NEW PLANT BREEDING TECHNIQUES
CLAUDIA PARISI
TITULO: New plant breeding techniques: State of the art, potential and challenges.
AUTOR: CLAUDIA PARISI
© Edita: Servicio de Publicaciones de la Universidad de Córdoba.
Campus de Rabanales Ctra. Nacional IV, Km. 396 A 14071 Córdoba
www.uco.es/publicaciones [email protected]
i
Acknowledgments
iii
Resumen
New Plant Breeding Techniques
Freedom to Operate
v
Summary
vii
Table of Contents
ACKNOWLEDGMENTS I
RESUMEN III
SUMMARY V
LIST OF ABBREVIATIONS XI
CHAPTER 1. TECHNICAL INNOVATION IN PLANT BREEDING 1
1.1 INTRODUCTION 2
1.2 PLANTBREEDINGTECHNIQUES NOT CONSIDERED ASGMINEULEGISLATION(DIRECTIVE
2001/18/EC) 3
1.3 PLANTBREEDINGTECHNIQUES CONSIDERED ASGMINEULEGISLATION(DIRECTIVE
2001/18/EC) 8
AGROBACTERIUM
1.4 NEWPLANTBREEDINGTECHNIQUES(NPBTS)BASED ON BIOTECHNOLOGY 15
CHAPTER 2. THE REGULATORY ISSUES IN PLANT BREEDING 25
2.1 INTRODUCTION 26
2.2 GMOLEGISLATION 26
2.3 REGULATORY STATUS OFNPBTS 35
CHAPTER 3. INTELLECTUAL PROPERTY IN PLANT BREEDING 41
3.1 INTRODUCTION 42
3.2 HISTORICAL BACKGROUND OFIPIN PLANT BREEDING 43
3.3 PLANT VARIETY REGISTRATION 48
3.4 PATENTS IN PLANT BREEDING 50
CHAPTER 4. SCOPE AND OBJECTIVES OF THE THESIS 59
4.1 SCOPE 60
4.2 OBJECTIVES 61
CHAPTER 5. METHODOLOGICAL APPROACH 63
5.1 LITERATURE SEARCH ONNPBTS 64
5.2 FIELD TRIALS ANALYSIS FOR CISGENESIS,INTRAGENESIS AND GRAFTING ONGMROOTSTOCK 66
5.3 PATENT SEARCH ONNPBTS 67
5.4 COMPARATIVE ANALYSIS OF PLANT BREEDING TECHNIQUES 71
5.5 ANALYSIS OFFREEDOM TOOPERATE INNPBTS 73
5.6 EXPERTS'OPINION 74
CHAPTER 6. RESULTS: RESEARCH LANDSCAPE ON NPBTS 75
6.1 INTRODUCTION 76
6.2 RESEARCH INNPBTS 76
6.3 SAFETY ANDREGULATORY ISSUES ON NEW TECHNIQUES IDENTIFIED IN LITERATURE 103
6.4 CONCLUSIONS 118
CHAPTER 7. RESULTS: PATENT ANALYSIS OF NPBTS 121
7.1 INTRODUCTION 122
7.2 PATENTS INNPBTS 122
7.3 CONCLUSIONS 143 CHAPTER 8. RESULTS: COMPARATIVE ANALYSIS OF NPBTS THROUGH CASE STUDIES 145
8.1 INTRODUCTION 146
8.2 CISGENESIS IN WHEAT 149
8.3 GRAFTING ONGMROOTSTOCK IN CITRUS 165
8.4 ANALYSIS OFFTO (FREEDOM TO OPERATE) 180
CHAPTER 9. OVERALL DISCUSSION AND CONCLUSIONS 199
9.1 DISCUSSION 200
9.2 CONCLUSIONS 215
9.3 CONCLUSIONES 217
LIST OF REFERENCES 219
ANNEX I. LITERATURE SEARCH RESULTS ON NEW PLANT BREEDING TECHNIQUES 239 ANNEX II. PATENT SEARCH RESULTS ON NEW PLANT BREEDING TECHNIQUES 259
xi
List of Abbreviations
AHAS ALS ARMG BAC bar Bt CA CaMV CIMMYT COGEM CPVO CSIC CTV DNA DSB dsRNA EC ECLA EFSA EMS EPA EPO EU FAO FDA FISH FTO GA GFP GM GMO GUS HMW GS IAEA IAS IHCP INIA INPADOC IP IPK IPR IPTS ISAAA IVIA JPO JRC MAS MGN NHEJ
nos NPBT npt NTTF NTWG ODM OECD ORF PAT PCR PCT P DNA PEG PIPRA PPA PPT PVPA qRT PCR RdDM RNA RNAi SCoFCAH SDS PAGE TALE TALEN T DNA TGS Ti TILLING TRIPS UPOV USDA WIPO WTO ZF ZFN
Chapter 1. Technical
innovation in plant breeding
1.1 Introduction
et al.
