Neutrino
Masses, Mixings and CP Violation from Oscillation Experiments
Michel Sorel
(IFIC - CSIC & U. Valencia)
4th Workshop on Flavor Physics in the LHC era
Valencia, November 2015
2015: neutrino oscillations year
Breakthrough Prize Special Breakthrough Prize New Horizons Prize Physics Frontiers Prize 2016 2015 2014 2013 2012
Kam-Biu Luk and the Daya Bay Collaboration
Yifang Wang and the Daya Bay Collaboration
Koichiro Nishikawa and the K2K and T2K
Collaboration
Atsuto Suzuki and the KamLAND Collaboration
Arthur B. McDonald and the SNO Collaboration
Takaaki Kajita and the Super K Collaboration
Yoichiro Suzuki and the Super K Collaboration
LAUREATESLAUREATES
BOARD TROPHY EVENTS NOMINATIONS NEWS CONTACTS COMMITTEE PRIZES LAUREATES RULES
Search
BOARD TROPHY EVENTS NOMINATIONS NEWS CONTACTS SUBSCRIBESUBSCRIBE
2016 Breakthrough Prize in Fundamental Physics:
awarded to six experimental collaborations
“for the fundamental discovery and exploration of neutrino oscillations, revealing a new frontier beyond, and possibly far beyond, the standard model of particle physics”
2
Nobel Prize in Physics 2015:
awarded to Takaaki Kajita (Super-Kamiokande) and Arthur B. McDonald (SNO)
“for the discovery of neutrino oscillations, which shows that neutrinos have mass”
Neutrino oscillations
↔ Flavour physics in neutrino sector
• Neutrinos change flavour as they propagate
• Flavour change follows oscillatory pattern depending on baseline L and energy E
• Neutrino oscillation implies massive neutrinos and neutrino mixing
2-neutrino mixing example, for νμ beam with energy E
ν1
ν2
νe
νμ
ϑ
Δm2=m22-m12
ν1
ν2
mass
Source Detector
P(νμ→νe) = |Amp(νμ➝νe)|2 = sin22ϑ⋅sin2[∆m2L/(4E)]
∑i U*μi exp[-imi2L/(2E)] Uei
νi
μ+ e-
Neutrino oscillations
↔ Flavour physics in neutrino sector
• Neutrinos change flavour as they propagate
• Flavour change follows oscillatory pattern depending on baseline L and energy E
• Neutrino oscillation implies massive neutrinos and neutrino mixing
2-neutrino mixing example, for νμ beam with energy E
ν1
ν2
νe
νμ
ϑ
Δm2=m22-m12
ν1
ν2
mass
3
Probability
0 1
Distance L / Energy E
sin22ϑ L/E
∝
1/Δm2P(νμ)
P(νe)
Neutrino oscillation experiments
By neutrino sources
Reactor neutrinos
• Flavors: ν̅e
• Eν ~ 1-10 MeV Solar neutrinos
• Flavors: νe
• Eν ~ 0.1-10 MeV
Atmospheric neutrinos
• Flavors: νμ, ν̅μ, νe, ν̅e
• Eν ~ 0.1-100 GeV
Accelerator neutrinos
• Flavors: νμ, ν̅μ (νe, ν̅e)
• Eν ~ 0.1-100 GeV
3-Neutrino mixing parametrisation
{
Atmospheric Oscillations
Solar Oscillations
Interference
{
c
23= cos
23etc...
