φ(ic) = c Re (iα)+Re β = −c Im α+Re β ≥ 0, for all c ∈ R.

So Im α = 0 and α ∈ R. On the other hand,

Re Φ(r ) = r α + Re β ≥ 0, for all r > 0.

Thus α > 0.

If α = 1, then Φn(w ) = w + nβ, for all w ∈ H. If α 6= 1, then Φn(w ) = αnw +1−α1−αnβ for all w ∈ H.

In any case, it follows that {Φn} converges either to ∞ or to 0 uniformly on compacta of H.

Hence, {φn} converges uniformly on compacta of D to the constant map z 7→ σ where σ = τ or σ = C−1(β/(1 − α)). Remark: φ0(τ ) ≤1.

(33)

Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that φ hasno fixed point in D. Then τ ∈ ∂D.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate φ to an automorphism of the right half plane Φ = C ◦ φ ◦ C−1that fixes the point ∞.

Thus Φ(w ) = αw + β, for all w ∈ C

.

, Re β ≥ 0, α > 0.

Since Φ(H) ⊆ H we conclude that Re β = Re Φ(0) ≥ 0. Moreover

Re Φ(ic) = c Re (iα)+Re β = −c Im α+Re β ≥ 0, for all c ∈ R. So Im α = 0 and α ∈ R. On the other hand,

Re Φ(r ) = r α + Re β ≥ 0, for all r > 0. Thus α > 0.

If α = 1, then Φn(w ) = w + nβ, for all w ∈ H.

If α 6= 1, then Φn(w ) = αnw +1−α1−αnβ for all w ∈ H.

In any case, it follows that {Φn} converges either to ∞ or to 0 uniformly on compacta of H.

Hence, {φn} converges uniformly on compacta of D to the constant map z 7→ σ where σ = τ or σ = C−1(β/(1 − α)). Remark: φ0(τ ) ≤1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

Let φ : D → D be a linear fractional maps (LFM) given by φ(z) = az+bcz+d with ad − bc 6= 0.

Assume that φ hasno fixed point in D. Then τ ∈ ∂D.

Consider C(z) = τ +zτ −z, C : D → H, we can conjugate φ to an automorphism of the right half plane Φ = C ◦ φ ◦ C−1that fixes the point ∞.

Thus Φ(w ) = αw + β, for all w ∈ C

.

, Re β ≥ 0, α > 0.

Since Φ(H) ⊆ H we conclude that Re β = Re Φ(0) ≥ 0. Moreover

Re Φ(ic) = c Re (iα)+Re β = −c Im α+Re β ≥ 0, for all c ∈ R. So Im α = 0 and α ∈ R. On the other hand,

Re Φ(r ) = r α + Re β ≥ 0, for all r > 0. Thus α > 0.

If α = 1, then Φn(w ) = w + nβ, for all w ∈ H.

If α 6= 1, then Φn(w ) = αnw +1−α1−αnβ for all w ∈ H.

In any case, it follows that {Φn} converges either to ∞ or to 0 uniformly on compacta of H.

Hence, {φn} converges uniformly on compacta of D to the constant map z 7→ σ where σ = τ or σ = C−1(β/(1 − α)).

Remark: φ0(τ ) ≤1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Linear fractional maps.

We have proved:

Conclusion I

Let T ∈ Aut(D) \ {idD}. If T is not elliptic, then there is τ ∈ ∂D such that {Tn} converges uniformly on compacta to the constant map D 3 z 7→ τ .

Conclusion II

Let φ : D → D be a LFM different from an elliptic automorphism.

Then there is τ ∈ D such that {φn} converges uniformly on compacta to the constant map D 3 z 7→ τ .

If τ ∈ ∂D, then φ0(τ ) ∈ (0, 1].

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Other examples

Example

(i) φ : D → D given by φ(z) = z2.Then, φn(z) = z2n y φn(z) → 0 for all z ∈ D.