et al.
1.2 Plant Breeding Techniques not considered as GM in EU legislation
(Directive 2001/18/EC)
1.2.1 Breeding by crossing
et al.
et al.
1.2.2 Overcoming barriers for crossing
et al.
et al. In planta
In vitro
in vitro in vitro
in vitro in vitro
1.2.3 Change of ploidy level
Triticum durum
Triticum aestivum
et al.
et al.
1.2.4 Increasing genetic variation
et al.
et al.
et al.
in vitro
in vitro et al.
1.2.5 Selection of desirable traits through molecular tools
et al.
et al.
et al.
et al.
et al.
et al.
et al.
et al.
1.3 Plant Breeding Techniques considered as GM in EU legislation (Directive 2001/18/EC)
Agrobacterium
et al.
in vitro
1.3.1 Agrobacterium mediated transformation
Agrobacterium tumefaciens
et al.
et al.
Agrobacterium
et al.
Agrobacterium
et al.
Agrobacterium
et al.
vir Agrobacterium
Vir
Figure 1.1 Agrobacterium tumefaciens
Agrobacterium
Vir
vir et al.
Agrobacterium
Agrobacterium Ti plasmid
VIRULENCE REGION (vir genes)
T-REGION (T-DNA) left T-DNA border
ORI
(origin of replication)
right T-DNA border
Agrobacterium et al.
1.3.2 Particle bombardment
et al.
Agrobacterium
Agrobacterium Agrobacterium
1.3.3 Extra sequences: not just the transgene.
Promoters
et al.
nos
Agrobacterium
Ubi
Marker genes
nptII hpt
pmi E.Coli
nptII hpt
et al. et al.
1.3.4 Current commercial applications of GM plants
cp4 epsps
Agrobacterium bar Streptomyces
hygroscopicus et al.
Bacillus thuringensis et al.
Ostrinia nubilalis
1.4 New Plant Breeding Techniques (NPBTs) based on biotechnology
1.4.1 Targeted mutagenesis: ODM, ZFN, MGN, TALEN
et al. et al. et
al. et al.
Oligonucleotide directed mutagenesis (ODM)
et al.
et al. et al.
Zinc finger nuclease (ZFN) techniques (ZFN 1,2,3)
Flavobacterium okeanokoites
et al. et al.
et al. et al.
Agrobacterium
et al. et al.
et al.
et al.
et al.
Meganuclease (MGN) techniques (MGN 1,2,3)
et al. et al. et al.
Transcription Activator Like Effector Nuclease (TALEN) techniques
Xanthomonas
et al. et al. et al.
1.4.2 Techniques resulting in "Negative segregants": Reverse breeding, RdDM, Early flowering
et al.
RNA dependent DNA methylation (RdDM)
Reverse Breeding
Accelerated breeding through induction of early flowering
Arabidopsis et al.
Arabidopsis
et al. et al.
1.4.3 Variants of plant transformation techniques: Cisgenesis, Intragenesis and Grafting on GM rootstock
Agrobacterium
Cisgenesis and Intragenesis
et al.
Agrobacterium
Agrobacterium
et al.
Grafting non GM varieties onto GM rootstocks
et al. et al.
Agrobacterium
et al. et al.