⇤
µe⇤
⇥
⌅ = ⇤ 1 0 0 0 c
23s
230 s
23c
23⇥
⌅ ⇤ c
130 s
13e
i0 1 0
s
13e
i0 c
13⇥
⌅ ⇤ c
12s
120 s
12c
120
0 0 1
⇥
⌅ ⇤
123
⇥
⌅
5
ν1
ν2
ν3
Δm221
Δm231
• 2 mass splittings, 3 mixing angles, 1 CPV phase
• Describe all convincing evidence for neutrino oscillations
Global 3-neutrino fits
Mass splittings and mixing angles measured with 10% precision or better
• θ12 and Δm221 measured by solar and reactor experiments
• θ23 and |Δm231| measured by atmospheric and accelerator experiments
• θ13 measured by reactor and accelerator experiments
• δCP phase compatible with any value at 3σ, sgn(Δm231) unknown
ν
1ν
2ν
3mass
μ τ
e sin2ϑ13 = 0.022±0.001
sin2ϑ23 = 0.452±0.052
sin2ϑ12 = 0.304±0.013
Δm221 =
(7.50±0.19)⋅10-5 eV2
|
Δm231|
=(2.46±0.05)⋅10-3 eV2
NuFIT 2.0 (2014)
θ 13 and Δm 221 From solar neutrinos
0 1 2 3 4 5 6
0 1 2 3 4 5 6 7 8
-1)
-2 s
6 cm
e (10 φ
)-1 s-2 cm6 (10 τµφ SNO
φNC
φSSM SNO
φCC SNO
φES
7
•
Disappearance of solar νe’s, appearance into other “active” flavours (μ, τ)•
Experiments: Super-Kamiokande, SNO, Borexino, etc.•
Energy dependence of νe suppression also measured[MeV]
Eν
10-1 1 10
survival probabilityeν: eeP
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
pp - All solar Be - Borexino
7
pep - Borexino
B - SNO + SK + Borexino
8
MSW-LMA Prediction
Vacuum- dominated
Matter- dominated
SNO
θ 13 and Δm 221 From solar neutrinos
0 1 2 3 4 5 6
0 1 2 3 4 5 6 7 8
-1)
-2 s
6 cm
e (10 φ
)-1 s-2 cm6 (10 τµφ SNO
φNC
φSSM SNO
φCC SNO
φES
•
Disappearance of solar νe’s, appearance into other “active” flavours (μ, τ)•
Experiments: Super-Kamiokande, SNO, Borexino, etc.•
Energy dependence of νe suppression also measured[MeV]
Eν
10-1 1 10
survival probabilityeν: eeP
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
pp - All solar Be - Borexino
7
pep - Borexino
B - SNO + SK + Borexino
8
MSW-LMA Prediction
Vacuum- dominated
Matter- dominated
SNO = 1/2
θ 13 and Δm 221
From long-baseline reactor neutrinos
(km/MeV)
νe
0/E L
20 30 40 50 60 70 80 90 100
Survival Probability
0 0.2 0.4 0.6 0.8 1
νe
Data - BG - Geo
Expectation based on osci. parameters determined by KamLAND
8
★
★
0.2 0.25 0.3 0.35 0.4
sin2θ12 0
2 4 6 8 10 12 14
∆m2 21 [10−5 eV2 ]
θ13 = 8.5°
2 4 6 8 10
∆m221 [10−5 eV2] 0
2 4 6 8 10 12
∆χ2
GS98 w/o D/N GS98
AGSS09 KamLAND
NuFIT 2.0 (2014)
•
Disappearance of reactor ν̅e’s over O(100 km) distances. Experiments: KamLAND•
L/E dependence of ν̅e suppression also measured•
Compatible with solar parameters, but some tension for Δm221 measurementKamLAND
Solar
KamLAND
θ 23 and Δm 231
From atmospheric neutrinos
Atmospheric Neutrinos
• The absolute flux uncertainty is fairly high, so people use other useful properties of the atmospheric neutrino flux:
1. !#:!e ratio: This ratio is fixed from the pion/muon cascade.
2. Zenith variation: Allows one to probe neutrinos at very different production distances (essential for oscillation signatures).
3. Compare cosmic muon flux
•
Disappearance of atmospheric νμ’s and ν̅μ’s•
Experiments: Kamiokande, Super-Kamiokande, etc.•
First conclusive evidence for oscillations (1998), from zenith angle-dependent deficit9
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8
1 10 102 103 104
L/E (km/GeV)
Data/Prediction (null osc.)
upward- going downward-
going
Super-K
θ 23 and Δm 231
From atmospheric neutrinos
Atmospheric Neutrinos
• The absolute flux uncertainty is fairly high, so people use other useful properties of the atmospheric neutrino flux:
1. !#:!e ratio: This ratio is fixed from the pion/muon cascade.
