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On a critical Hamiltonian system on R

N

.

Nasreddine Megrez

CEREMATH-MIP/UT1 University of Toulouse1 21, all´ee de Brienne, Bat C, 31000 Toulouse, France.

[email protected]

Monograf´ıas del Seminario Matem´atico Garc´ıa de Galdeano. 27: 421–427, (2003).

Abstract

In this paper, we elucidate how abstract concentration compactness established in [7], can be used in solving variational systems, by giving an application to a problem treated in [6] by concentration compactness of P. L. Lions.

Keywords: Critical Hamiltonian System, Linking, Abstract Concentration Com- pactness.

AMS Classification: 35J50, 35J55

1 Introduction and main result

Via an abstract concentration compactness approach, we prove the existence of a weak solution of the problem:

(P ) :













−∆u = q|v|q−2v in RN

−∆v = p|u|p−2u in RN lim

|x|−→∞u(x) = 0

|x|−→∞lim v(x) = 0

where N ≥ 3, and p, q are two real numbers satisfying 1 p+ 1

q = N − 2

N = 2

2.

P.L.Lions has proved in [6], that the corresponding scalar equation −∆((−∆u)1/q) = up, has radial ground states for all values of p and q, on the critical hyperbola.

In [3], authors have proved uniqueness of solution and its asymptotic behavior.

In this paper, we prove again, the existence result, by combining linking and abstract concentration compactness method.

Note that if p = q, then p = q = 2, v = u, and

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(p) ⇐⇒





−∆u = 2|u|2−1 in RN

|x|→∞lim u(x) = 0

A weak solution of the problem (P ), is a critical point of the functional J , defined by:

J (u, v) :=

Z

RN

∇u.∇vdx − Z

RN

[|u|p+ |v|q] dx

We note by H, the Banach space H1(RN) × H1(RN) equipped with the norm k(u, v)kH= kukH1(RN)+ kvkH1(RN).

Theorem 1.1 (P ) has a weak solution in H, for all positive real numbers p and q, sat- isfying 1

p+ 1

q = N − 2

N = 2

2.

2 Minimax theorem and Plais-Smale sequence

In this section, we establish the linking geometry of J , to give a Palais-Smale sequence by the minimax principle used in [9] and [1].

Definition 2.1 Let S be a closed subset of a Banach space X, and Q a submanifold of X with relative boundary ∂Q.

We say that S and ∂Q link if:

1. S ∩ ∂Q = ∅.

2. ∀h ∈ C0(X, X) such that h|∂Q = id, there holds h(Q) ∩ S 6= ∅.

Theorem 2.2 Let J : X −→ R be a C1 functional. Consider a closed subset S ⊂ X, and a submanifold Q ⊂ X with relative boundary ∂Q. Suppose:

1. S and ∂Q link.

2. ∃δ > 0 such that

J (z) ≥ δ ∀z ∈ S, J (z) ≤ 0 ∀z ∈ ∂Q.

Let

Γ := {h ∈ C0(X, X) / h|∂Q = id}, and

c := inf

h∈Γsup

z∈Q

J (h(z)) ≥ δ.

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Then there exists a sequence (zk)k∈N ⊂ X, such that J (zk) −−−→

k→∞ c, J0(zk) −−−→

k→∞ 0.

We choose numbers µ > 1, ν > 1, such that 1

p < µ

µ + ν, and 1

q < ν µ + ν.

The following propositions give the linking geometry of J . Its proofs are similar to those in [1], and will be omitted.

Proposition 2.3 There exist ρ > 0, δ > 0, such that if we define S := {(ρµ−1u, ρν−1u)/k(u, u)k = ρ, u ∈ D(∇)}

then J (z) ≥ δ ∀z ∈ S.

Proposition 2.4 There exist σ > 0, M > 0, such that if we define

Q = {τ (σµ−1u, σν−1u) + (σµ−1v, −σν−1v) /0 ≤ τ ≤ σ, 0 ≤ k(v, −v)kH≤ M, and u, v ∈ D(∇)},

then J (z) ≤ 0 ∀z ∈ ∂Q, where ∂Q is the boundary of Q relative to the subspace {τ (σµ−1u, σν−1u) + (σµ−1v, −σν−1v)/ τ ∈ R, v ∈ D(∇)}

3 Abstract concentration compactness

In this section, we recall the abstract concentration compactness due to I.Schindler, and K.Tintarev [7], and we give a version adapted to our problem.