Chapter 2. The regulatory
issues in plant breeding
2.1 Introduction
2.2 GMO legislation
2.2.1 The EU GMO legal framework
E. coli
"An organism, with the exception of human beings, in which the genetic material has been altered in a way that does not occur naturally by mating and/or natural recombination"
Techniques of genetic modification
Techniques which are not considered to result in GMOs
Techniques of genetic modification which are excluded from the scope of the Directive
BOX 1: Legislative instruments of EU legislation on GMOs.
Regulation (EC) No 258/97
Official Journal L 043 , 14/02/1997 P. 0001 0006 Directive 2000/13/EC
Official Journal L 109 , 06/05/2000 P. 0029 0042 Directive 2001/18/EC
Official Journal L 106 , 17/04/2001 P. 0001 0039 Regulation (EC) No 1829/2003
Official Journal L 268 , 18/10/2003 P. 0001 0023 Regulation (EC) No 1830/2003
Official Journal L 268 , 18/10/2003 P. 0024 0028 Regulation (EC) No 1946/2003
Official Journal L 287 , 05/11/2003 P. 0001 0010 Commission Regulation (EC) No 65/2004 Official Journal L 010 , 16/01/2004 P. 0005 0010 2004/204/EC: Commission Decision
Official Journal L 065 , 03/03/2004 P. 0020 0022 Commission Regulation (EC) No 641/2004
Official Journal L 102 , 07/04/2004 P. 0014 0025 Commission Recommendation 2004/787/EC
Official Journal L 348 , 24/11/2004 P. 0018 0026
Regulation (EC) No 882/2004 of the European Parliament and of the Council OJ L 165, 30.4.2004, p. 1–141
experimental release
commercial release
Regulation (EC) No 1981/2006 of the European Parliament and of the Council Official Journal L 97 , 09/04/2008 P. 0064 0066
Directive 2009/41/EC
Official Journal L 125 , 21/05/2009 P. 0075 0097 Regulation (EC) No 767/2009
Official Journal L 229 , 01/09/2009 P. 0001 0028 2009/770/EC: Commission Decision
Official Journal L 275 , 21/10/2009 P. 0009 – 0027 2009/866/EC: Commission Decision
Official Journal L 314 , 01/12/2009 P. 0102 0105 Commission Recommendation 2010/C200/01 Official Journal C 200 , 22/07/2010 P. 0001 0005 Commission Regulation (EU) No 619/2011
Official Journal L 166 , 25/06/2011 P. 0009 – 0015
Figure 2.1
2.2.2 European Food Safety Authority
COMPANY
NATIONAL AUTHORITY of the
Member State
EFSA
EUROPEAN COMMISSION
SCoFCAH
MEMBER STATES
COUNCIL OF MINISTERS DOSSIER
EFSA OPINION
DRAFT PROPOSAL
ACCEPT QUALIFIED
MAJORITY NO QUALIFIED
MAJORITY EUROPEAN
PARLIMENT
REJECT
NO QUALIFIED MAJORITY
QUALIFIED MAJORITY
ACCEPT REJECT FOR
ADOPTION FOR FINAL
DECISION
NO REACTION
2.2.3 GMO legislation in other countries
2.2.4 The regulatory costs for breeding GM plants
2.3 Regulatory status of NPBTs
2.3.1 The new techniques working group (NTWG) in the EU
sensu stricto
et al.
2.3.2 Regulatory developments for NPBTs in other countries
Agrobacterium
Table 2.1
COMPANY TECHNIQUE PRODUCT USDA response to inquiry
Agrobacterium Agrobacterium
2.3.3 Detection of products of NPBTs
et al.
Chapter 3. Intellectual
Property in plant breeding
3.1 Introduction
sui generis
et al. Union Internationale
pour la Protection des Obtentions Végétales
3.2 Historical background of IP in plant breeding
3.2.1 From plant domestication to IP in plant breeding
sui generis
3.2.2 Townsend Purnell Plant Patent Act (PPA)
et al.
3.2.3 UPOV convention
sui generis
et al.
et al.
et al.