2. Zenith variation: Allows one to probe neutrinos at very different production distances (essential for oscillation signatures).
3. Compare cosmic muon flux
•
Disappearance of atmospheric νμ’s and ν̅μ’s•
Experiments: Kamiokande, Super-Kamiokande, etc.•
First conclusive evidence for oscillations (1998), from zenith angle-dependent deficit9
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8
1 10 102 103 104
L/E (km/GeV)
Data/Prediction (null osc.)
upward- going downward-
going
Super-K = 1/2
θ 23 and Δm 231
From long-baseline accelerator neutrinos
•
Disappearance of long-baseline νμ’s and (separately) ν̅μ’s over O(100 km) distances•
Experiments: K2K, MINOS, T2K, NOvA•
Confirmation of atmospheric results, precision measurement of oscillation parameters0.3 0.4 0.5 0.6 0.7
sin2 θ
23
-3.5 -3 -2.5 -2 2 2.5 3 3.5
∆m2 32 [10-3 eV2 ] ∆m2 31
ATM
T2K
MINOS
0.015 0.02 0.025 0.03
sin2θ
13
[68.27%, 95.45% CL]
react
(no DB) DayaB
NuFIT 2.0 (2014)
Energy (GeV) Reconstructed ν
0 1 2 3 4 5
0 0.5 1
1.5 MC Best-fit
Ratio to no oscillations
>
0 1 2 3 4 5
Events/0.10 GeV
0 2 4 6 8 10 12 14 16
DATA
CCQE νµ
µ+ ν
CC non-QE νµ
µ+ ν
e CC +ν
νe
NC
0
T2K
θ 13
From medium-baseline reactor neutrinos
•
Reactor ν̅e disappearance over km-long baselines•
Experiments: Double Chooz, Daya Bay, RENO•
Most precise measurement of sin22ϑ13 to date11 Double Chooz
Daya Bay RENO
Daya Bay
θ 13
From long-baseline accelerator neutrinos
•
νe appearance from νμ→νe transitions•
Experiments: MINOS, T2K, NOvA•
Confirmation of reactor results, degeneracy with δCP information for current-generation exps)π ( CPδ
68% CL 90% CL Best fit
range PDG2012 1σ
>0
32
m2
∆
-1 -0.5
0 0.5
1
θ13 22 sin
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 )π ( CPδ
<0
32
m2
∆
-1 -0.5
0 0.5
1
Reactors
Reconstructed neutrino energy (MeV)
0 500 1000 1500 2000
candidate events eνNumber of
0 2 4 6
8 Data
Best fit
Background component
Fit region < 1250 MeV
>
T2K
Neutrino questions: mass ordering
•
Solar neutrinos measure m1 < m2, where ν1 is most electron-rich state•
Normal mass ordering: mlight = m1 ➩ similar to quarks and charged leptons•
Inverted mass ordering: mlight = m3 ➩ “opposite” to quarks and charged leptonsν
1ν
2 τ μeν
3NORMAL
ν
1ν
2ν
3μ τ e
INVERTED
atm
sol
sol
atm
Normal or Inverted?
13
Neutrino questions: CP violation
{
Atmospheric Oscillations
Solar Oscillations
Interference
{
c
23= cos
23etc...
⇤
µe⇤
⇥
⌅ = ⇤ 1 0 0 0 c
23s
230 s
23c
23⇥
⌅ ⇤ c
130 s
13e
i0 1 0
s
13e
i0 c
13⇥
⌅ ⇤ c
12s
120 s
12c
120
0 0 1
⇥
⌅ ⇤
123
⇥
⌅
• Source of CP violation that can be measured with oscillations: Dirac CP-odd phase δ
• δ ≠ 0, π oscillation probabilities violate CP invariance:
different probabilities for neutrinos and antineutrinos!