Let E be a separable reflexive Banach space, and let G be an infinite multiplicative group of bounded linear operator on E .

Let u, uk ∈ E. We say that uk converges to u weakly with concentration, and we note uk −→ u, if ∀φ ∈ Ecw

k→∞lim sup

g∈G

(g(uk− u), φ) = 0.

If G is a compact group, concentrated weak convergence is equivalent to weak convergence.

Definition 3.1 Let {φk} be a normalized basis for E. Then we define the norm

kukG:= sup

g∈G

X

k=1

|(gu, φk)|2 2k

!12 .

We suppose that G satisfies:

P1) sup

g∈G

kgk < ∞, where kgk := sup

kuk=1

kguk.

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P2) If (gk)k∈N ⊂ G, and for all u ∈ E gku −−−→

k→∞ g0u, then g0 ∈ G.

P3) If gku * w 6= 0 for a u ∈ E , then gk has a strongly convergent subsequence.

P4) Let (uk)k∈N ⊂ E be a bounded sequence, and let {w(n)} ⊂ E and {g(n)k } ⊂ G, k, n ∈ N, be such that the sequence

(g(n)k gk(m)−1)k∈N dissipates for m 6= n and

gk(n)uk * w(n), n ∈ N, then kw(n)kG −−−→

n→∞ 0.

Theorem 3.2 Let (uk)k∈N ⊂ E be a bounded sequence. Then there exist (w(n))n∈N ⊂ E, (gk(n))n∈N ⊂ G, k ∈ N, such that for a renamed subsequence,

g(n)k −1gk(m) * 0 for n 6= m, uk−X

n∈N

gk(n)w(n) cw−→ 0.

3.1 Concretisation of the abstract concentration compactness on H := H

1

(R

N

) × H

1

(R

N

)

Let G be the infinite multiplicative group of bounded linear operators defined on H by

gt,α(u, v) =



tNpu . + α t



, tNq v . + α t



= gt,α1 u, gt,α2 v where t ∈ R and α ∈ RN.

G satisfies the properties P1)-P4). See [7] for a proof.

We have the invariance J (gt,α(u, v)) = J (u, v).

The following theorem is a corollary of the Theorem 1.7 of [7].

Theorem 3.3 Let (zk = (uk, vk))k be a bounded sequence in H. Then there exist w(1), w(2), . . . ∈ H, and (α(1)k , t(1)k ), (α(2)k , t(2)k ), . . . ∈ RN × R+, such that for r 6= m, either t(r)k /t(m)k → ∞, or t(r)k /t(m)k → 0, or |α(r)k − α(m)k | → ∞; and ∀r : t(r)k → ∞, or t(r)k → 0;

where

w(n)= w − lim

k→∞g 1 t(n)

k

,−α(n)k zk

The series X

n

gt(n)

k (n)k w(n) converges absolutely in H, and on a renamed subsequence:

zk−X

n

gt(n)

k (n)k w(n) cw−→ 0.

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Lemma 3.4 Let (zk)k be a bounded sequence in H such that zk

−→ 0.cw

Then modulo a subsequence, lim

k→+∞kzkkLp(RN)×Lq(RN)= 0, for all positive real numbers p and q, satisfying 1

p +1

q = N − 2

N = 2

2

Proof of Lemma 3.4: Let zk := (uk, vk) ∈ H.

1 p+ 1

q = 2

2 =⇒ ( N

N − 2 < p ≤ 2 and q ≥ 2) or (p ≥ 2 and N

N − 2 < q ≤ 2).

Suppose that N −2N < p < 2 and q ≥ 2. Note that zk−−−−→cw

k→+∞ 0 =⇒ ∀g ∈ G : gzk* 0.

Let g = gtk,0, where tk −−−−→

k→+∞ +∞ is chosen such that Z

|vk|>t

Nq k

|vk|q −−−−→

k→+∞ 0;

and let wk = g2t

k,0vk = t

N q

k vk( .

tk), i.e vk(x) = t

N q

k wk(tkx).