3.2.4 The advent of biotechnology in plant breeding
sui generis
3.3 Plant variety registration
3.3.1 Plant Variety definition
3.3.2 Application for Plant Variety Rights
3.4 Patents in plant breeding
3.4.1 Patents in general
et al.
et al.
3.4.2 Patents in plant breeding
Table 3.1
Agrobacterium
et al.
3.4.3 Freedom to operate (FTO)
et al.
et al.
et al.
et al.
et al.
et al.
3.4.4 Patent licensing
Chapter 4. Scope and
objectives of the thesis
4.1 Scope
4.2 Objectives
4.2.1 State of the art of NPBTs
4.2.2 Patent landscape analysis
4.2.3 Comparative analysis
Chapter 5. Methodological
approach
5.1 Literature search on NPBTs
5.1.1 Literature database and search method
Table 5.1
Technique Keywords TARGETED MUTAGENESIS
ZFN
ODM
MGN
TALEN
targeted mutagenesis in
general
NEGATIVE SEGREGANTS
RdDM
REVERSE BREEDING
EARLY FLOWERING
VARIANTS OF PLANT TRANSFORMATION CISGENESIS
INTRAGENESIS
GRAFTING ON GM ROOTSTOCK
5.1.2 Literature data analysis
5.2 Field trials analysis for cisgenesis, intragenesis and grafting on
GM rootstock
5.3 Patent search on NPBTs
5.3.1 Patent databases and searches methods
et al et al.
Tab 5.2
Technique Keywords TARGETED MUTAGENESIS
ZFN
ODM
MGN TALEN
NEGATIVE SEGREGANTS RdDM
REVERSE BREEDING
VARIANTS OF PLANT TRANSFORMATION CISGENESIS
INTRAGENESIS GRAFTING ON GM
ROOTSTOCK
5.3.2 Patent data analysis
5.3.3 Analysis of patent citations and claims
5.4 Comparative analysis of plant breeding techniques
5.4.1 Case studies selection
5.4.2 Data collection
5.4.3 Comparative analysis
et al.
opaque2,
et al.
5.5 Analysis of Freedom to Operate in NPBTs
5.6 Experts' opinion
Chapter 6. Results: Research
landscape on NPBTs
6.1 Introduction
6.2 Research in NPBTs
6.2.1 Targeted mutagenesis: ODM, ZFN, MGN, TALEN
et al. et al. et al.
et al. et al. et al.
et al.
Arabidopsis
Oligonucleotide directed mutagenesis (ODM)
SuRA
SuRA
gfp Arabidopsis
Figure 6.1
Table 6.1
Authors country N. publications
EU 27 9
North America 13
Asia 2
Other countries 2
Table 6.2
Research paper Journal 5 year impact
factor Institution
et al.
et al.
et al.
Table 6.3
Plant Traits N. publications
Arabidopsis
Zinc finger nuclease (ZFN) techniques (ZFN 1,2,3)
Arabidopsis
Arabidopsis
Arabidopsis
Figure 6.2
Table 6.4
Authors country N. publications
EU 27 4
North America 24
Asia 4
Other countries 5
Table 6.5
Research paper Journal 5 year impact
factor Institution
et al.
et al.
et al.
Table 6.6
Plant Traits Techniques N. publications
Arabidopsis
Meganuclease (MGN) techniques (MGN1,2,3)
et al.
Arabidopsis
0 1 2
1998 1999
2000 2001
2002 2003
2004 2005
2006 2007
2008 200
9 2010
2011 Year
N. scientific publications
Figure 6.3
Table 6.7
Authors country N. publications
EU 27 6
North America 5
Table 6.8
Research paper Journal 5 year impact
factor Institution
et al.
et al.
Table 6.9
Plant Traits Techniques N. publications
Arabidopsis
Transcription Activator Like Effector Nuclease (TALEN) techniques
Arabidopsis
Arabidopsis
Arabidopsis
et al.
Os11N3
0 2 4 6 8
2010 2011
Year N. scientific publications
Figure 6.4
Table 6.10
Authors country N. publications
EU 27 3
North America 2
Asia 3
Table 6.11
Research paper Journal 5 year impact
factor Institution
et al.
et al.
et al.
et al.