(ii) φ : D → D given by φ(z) = 1 − (1 − z)α,where 0 < α < 1. Then, φn(z) = 1 − (1 − z)αn and φn(z) → 0 for all z ∈ D. In both cases, 0 is a fixed point of φ.

Example

(iii) φ : D → D given by φ(z) = 1 −(1+(1−z)1−z2)1/2.Then φn(z) = 1 − (1+n(1−z)1−z 2

)1/2 and φn(z) → 1 for all z ∈ D. Notice that 1 is a “fixed point” of φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Other examples

Example

(i) φ : D → D given by φ(z) = z2.Then, φn(z) = z2n y φn(z) → 0 for all z ∈ D.

(ii) φ : D → D given by φ(z) = 1 − (1 − z)α,where 0 < α < 1.

Then, φn(z) = 1 − (1 − z)αn and φn(z) → 0 for all z ∈ D.

In both cases, 0 is a fixed point of φ. Example

(iii) φ : D → D given by φ(z) = 1 −(1+(1−z)1−z2)1/2.Then φn(z) = 1 − (1+n(1−z)1−z 2

)1/2 and φn(z) → 1 for all z ∈ D. Notice that 1 is a “fixed point” of φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Other examples

Example

(i) φ : D → D given by φ(z) = z2.Then, φn(z) = z2n y φn(z) → 0 for all z ∈ D.

(ii) φ : D → D given by φ(z) = 1 − (1 − z)α,where 0 < α < 1.

Then, φn(z) = 1 − (1 − z)αn and φn(z) → 0 for all z ∈ D.

In both cases, 0 is a fixed point of φ.

Example

(iii) φ : D → D given by φ(z) = 1 −(1+(1−z)1−z2)1/2.Then φn(z) = 1 − (1+n(1−z)1−z 2

)1/2 and φn(z) → 1 for all z ∈ D. Notice that 1 is a “fixed point” of φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Other examples

Example

(i) φ : D → D given by φ(z) = z2.Then, φn(z) = z2n y φn(z) → 0 for all z ∈ D.

(ii) φ : D → D given by φ(z) = 1 − (1 − z)α,where 0 < α < 1.

Then, φn(z) = 1 − (1 − z)αn and φn(z) → 0 for all z ∈ D.

In both cases, 0 is a fixed point of φ.

Example

(iii) φ : D → D given by φ(z) = 1 −(1+(1−z)1−z2)1/2.Then φn(z) = 1 − (1+n(1−z)1−z 2

)1/2 and φn(z) → 1 for all z ∈ D.

Notice that 1 is a “fixed point” of φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Other examples

Example

(i) φ : D → D given by φ(z) = z2.Then, φn(z) = z2n y φn(z) → 0 for all z ∈ D.

(ii) φ : D → D given by φ(z) = 1 − (1 − z)α,where 0 < α < 1.

Then, φn(z) = 1 − (1 − z)αn and φn(z) → 0 for all z ∈ D.

In both cases, 0 is a fixed point of φ.

Example

(iii) φ : D → D given by φ(z) = 1 −(1+(1−z)1−z2)1/2.Then φn(z) = 1 − (1+n(1−z)1−z 2

)1/2 and φn(z) → 1 for all z ∈ D.

Notice that 1 is a “fixed point” of φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Denjoy-Wolff Theorem

Theorem (Denjoy, Wolff, 1926)

Let φ : D → D be holomorphic, not an elliptic automorphism.

Then there exists a unique point τ ∈ D such that the sequence {φn} converges uniformly on compacta of the unit disc to the constant map D 3 z → τ .

Remark

τ ∈ D if and only if φ has a fixed point in D. In such case, φ(τ ) = τ .

Definition

The point τ is called theDenjoy-Wolff pointof φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Denjoy-Wolff Theorem

Theorem (Denjoy, Wolff, 1926)

Let φ : D → D be holomorphic, not an elliptic automorphism.