Z

|vk|<t

Nq k

|vk|qdx = Z

|wk|<1

|wk|qdx

≤ Z

RN

|wk(x)|2dx

= t

N (2+q) q

k

Z

RN

|vk(x)|2dx −−−→

k→∞ 0.

Hence kvkkLq(RN) −−−→

k→∞ 0.

Let now {B(y, 1), y ∈ Z ⊂ RN} be a cover of RN, and g = g1,−y. By Rellich-Kondrachov inequality, we obtain:

kukkpLp(B(y,1))≤ Ckukk2H1

0(B(y,1))kukkp−2Lp(B(y,1)) (3.1) By summing inequalities (3.1) over y ∈ Z, we obtain:

kukkpLp(RN) ≤ Ckukk2H1(RN)sup

y∈Z

kg1,−y1 ukkp−2Lp(B(0,1)).

By the compactness of the imbedding of H01(B(0, 1)) into Lp(B(0, 1)), it follows that modulo a subsequence, g1,−y1 uk −−−→

k→∞ 0 in Lp(B(0, 1)).

Hence, kukkLP(RN) −−−→

k→∞ 0.

2

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4 Proof of the main result

Lemma 4.1 Let (zk = (uk, vk))k∈N be a sequence of H such that J (zk) −−−→

k→∞ c and J0(zk) −−−→

k→∞ 0. (4.1)

Then (zk)k∈N is bounded.

The proof is similar to that of Proposition 2.1 in [1].

Proof of Theorem 1.1. Let (zk) be a sequence satisfying (4.1).

According to Theorem 3.3, there exist w(1), w(2), · · · ∈ H, and (α(1)k , t(1)k ), (α(2)k , t(2)k ), · · · ∈ RN × R+, such that

zk−X

n

gk(n)w(n) cw−→ 0,

where gk(n)= gt(n) k (n)k .

(zk) does not converge weakly with concentration to 0. In fact, if we suppose that zk −→ 0cw we will have by Lemma 3.4 lim

k→∞kzkkLp(RN)×Lq(RN) = 0 (modulo a subsequence), which shows that J (zk) −→ 0. Contradiction. Then there exists a w(n0) 6= 0.

On the other hand, for some gk ∈ G, we have gkzk * w(n0). Then

J0(gkzk) * J0(w(n0)) However, J0(zk) −−−→

k→∞ 0 =⇒ J0(gkzk) −−−→

k→∞ 0. Then, J0(w(n0)) = 0.

2

References

[1] D.G. De Figueiredo and P.L.Felmer. On superquadratic elliptic systems. Trans.

Amer. Math. Soc., 343(1), (1994): 99–116.

[2] P.L.Felmer. Periodic solutions of superquadratic Hamiltonian systems. J.Differential Equations 102 (1993): 188-207.

[3] J.Hulshof, R.C.A.M Van Der Vorst. Asymptotic behaviour of ground states.

Proc. Amer. Math. Soc. 124 (8), (1996): 2423-2431.

[4] P. L. Lions. The concentration-compactness principle in the calculus of variations.

The locally compact case. part 1. Ann. Inst. H. Poincar´e, 1(2), (1984): 109-145.

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[5] P. L. Lions. The concentration-compactness principle in the calculus of variations.

The locally compact case. part 2. Ann. Inst. H. Poincar´e, 1(3), (1984): 223-283.

[6] P.L. Lions. The concentration-compactness principle in the calculus of variations.

The limit case, part 1, Rev. Mat. Iberoam, 1 (1),(1985) :145-201.

[7] I.Schindler, K.Tintarev. Abstract concentration compactness and elliptic equa- tions on unbounded domains. Prog. Nonlin. Diff. Equ. App. 43, (1998): 369-380.

[8] M.Schechter. Linking Methods in Critical Point Theory. Birkhauser, 1999.

[9] P.H. Rabinowitz. Minimax methods in critical point theory with applications to differential equations, volume Math 65 of CBMS Regional Conference Series. Amer.

Math. Soc., 1986.

[10] M.Willem. Minimax Theorem. Birkhauser, 1996.

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