3. PLANTEAMIENTO DEL PROBLEMA
3.2 Árbol de problemas
Ideas constitute interests insofar as they enable the relevant agents to determine what these might be and provide a prescriptive schema for how to achieve realize them. To
that required individual property ownership—in accessing the franchise. And supplementing this was a certificate system, by which the governor could allow certain Maori who other met the property qualification to vote regardless of whether they were literate in English. The concern was not that they would “swamp” the settlers, as the system was proposed to be limited to areas where Maori were very few in numbers. And given the requirement of individual property ownership, it would only have concerned a very small number of Maori already integrated into settler society. Rather, it was premised on the belief that more was required of the Maori to demonstrate their soundness for political rights than English settlers.
say you have an interest in something suggests a series of related meanings: that a given situation or arrangement will have an impact on you if changed, as you have a stake or involvement in it; and that this impact will be sufficiently consequential to engage your attention and possibly your action. A more specific use of the term builds from these meanings: an organized group that has a common concern and has engaged in collective action around this particular end. To say the working class “had a strong interest in effecting its political inclusion” is to say that gaining the right to vote would impact this class in a positive way, that this impact was sufficiently large to engage its attention and action, and that in some sense it constituted itself as a group for this purpose (Rueschemeyer et al. 1992, 8).
Ideas constitute interests in each of these three meanings, by determining the nature of one’s interest, by prescribing strategies for pursuing it, and by enabling collective ac- tion for this purpose. As has long been recognized, for interests to be causally important in accounts of political behavior they almost always need to be perceived, a process that is necessarily mediated through analytical categories and that is usually constructed within discursive communities. The working class may or may not believe they have an interest in securing their own enfranchisement; they might be right or wrong, but there is likely to be little sustained support for agitating for the right to vote unless they believe it to be worthwhile. Ideas constitute interests by shaping agents’ understandings of them, by providing a framework by which the effects of possible changes can be predicted and assessed relative to the agents’ own sense of well-being.
Once an interest is constituted, a strategy needs to be formulated for its achieve- ment. Stable institutional arrangements facilitate this process considerably, but they are not always sufficient. Should reformers seek to work entirely within the system, or should they supplement this with extra-institutional action, possibly including violence? This might encourage concession, but it might just as easily provoke a backlash. If the un- derstandings of politics in a given setting see extra-institutional politics as an important and legitimate means of claims-making, engaging in these might be an effective means of calling attention to an issue and even generating popular sympathy. If the political culture of the time and place see all forms of popular politics, such as the ‘monster meet- ings’ of the 19th century, as preludes to revolution, the result might be very different.30 30As will be emphasized in the discussion of the English Reform Act of 1832 (Chapter 7), similarly situ-
ated elites who differed in their understanding of the relationship between agitation and statesmanship reacted very differently to the outbreak of violence. Those who believed that agitation an important indicator of popular support became more likely to support reform, while those who believed agitation
A prescriptive schema that identifies, or claims to identify, the best means of pursuing a desired outcome, is essential to political action. So is coalition building, and insofar as ideas shape our perception of interests they can facilitate collective action by helping to align potentially divergent interests. There is no intrinsic need for coalitions to be stable or long-lasting formations across multiple issues, but there are some obvious advantages to not having to rebuild a political coalition for new issue.31 But whatever the reason for
building a more enduring coalition, the challenge for their architects is to persuade the different factions involved that there is some long-run alignment between their interests. This is frequently accomplished through the articulation of a set of principles that in their exposition seem to suggest policy implications that will advance, or at least not undermine, the agendas of the respective coalition partners. As we shall see in Chapter 7, the language of liberal opposition to monopoly was interpreted to mean support for free trade; for Church reform; for the civil and political rights of non-Anglicans; for an extension of the right to vote to the working class, to natives, to freed slaves, to women; and even support for land reform in Ireland. The repeatedly invoked phrase ‘the cause of civil and religious liberty’ meant different things to different factions of a Liberal coalition; but the underlying idea helped make varied, and potentially divergent, policies seem to have a deeper affinity and therefore to be aligned in the long-run.
The principles articulated to facilitate coalition building and maintenance do not need to be limited so as to include only a minimal winning coalition (cf. Riker 1962). Coalition builders might aim for a coalition large enough to be pivotal, but not so large as to compromise core constituency interests. In such a situation, the ideational rationale for the coalition need not have broad appeal and might be little more than a concise articulation of the interests of the few groups in the coalition. Alternatively, if they are aiming to be a governing coalition, and especially if they are aiming to reconstruct the bases of political authority, they would likely articulate principles that will have broad
to be a revolutionary threat became more adamantly opposed to any reform. The decision of whether to democratize or repress was not simply a calculation of cost, but was mediated through understandings as to the meaning of the events.
31Various institutional settings—including legislatures—incentivize the formation of more durable coali- tions. These can provide order to the sequence in which issues are considered, thereby limiting issue cycling and biasing preferences in a desired direction. Durable coalitions also have the ability to not only pass or block legislation but also to oversee its implementation. If implementation is lacking, or policy drift necessitates further action to maintain a status quo, durable coalitions remain available for action without having to reconstitute the original alliance. The prospect of a durable coalition, then, is one way to signal a commitment to the interested coalitional components that a given policy will not be abandoned post-passage.
appeal. This is in large part because they want a broader base of support for their governing authority than a bare majority.32 But it might also reflect the fact that larger-
than-minimal majorities creates the possibility of reconstructing the policy positions of their opponents, so that even in the event of a defeat their core interests might be protected.33