Is CP symmetry violated in the neutrino sector?
Neutrino questions: μ-τ symmetry and θ 23 octant
15
ν1
ν2
ν3
mass
μ τ
e sin2ϑ13 = 0.022±0.001
sin2ϑ23 = 0.452±0.052
sin2ϑ12 = 0.304±0.013
Δm221 =
(7.50±0.19)⋅10-5 eV2
|Δm231| =
(2.46±0.05)⋅10-3 eV2
NuFIT 2.0 (2014)
Flavour content sin2θ23
|Uμ3|2 = |Uτ3|2 ≡ 0.5
|Uμ3|2 < |Uτ3|2 < 0.5
|Uμ3|2 > |Uτ3|2 > 0.5
Is the ν
3state:
• more muon-rich?
• more tau-rich?
• or equally muon/tau-rich?
• Maximal mixing (|Uμ3|2 = |Uτ3|2) would be suggestive of underlying flavour symmetry
Next-generation accelerator-based experiments
Starting ~2024?
ν
Magnet'Coils'Forward'ECAL'End'RPCs'Backward'ECAL' Barrel'
ECAL' STT'Module' Barrel''
RPCs'
End' RPCs'
FD#
ND#
Hyper-Kamiokande
Next-generation atmospheric and reactor experiments
Starting ~2020?
•
PINGU, ORCA: huge atmospheric neutrino detectors with few GeV energy threshold17 IceCube
Downwards muon bundle PINGU
DeepCore
-1500m
-2500m
South Pole Ice Cap
South Pole Surface
Fully contained
neutrino PINGU DOMs
PINGU
DeepCore PINGU
60 DOM’s
5 m spacing
X (m)
-100 -50 0 50 100 150 200
Y (m)
-150 -100 -50 0 50
100 IceCube
DeepCore PINGU
87 88 89 90 91 92 93
94
95 96
97 98
99 100
101 102
103 104
105 106
107 108
109 110
111 112
113 114
115 116
117 118
119 120
121 122
123
124 125 126
PINGU Geometry V15 (Ellett)
•
JUNO, RENO-50: reactor neutrino detectors at ~50 km baselinesProspects for neutrino mass ordering reach
• The neutrino mass ordering will be measured in the next few years!
True NO
NOvA
LBNE 10kt JUNO
PINGU
LBNE 34kt
INO
2015 2020 2025 2030
0 1 2 3 4 5 6 7
Date
Mediansensitivity@sD
DUNE
DUNE 40
Prospects for leptonic CP violation reach
How well can we measure δ
CPto be different from 0 or π?
19
DUNE: up to 6σ CPV sensitivity after 300 kt⋅MW⋅yr exposure (~7 yr)
-150 -100 -50 0 50 100 150
σ=√χ
20 2 4 6 8 10
Normal mass hierarchy
3σ 5σ
δ
CP [degree]Hyper-K: up to 9σ CPV sensitivity after 7.5×107 MW⋅sec beam exposure (~10 yr)
Prospects for leptonic CP violation reach
How well can we measure δ
CPto be different from 0 or π?
DUNE: up to 6σ CPV sensitivity after 300 kt⋅MW⋅yr exposure (~7 yr)
-150 -100 -50 0 50 100 150
σ=√χ
20 2 4 6 8 10
Normal mass hierarchy
3σ 5σ
δ
CP [degree]Hyper-K: up to 9σ CPV sensitivity after 7.5×107 MW⋅sec beam exposure (~10 yr)
(popularly known as the “McDonald’s plot”)
Prospects for sin 2 θ 23 resolution
20
Chapter 3: Long-Baseline Neutrino Oscillation Physics 3–35
Exposure (kt-MW-years) 0 200 400 600 800 1000 1200 1400 Resolution 23θ2 sin
0 0.005 0.01 0.015
0.02 0.025 0.03 0.035 0.04
Resolution θ23
sin2
DUNE Sensitivity Normal Hierarchy
= 0.085 θ13
22 sin
= 0.45 θ23
sin2
Resolution θ23
sin2
Figure 3.19: The resolution of a measurement of sin2 ◊23 as a function of exposure assuming normal MH and sin2 ◊23 = 0.45 from the current global fit. The shaded region represents the range in sensitivity due to potential variations in the beam design.