Table 6.12
Plant Traits Techniques N. publications
Arabidopsis
Arabidopsis
Targeted mutagenesis – aggregated data
0 2 4 6 8 10 12 14
1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 ODM ZFN MEGA TALEN
Figure 6.5
Table 6.13
Authors country N. publications
EU 27 23
North America 44
Asia 9
Other countries 8
6.2.2 Techniques resulting in "Negative segregants": Reverse breeding, RdDM, Early flowering
RNA dependent DNA methylation (RdDM)
Arabidopsis
nptII gfp
carrot leafy cotyledon 1, C LEC1 OsRac
Figure 6.6
Table 6.14
Authors country N. publications
EU 27 29
North America 4
Asia 9
South America 1
Other countries 4
Table 6.15
Research paper Journal 5 year impact
factor Institution et al.
et al.
et al.
Table 6.16
Plant Traits N. publications
Arabidopsis
Reverse Breeding
Arabidopsis et al.
Table 6.17
Publication Year Country Sector Institution
Accelerated breeding through induction of early flowering
et al. et al. Arabidopsis
FPF1 Arabidopsis OsMADS7/8
0 2 4 6 8 10 12
1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Year
N. scientific publications
Figure 6.7
6.2.3 Variants of plant transformation techniques: Cisgenesis, Intragenesis and Grafting non GM varieties onto GM rootstock
Cisgenesis and Intragenesis
et al.
Agrobacterium
0 1 2 3 4 5 6 7 8 9 10
2003 2004 2005 2006 2007 2008 2009 2010 2011
Year
N. scientific publications
Figure 6.8
Table 6.18
Authors country N. publications
EU 27 26
North America 15
Asia 3
South America 1
Other countries 2
Table 6.19
Research paper Journal 5 year impact
factor Institution et al.
et al.
et al.
Table 6.20
Plant Traits N. publications
Table 6.21
TECH. INSTITUTE/
COMPANY MS NOTIFICATION
NUMBER YEARS PLANT TRAIT GENE
INSERTED Rpi blb1 Rpi genes HcrVf2 Rpi vnt1 Rpi vnt1.1
HvPAPhy_a
GBSS
Grafting non GM varieties onto GM rootstocks
rol Agrobacterium
rhizogenes
Phytophtora
0 1 2 3 4
1991 1992 1993 1994 1995 1996
1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
2008 2009 2010 2011 Year
N. scientific publications
Figure 6.9
Table 6.22
Authors country N. publications
EU 27 13
North America 8
Asia 6
Other countries 3
Table 6.23
Research paper Journal 5 year impact
factor Institution
et al.
et al.
et al.
Table 6.24
Plant Traits N. publications
Table 6.25
INSTITUTE/
COMPANY MS NOTIFICATION
NUMBER YEARS PLANT TRAIT GENE
INSERTED
Phytophtora
citrophtora PR P23
rolB
6.2.4 Aggregated results
0 5 10 15 20 25 30
1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 ODM ZFN MEGA TALEN CISG-INTRA RdDM REV BREED GRAFT
Figure 6.10
EU-27 42.6%
North America 32.7%
Asia 12.6%
Other countries 12.1%
Figure 6.11
Table 6.26
N. publications Authors country
ODM ZFN MGN TALEN CISG
INTRA RdDM REV
BREED GRAFT TOTAL % IN TOTAL
EU 27 9 4 7 3 26 29 4 13 95 42,6
North America 13 24 5 2 15 4 2 8 73 32,7
Asia 2 4 0 3 3 9 1 6 28 12,6
Other countries 3 5 0 0 11 5 0 3 27 12,1
Table 6.27
Institution Sector Country City N. publication Techniques
Industry
Industry
Table 6.28
NPBT Research paper Journal 5 year impact factor
Institution
et al.
et al.
et al.
et al.
et al.
et al.
et al.
et al.
et al.