Then there exists a unique point τ ∈ D such that the sequence {φn} converges uniformly on compacta of the unit disc to the constant map D 3 z → τ .

Remark

τ ∈ D if and only if φ has a fixed point in D.

In such case, φ(τ ) = τ . Definition

The point τ is called theDenjoy-Wolff pointof φ.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

In numerical analysis, Newton’s method is a method for finding successively better approximations to the roots (or zeroes) of a real-valued function.

The method starts with a function f defined over R and an initial guess x0for a root of the equation f (x ) = 0. If the function satisfies a certain assumptions about f0 and the initial guess is close enough, then a better approximation x1is given by

x1=x0− f (x0) f0(x0). The process is repeated as

xn+1=xn− f (xn) f0(xn). until a sufficiently accurate value is reached.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

To analyze the convergence of Newton’s method is equivalent to characterize the values z such that {φn(z)} converges. Problem:We have to find a domain Ω, Ω 6= C, s. t. φ : Ω → Ω. Since φ : H −→ H and φ(1) = 1, applying Denjoy-Wolff

Theorem to the simply connected domain H (biholomorphic to D) and the function φ that fixes a point in H, we obtain

if z ∈ H, then {φn(z)} converges to 1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

To analyze the convergence of Newton’s method is equivalent to characterize the values z such that {φn(z)} converges.

Problem:We have to find a domain Ω, Ω 6= C, s. t. φ : Ω → Ω. Since φ : H −→ H and φ(1) = 1, applying Denjoy-Wolff

Theorem to the simply connected domain H (biholomorphic to D) and the function φ that fixes a point in H, we obtain

if z ∈ H, then {φn(z)} converges to 1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

To analyze the convergence of Newton’s method is equivalent to characterize the values z such that {φn(z)} converges.

Problem:We have to find a domain Ω, Ω 6= C, s. t. φ : Ω → Ω.

Since φ : H −→ H and φ(1) = 1, applying Denjoy-Wolff

Theorem to the simply connected domain H (biholomorphic to D) and the function φ that fixes a point in H, we obtain

if z ∈ H, then {φn(z)} converges to 1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

To analyze the convergence of Newton’s method is equivalent to characterize the values z such that {φn(z)} converges.

Problem:We have to find a domain Ω, Ω 6= C, s. t. φ : Ω → Ω.

Since φ : H −→ H and φ(1) = 1, applying Denjoy-Wolff

Theorem to the simply connected domain H (biholomorphic to D) and the function φ that fixes a point in H, we obtain

if z ∈ H, then {φn(z)} converges to 1.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

If Re z > 0, then {φn(z)} converges to 1.

If Re z < 0, then {φn(z)} converges to −1.

What happens with the sequence {φn(z)} if Re z = 0?

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Example in another domain: Newton’s method

Let us see what happens with the roots of z2− 1 = 0. Applying Newton’s method we generate the sequence

zn+1 =zn− f (zn) f0(zn) = 1

2

 zn+ 1

zn

 , where f (z) = z2− 1.

Define φ(z) = 12 z + 1z .

If Re z > 0, then {φn(z)} converges to 1.

If Re z < 0, then {φn(z)} converges to −1.

What happens with the sequence {φn(z)} if Re z = 0?

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates.

What happens with the sequence {φn(ξ)}when ξ ∈ ∂D?

Does the sequence {φn(ξ)}make sense when ξ ∈ ∂D?

Theorem (Fatou)

Let φ : D → D be a holomorphic function. Then the redial limit φ(ξ) := lim

r →1φ(r ξ) ∈ D exists a.e. ξ ∈ ∂D. Moreover, the function

φ : ∂D −→ D

ξ 7−→ φ(ξ) is measurable.

φis calledinnerif φ(ξ) ∈ ∂D a.e. ξ ∈ ∂D.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates.

What happens with the sequence {φn(ξ)}when ξ ∈ ∂D?

Does the sequence {φn(ξ)}make sense when ξ ∈ ∂D?