Volume 2: The Physics Program for DUNE at LBNF LBNF/DUNE Conceptual Design Report
• About 5-fold improvement in
resolution over current-generation
Hyper-K after 7.5×107 MW⋅sec beam exposure (~10 yr)
~7 yrs
Quarks and neutrinos are different!
Masses
• Mass hierarchy problem: m(ν) << m(other fermions)
21
14 Neutrinos: DRAFT
will be discussed in Sec. 1.7. Possible surprises include new, gauge singlet fermion states that manifest
437
themselves only by mixing with the known neutrinos, and new weaker-than-weak interactions.
438
Another issue of fundamental importance is the investigation of the status of CP invariance in leptonic
439
processes. Currently, all observed CP-violating phenomena are governed by the single physical CP-odd
440
phase parameter in the quark mixing matrix. Searches for other sources of CP violation, including the so-
441
called strong CP-phase ⇤
QCD, have, so far, failed. The picture currently emerging from neutrino-oscillation
442
data allows for a completely new, independent source of CP violation. The CP-odd parameter , if different
443
from zero or ⇧, implies that neutrino oscillation probabilities violate CP-invariance, i.e., the values of the
444
probabilities for neutrinos to oscillate are di fferent from those of antineutrinos! We describe this phenomenon
445
in more detail in Secs. 1.2.1, 1.3.
446
It should be noted that, if neutrinos are Majorana fermions, the CP-odd phases ⌅ and ⇥ also mediate CP-
447
violating phenomena [22] (alas, we don’t yet really know how to study these in practice). In summary,
448
if neutrinos are Majorana fermions, the majority of CP-odd parameters in particle physics — even in the
449
absence of other new physics — belong to the lepton sector. These are completely unknown and can “only”
450
be studied in neutrino experiments. Neutrino oscillations provide a unique opportunity to revolutionize our
451
understanding of CP violation, with potentially deep ramifications for both particle physics and cosmology.
452
An important point is that all modifications to the standard model that lead to massive neutrinos change it
453
qualitatively. For a more detailed discussion of this point see, e.g., [23].
454
Neutrino masses, while nonzero, are tiny when compared to all other known fundamental fermion masses in
455
the standard model, as depicted in Fig. 1-3. Two features readily stand out: (i) neutrino masses are at least
456
six orders of magnitude smaller than the electron mass, and (ii) there is a “gap” between the largest allowed
457
neutrino mass and the electron mass. We don’t know why neutrino masses are so small or why there is such
458
a large gap between the neutrino and the charged fermion masses. We suspect, however, that this may be
459
Nature’s way of telling us that neutrino masses are “different.”
e ! !
u d
c
s b
t
"
1"
2"
3TeV
GeV
MeV
keV
eV
meV
masses of matter particles
Figure 1-3. Standard model fermion masses. For the neutrino masses, the normal mass hierarchy was assumed, and a loose upper bound mi < 1 eV, for all i = 1, 2, 3 was imposed.
460
This suspicion is only magnified by the possibility that massive neutrinos, unlike all other fermions in the
461
standard model, may be Majorana fermions. The reason is simple: neutrinos are the only electrically-neutral
462
fundamental fermions and hence need not be distinct from their antiparticles. Determining the nature of
463
the neutrino – Majorana or Dirac – would not only help to guide theoretical work related to uncovering the
464
origin of neutrino masses, but could also reveal that the conservation of lepton number is not a fundamental
465
law of Nature. The most promising avenue for learning the fate of lepton number, as will be discussed
466
in Sec. 1.4, is to look for neutrinoless double-beta decay, a lepton-number violating nuclear process. The
467
observation of a nonzero rate for this hypothetical process would easily rival, as far as its implications for our
468
Snowmass Proceedings
(normal mass ordering assumed)
Quarks and neutrinos are different!