6.3 Safety and Regulatory issues on new techniques identified in
literature
6.3.1 Targeted mutagenesis: ODM, ZFN, MGN, TALEN
Reasons for excluding the techniques from the scope of Directive 2001/18
Reasons for including the techniques in the scope of Directive 2001/18
in vitro
6.3.2 Negative segregants: RdDM, Reverse breeding and Early flowering
Reasons for excluding the techniques from the scope of Directive 2001/18
Reasons for including the techniques in the scope of Directive 2001/18
6.3.3 Variants of plant transformation techniques: Cisgenesis, Intragenesis and Grafting non GM varieties onto GM rootstock
Cisgenesis and Intragenesis
Reasons for excluding the techniques from the scope of Directive 2001/18
Reasons for including the techniques in the scope of Directive 2001/18
Agrobacterium
Grafting non GM varieties onto GM rootstocks
Reasons for excluding the techniques from the scope of Directive 2001/18
Reasons for including the techniques in the scope of Directive 2001/18
et al. et al.
Table 6.29
Issues covered
NPBTs Food and
Feed Safety Safety for the
environment Regulatory issues
Main conclusions, discussions or remarks
Table 6.29
Issues covered
ODM Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Issues covered
ZFN Food and
SafetyFeed
Safety for environmentthe
Regulator y issues
Main conclusions, discussions or remarks
Table 6.29
Issues covered
MGN Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Issues covered
TALEN Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Table 6.29
Issues covered
RdDM Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Issues covered REVERSE BREEDING Food and
SafetyFeed
Safety for environmentthe
Regulator y issues
Main conclusions, discussions or remarks
Table 6.29
Issues covered CISGENESIS,
INTRAGENESIS Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Table 6.29
Agrobacterium
Table 6.29
Table 6.29
Issues covered
GRAFTING Food and
Feed Safety
Safety for the environment
Regulator y issues
Main conclusions, discussions or remarks
Table 6.29
6.4 Conclusions
Agrobacterium
et al.
et al.
Chapter 7. Results: patent
analysis of NPBTs
7.1 Introduction
et al.
7.2 Patents in NPBTs
7.2.1 Targeted mutagenesis: ODM, ZFN, MGN, TALEN
Oligonucleotide directed mutagenesis (ODM)
et al.
et al.
Thomas Jefferson University (US), University of Miami (US)
University of Delaware (US)
University of Delaware (US)
Thomas Jefferson University (US)
et al.
et al. et al.
et al.
et al. et al.
0 1 2 3 4 5 6 7
199 1
1992 199
3 1994
1995 1996
1997 1998
199 9
2000 200
1 2002
200 3
2004 200
5 2006
2007 2008
200 9
2010 Year
N. of patents
Figure 7.1
Table 7.1
Authors country N. patents
EU 27 10
North America 25
Asia 1
Zinc finger nuclease (ZFN) techniques (ZFN 1,2,3)
Sangamo Bioscience Inc (US)
Sangamo Biosciences Inc (US)
University of Utah Research Foundation (US)
Sangamo Biosciences Inc (US)
et al.
et al.
Arabidopsis Agyranthemum Populus tremula
Arabidopsis
0 2 4 6 8 10 12
2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Year
N. of patents
Figure 7.2
Table 7.2
Authors country N. patents
EU 27 6
North America 27
Asia 5
Other countries 4
Meganuclease (MGN) techniques (MGN1,2,3)
Cellectis (FR)
Cellectis (FR)
Cellectis (FR)
Precision Biosciences (US)
Fred Hutchinson Cancer Research Center (US)
et al.
Arabidopsis
0 1 2 3 4 5 6 7 8
1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
Year
N. of patents
Figure 7.3
Table 7.3
Authors country N. patents
EU 27 27
North America 4
Asia 1
Transcription Activator Like Effector Nuclease (TALEN) techniques
et al.
Table 7.4
Patent Year Country Sector Institution et al.
et al.
et al.
et al.