Theorem (Fatou)

Let φ : D → D be a holomorphic function. Then the redial limit φ(ξ) := lim

r →1φ(r ξ) ∈ D exists a.e. ξ ∈ ∂D. Moreover, the function

φ : ∂D −→ D

ξ 7−→ φ(ξ) is measurable.

φis calledinnerif φ(ξ) ∈ ∂D a.e. ξ ∈ ∂D.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates.

So, there exists a set A of measure 0 such that φn(ξ) := lim

r →1φn(r ξ) exists for all ξ ∈ ∂D \ A and for all n ∈ N.

Therefore, we can reformulate our question:

Problem

Let φ : D → D be a holomorphic function with Denjoy-Wolff point τ ∈ D.

Is it satisfied that {φn(ξ)}converges to τ a.e. ξ ∈ ∂D?

NO.

Example: φ(z) = z2. Its Denjoy-Wolff point is 0. If ξ ∈ ∂D, then |φn(ξ)| =1 (φis inner).

So if ξ ∈ ∂D, then {φn(ξ)}does not converge to 0.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates.

So, there exists a set A of measure 0 such that φn(ξ) := lim

r →1φn(r ξ) exists for all ξ ∈ ∂D \ A and for all n ∈ N.

Therefore, we can reformulate our question:

Problem

Let φ : D → D be a holomorphic function with Denjoy-Wolff point τ ∈ D.

Is it satisfied that {φn(ξ)}converges to τ a.e. ξ ∈ ∂D?

NO.

Example: φ(z) = z2. Its Denjoy-Wolff point is 0.

If ξ ∈ ∂D, then |φn(ξ)| =1 (φis inner).

So if ξ ∈ ∂D, then {φn(ξ)}does not converge to 0.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Boundary behavior of the iterates.

Theorem (Bourdon-Matache-Shapiro, Poggi-Corradini (2005)) Let φ : D → D be holomorphic with Denjoy-Wolff point τ ∈ D.

Then (φn(ξ))converges to τ a.e. ξ ∈ ∂D if and only if φ is not an inner function.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Hyperbolic distance.

Thehyperbolic distanceis defined by ρ(z, w ) := 1

2log 1 +

z−w 1−zw

1 −

z−w 1−zw

for all z, w ∈ D.

Theorem (Schwarz’s Lemma)

Let φ : D → D be holomorphic. Assume that φ(0) = 0. Then

|φ(z)| ≤ |z| for all z ∈ D and |φ0(0)| ≤ 1.

Theorem (Schwarz-Pick’s Lemma)

Let φ : D → D be holomorphic. Then, for all z, w ∈ D,

φ(z) − φ(w ) 1 − φ(z)φ(w )

z − w 1 − zw

.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Hyperbolic distance.

Thehyperbolic distanceis defined by

ρ(z, w ) := 1 2log

1 +

z−w 1−zw

1 −

z−w 1−zw

for all z, w ∈ D.

Theorem (Schwarz-Pick’s Lemma)

Let φ : D → D be holomorphic. Then, for all z, w ∈ D,

φ(z) − φ(w ) 1 − φ(z)φ(w )

z − w 1 − zw

.

Since the map x 7→ 12log1+x1−x is non-decreasing we obtain ρ(φ(z), φ(w )) ≤ ρ(z, w ) for all z, w ∈ D.

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

Hyperbolic distance.

Therefore Proposition

Let φ ∈ Hol(D, D) be holomorphic

ρ(φ(z), φ(w )) ≤ ρ(z, w ) for all z, w ∈ D.

Equality holds for some z 6= w if and only if φ ∈ Aut(D).

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The hyperbolic step.

Let φ : D → D be holomorphic, z0∈ D y zn= φn(z0):

ρ(zn,zn+1) = ρ(φ(zn−1), φ(zn)) ≤ ρ(zn−1,zn).