Mixings
1 0,2 0,004
0,2 1 0,04
0,008 0,04 1
|V
CKM| = ( ) |V
PMNS|
=(
0,80,40,4 0,50,60,6 0,20,70,7)
22
Quarks: small mixings
The Data: Fermion Mixing
W± W ± ui
dj
(UCKM)ij UCKM = R1(✓23CKM)R2(✓13CKM, CKM)R3(✓12CKM)
Quarks:
Leptons:
UMNSP = R1( 23)R2( 13, MNSP)R3( 12)Pej
i
Cabibbo Kobayashi
Maskawa
Pontecorvo Maki Nakagawa
Sakata
(UMNSP)ij NH; best fit +/-1sig (3sig range)
2 large angles, 1 “small” angle
✓12CKM = 13.0 ± 0.1
✓23CKM = 2.4 ± 0.1
✓13CKM = 0.2 ± 0.1
CKM = 60 ±14
3 “small” angles 1 large CP phase
= C (Cabibbo angle)
phases (if Majorana) rotation matrices
fits from Gonzalez-Garcia et al. ’14, see also Forero et. al ’14, Capozzi et al. ’13
(7.85 9.10 ) (38.2 53.3 ) (31.29 35.91 )
13 = 8.50 +0.200.21
23 = 42.3 +3.01.6
12 = 33.48 +0.780.75
The Data: Fermion Mixing
W
± W± uidj
(UCKM)ij UCKM = R1(✓CKM23 )R2(✓13CKM, CKM)R3(✓12CKM)
Quarks:
Leptons:
UMNSP = R1( 23)R2( 13, MNSP)R3( 12)Pej
i
Cabibbo Kobayashi
Maskawa
Pontecorvo Maki Nakagawa
Sakata
(UMNSP)ij NH; best fit +/-1sig (3sig range)
2 large angles, 1 “small” angle
✓12CKM = 13.0 ± 0.1
✓23CKM = 2.4 ± 0.1
✓CKM13 = 0.2 ± 0.1
CKM = 60 ±14
3 “small” angles 1 large CP phase
= C (Cabibbo angle)
phases (if Majorana) rotation matrices
fits from Gonzalez-Garcia et al. ’14, see also Forero et. al ’14, Capozzi et al. ’13
(7.85 9.10 ) (38.2 53.3 ) (31.29 35.91 )
13 = 8.50 +0.200.21
23 = 42.3 +3.01.6
12 = 33.48 +0.780.75
Leptons: large mixings
Quarks and neutrinos are different!
CP violation strength
Quarks:
•
CP phase: δ = (70.3±3.5) deg•
CPV strength: JCP = (3.12±0.09)⋅10-5Neutrinos:
•
CP phase: δ = [0,360] deg•
CPV strength: JCP ≈ 3.3⋅10-2 sinδ0.025 0.03 0.035 0.04 JCPmax = c12 s12 c23 s23 c213 s13 0
5 10 15
∆χ2
-0.04 -0.02 0 0.02 0.04
JCP = JCPmax sinδCP
NO IO
NuFIT 2.0 (2014)
• CP violation strength likely to be much larger for neutrinos than for quarks
Summary
24
• The neutrino oscillation revolution of the past 20 years has opened a new
perspective in flavour physics
Summary
• The neutrino oscillation revolution of the past 20 years has opened a new perspective in flavour physics
• Neutrino experimentalists are happy
• Nature’s choice of mass and mixing parameters has proven very favourable from the experimental point of view
Summary
24
• The neutrino oscillation revolution of the past 20 years has opened a new perspective in flavour physics
• Neutrino experimentalists are happy
• Nature’s choice of mass and mixing parameters has proven very favourable from the experimental point of view
• Theorists still not as happy
• “One could have imagined that neutrinos would bring a decisive boost towards the formulation of a
comprehensive understanding of fermion masses and mixings. It is frustrating that no real illumination was sparked on the problem of flavour.” (G. Altarelli, 2014)