Targeted mutagenesis – aggregated data
0 2 4 6 8 10 12 14 16 18
1991 1992
1993 1994
1995 1996
1997 1998
1999 2000
2001 2002
2003 2004
2005 2006
2007 2008
2009 2010
2011 ODM ZFN MEGA TALEN
Figure 7.4
Table 7.5
Authors country N. patents
EU 27 45
North America 59
Asia 9
Other countries 4
7.2.2 Techniques resulting in "Negative segregants": Reverse breeding, RdDM, Early flowering
RNA dependent DNA methylation (RdDM)
Table 7.6
Patent Year Country Sector Institution
et al.
Reverse Breeding
et al.
Table 7.7
Patent Year Country Sector Institution
et al.
Accelerated breeding through induction of early flowering
7.2.3 Variants of plant transformation techniques: Cisgenesis, Intragenesis and Grafting non GM varieties onto GM rootstock
Cisgenesis and Intragenesis
J.R. Simplot Company (US)
P.infestans
et al.
et al. et al.
et al.
0 1 2 3 4 5 6 7
1998 199
9 2000
2001 2002
2003 200
4 2005
2006 2007
2008 200
9 2010 Year
N. of patents
Figure 7.5
Table 7.8
Authors country N. patents
EU 27 10
North America 10
Other countries 2
Grafting non GM varieties onto GM rootstocks
et al. et al.
et al.
et al.
et al.
0 1 2 3 4
1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Year
N. of patents
Figure 7.6
Table 7.9
Authors country N. patents
EU 27 1
North America 10
Asia 2
Other countries 2
7.2.4 Aggregated results
0 5 10 15 20 25
1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 ODM ZFN MEGA TALEN CISG-INTRA RdDM REV BREED GRAFT
Figure 7.7
Table 7.10
Authors country N. patents
EU 27 59
North America 79
Asia 11
Other countries 8
Other countries 5.1%
EU-27 37.6%
North America 50.3%
Asia 7.0%
Figure 7.8
Table 7.11
Institution Sector Country N.
patents Techniques Industry
Industry Industry Industry Industry Industry Industry Industry Industry
0 10 20 30 40 50 60 70 80 90 100 110 120 130 140 150
ODM
ZFN
MGN
TAL EN
CISG/INTRAG RdDM REVER
SE BREED
ING
GRAFTING
TOTAL
Number of patents
Total N. of patents WIPO USPTO EPO CA AU JP CN Figure 7.9
7.3 Conclusions
Chapter 8. Results:
Comparative analysis of
NPBTs through case studies
8.1 Introduction
et al. et al. et al.
et al. et al. et al.
et al.
et al.
Table 8.1
8.2 Cisgenesis in wheat
8.2.1 Bread making quality
et al.
Triticum durum
Triticum aestivum
et al.
et al.
et al.
et al.
et al.
et al. et al.
8.2.2 Introgression breeding
et al. et al.
HorD et al.
H. chilense Triticum turgidum conv. durum
tritordeum Triticum aestivum.
Gli 1 Gli 3 tritordeum
D Hor
Figure 8.1
Box 8.1. Introgression breeding protocol
1) PRELIMINARY WORK
Hordeum chilense Tritordeum… Triticum
aestivum
2) CROSS OF DONOR AND RECIPIENT LINE (Time = 0, duration 6 months) F1generation
3) BACK CROSSING AND SELECTION (Time = 6, duration 18 months)
BC1F1generation
o o o
generations BC2F1and BC3F1
o o o
4) SELF POLLINATION (Time = 24, duration 6 months)
generation BC2F2
Total time = 30 months
8.2.3 Transgenesis
et al.
et al. et al. et al.
et al. et al. bar
bar
bar
8.2.4 Cisgenesis
et al. et al. et al.
et al.
1Dx5,
1Ax1 1Dy10 bar
bar
bar
bar
bar
Figure 8.2
Figure 8.3
8.2.5 Comparative analysis
Time requirements
Technical and labour costs
bar
Table 8.1
CISGENESIS TRANSGENESIS costs
INTROGRESSION BREEDING costs TRANSFORMATION
PLANT SELECTION
PLANT CULTIVATION EXTRA MATERIAL
TOTAL TECHNICAL COSTS €10,149.89 €4,426.25
LABOUR
OVERALL TOTAL COSTS €16,139.89 €9,766.25
Quality of the final product
bar
Figure 8.4
Patent licensing
bar
et al.