Thus, the sequence {ρ(zn,zn+1)}is decreasing. So, there exists limnρ(zn,zn+1) ∈ [0, +∞). Some examples: τ =Denjoy-Wolff point.

- If τ ∈ D and φ is not an elliptic automorphism, then limnρ(zn,zn+1) = ρ(τ, τ ) =0. - If φ ∈ Aut(D), then ρ(zn,zn+1) = ρ(zn−1,zn)for all n. So, if z06= τ then limnρ(zn,zn+1) >0.

- If φ is a LFM with τ ∈ ∂D and φ0(τ ) <1, then limnρ(zn,zn+1) >0. - If φ is a LFM with τ ∈ ∂D and φ0(τ ) =1, then

limnρ(zn,zn+1) >0 if and only if φ ∈ Aut(D).

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The hyperbolic step.

Let φ : D → D be holomorphic, z0∈ D y zn= φn(z0):

ρ(zn,zn+1) = ρ(φ(zn−1), φ(zn)) ≤ ρ(zn−1,zn).

Thus, the sequence {ρ(zn,zn+1)}is decreasing. So, there exists limnρ(zn,zn+1) ∈ [0, +∞).

Some examples: τ =Denjoy-Wolff point.

- If τ ∈ D and φ is not an elliptic automorphism, then limnρ(zn,zn+1) = ρ(τ, τ ) =0. - If φ ∈ Aut(D), then ρ(zn,zn+1) = ρ(zn−1,zn)for all n. So, if z06= τ then limnρ(zn,zn+1) >0.

- If φ is a LFM with τ ∈ ∂D and φ0(τ ) <1, then limnρ(zn,zn+1) >0. - If φ is a LFM with τ ∈ ∂D and φ0(τ ) =1, then

limnρ(zn,zn+1) >0 if and only if φ ∈ Aut(D).

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The hyperbolic step.

Let φ : D → D be holomorphic, z0∈ D y zn= φn(z0):

ρ(zn,zn+1) = ρ(φ(zn−1), φ(zn)) ≤ ρ(zn−1,zn).

Thus, the sequence {ρ(zn,zn+1)}is decreasing. So, there exists limnρ(zn,zn+1) ∈ [0, +∞).

Some examples: τ =Denjoy-Wolff point.

- If τ ∈ D and φ is not an elliptic automorphism, then limnρ(zn,zn+1) = ρ(τ, τ ) =0.

- If φ ∈ Aut(D), then ρ(zn,zn+1) = ρ(zn−1,zn)for all n.

So, if z06= τ then limnρ(zn,zn+1) >0.

- If φ is a LFM with τ ∈ ∂D and φ0(τ ) <1, then limnρ(zn,zn+1) >0. - If φ is a LFM with τ ∈ ∂D and φ0(τ ) =1, then

limnρ(zn,zn+1) >0 if and only if φ ∈ Aut(D).

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Introduction Automorphisms LFM Denjoy-Wolff Theorem Boundary behavior

The hyperbolic step.

Let φ : D → D be holomorphic, z0∈ D y zn= φn(z0):

ρ(zn,zn+1) = ρ(φ(zn−1), φ(zn)) ≤ ρ(zn−1,zn).

Thus, the sequence {ρ(zn,zn+1)}is decreasing. So, there exists limnρ(zn,zn+1) ∈ [0, +∞).

Some examples: τ =Denjoy-Wolff point.

- If τ ∈ D and φ is not an elliptic automorphism, then limnρ(zn,zn+1) = ρ(τ, τ ) =0.

- If φ ∈ Aut(D), then ρ(zn,zn+1) = ρ(zn−1,zn)for all n.

So, if z06= τ then limnρ(zn,zn+1) >0.

- If φ is a LFM with τ ∈ ∂D and φ0(τ ) <1, then limnρ(zn,zn+1) >0.

- If φ is a LFM with τ ∈ ∂D and φ0(τ ) =1, then

limnρ(zn,zn+1) >0 if and only if φ ∈ Aut(D).

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