HorD
bar
HorD
Regulatory costs
8.2.6 Conclusions
8.3 Grafting on GM rootstock in citrus
8.3.1 The importance of grafting in citrus
Citrus sinensis Citrus
aurantium
Citrus sinensis Poncirus trifoliata et al.
8.3.2 Dwarfing citrus
et al.
et al. et al.
et al.
CcGA20ox1
Arabidopsis et al. et al.
et al. et al.
Arabidopsis et al.
et al.
Figure 8.5 et al.
8.3.3 Conventional breeding
Poncirus
trifoliata Mandarino King
Poncirus trifoliata
Poncirus trifoliata
Figure 8.6
Poncirus trifoliata (male parent)
Mandarino King (female parent) Anthers collection
and storage Flowers emasculation
POLLINATION
Fruit setting and ripening
Seeds extraction
Sowing in nutrient medium
Hybrids
identification and transfer into soil
Hybrids multiplication through seeds
HYBRID SELECTION
In the greenhouse
In the field
•
Citrus Tristeza Virus (CTV)•
Nematodes•
Salinity, drought, iron chlorosis•
Phytophtora•
Iron chlorosis•
Productivity and Fruits quality•
Junction scion and rootstockBox 8.3. Conventional breeding protocol (Forner Alcaide 517)
1) PRELIMINARY WORK
2) CROSS OF PARENT LINES TO OBTAIN SEEDS (Time = 0, duration 6 months) Poncirus trifoliata
3) HYBRIDS GROWTH AND MULTIPLICATION (Time = 6 months, duration 2.5 years) Poncirus trifoliata
o
4) HYBRIDS SELECTION (Time = 3 years, duration 10 years)
o
o
Total time = 13 years
8.3.4 Transgenic rootstock
et al.
CcGA20ox1 Carrizo citrange
pBinJIT
CaMV 35S
nptII Agrobacterium
tumefaciens Carrizo citrange
Carrizo citrange
et al.
et al.
Agrobacteria
CcGA20ox1 in vitro Troyer citrange
CcGA20ox1
CcGA20ox1 nptII
Clemenules Clementine
Figure 8.7
Carrizo citrange
gene CcGA20ox1
CcGA20ox1 - antisense
nptII pBIN-JIT
A. tumefaciens
Co-cultivation
Shoot regeneration medium with Kanamycin
Micrografting PCR
Southern blot
Selected transformant (3 months old)
2-3 months culture
First sproutings internodes
buds grafted onto vigorous rootstock Carrizo citrange
PCR
buds grafted onto vigorous rootstock in the field
1 year
seeds Permission of
the Competent Authority
Green- house
Grafting of non-GM scion 6-8 months
Phenotypic assessment
Box 8.4. Protocol grafting on a GM rootstock
1) PRELIMINARY WORK
Carrizo citrange
nos
Agrobacterium tumefaciens Agrobacteria
2) TRANSFORMATION AND TRANSFORMANTS SELECTION (Time = 0, duration 7 months) Carrizo citrange
Agrobacteria
in vitro Troyer citrange
3) GRAFTING OF A NON GM SCION ONTO THE TRANSFORMED ROOTSTOCK (Time = 10 months, duration 20 months)
Clemenules Clementine
o o o o o
4) OBTAINMENT OF AN ADULT PLANT (Time = 30 months, duration 3 years)
Total time = 5 5 years
8.3.5 Comparative analysis Time requirements
Technical and labour costs
Quality of the final product
Carrizo citrange
Poncirus trifoliata
Table 8.2
Patent licensing
Regulatory costs
Table 8.3
TRANSGENESIS
costs CROSS BREEDING costs TRANSFORMATION
Agrobacterium PLANT SELECTION
PLANT CULTIVATION
TOTAL TECHNICAL COSTS €11,555.60 €100.00
LABOUR
OVERALL TOTAL COSTS €25,785.60 €2,015.00
8.3.6 Conclusions
Poncirus trifoliata
8.4 Analysis of FTO (Freedom to operate)
et al.