3. Competencias y atribuciones de los arquitectos
3.2 Competencias adquiridas durante la formación de arquitecto
Please note that a reference to “security interest” in this survey includes any interest in movable property (referred to as “collateral”) of a debtor given to or reserved by a creditor to secure an obligation. The most common types of transactions providing for security interests are security agreement (generic), chattel mortgage, floating charge, title reservation sales agreement (conditional sales contract), pledge without dispossession agreement, hire-purchase agreement, charge agreement, and security lease.
As used herein, the term “registry” includes what is often called a “filing office” for notices of security interest. Similarly, the verbs “register” and “file” may be used interchangeably in this survey.
“Collateral” means the movable property used to secure the obligation.
I. Contact Information
I.1 Name of the registry I.2 Address – street – city – country I.3 Phone - email I.4 Fax
I.5 Web site
I.6 Official in charge of registry – name and title
I.7 Official responsible for completing survey – name, title, phone and e-mail (to facilitate contact if needed to clarify survey responses)
II. Basic Information on Registry Structure
II.1 Year registry founded
II.2 Number of full-time registry employees
Of which, number of full-time employees working on security interests in movable property (collateral registry, charges registry)
____________ ____________
II.3 The day-to-day operations of the registry are performed by: An office of the executive branch of the government [ ]
Private parties [ ] NGOs [ ] Courts [ ]
II.4. Which ministry or institution in the government has oversight responsibility for the registry?
II.5. If the registry is not operated within a government agency, is it a for
profit or not-for-profit entity? For Profit Not-for-Profit II.6. If the registry is not a government agency, is it independent or owned by
another institution or group, such as the Chamber of Commerce? Independent Owned by
other:___________________________
III. Number of Filings in Past 10 Years and 2009 Projected Filings
Year Total new filings /registrations Amendments Continuation / extensions Searches Terminations / discharges
2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997
Please also provide any other form of statistics that you may have collated on registry functions (e.g. annual reports, periodic statistical bulletins, periodic updates etc.).
IV. Types of Movable Collateral in the Registry
Please indicate which of the following types of movable collateral can be filed with your registry and also indicate if, in fact, they are currently filed with your registry.
Type of collateral Accepted at registry Currently in registry % of total number of filings in 2007*
IV.1. Universal security over all present and future assets Yes No Yes No IV.2. Machinery and equipment Yes No Yes No IV.3. Motor vehicles Yes No Yes No IV.4. Ships, boats Yes No Yes No IV.5. Planes, aircrafts Yes No Yes No IV.6. Agricultural products Yes No Yes No IV.7.Crops and other agricultural yields (plants and trees
on land) Yes No Yes No IV.8. Livestock etc Yes No Yes No IV.9. Investment property (stocks and securities, options
IV.10. Documents of rights, financial instruments (bank
notes and drafts, commercial bills, etc) Yes No Yes No IV.11. Intellectual property (e.g. patent rights,
trademarks) Yes No Yes No IV.12. A single account receivable Yes No Yes No IV.13. Multiple accounts receivable Yes No Yes No IV.14. Inventory (i.e., goods for sale) Yes No Yes No IV.15. Membership and partnership interests in business
entities and cooperative shares Yes No Yes No IV.16. Future (e.g., future crops, future acquisitions
of collateral described in the agreement, and
unborn livestock) Yes No Yes No IV.17. Other. Please specify:
*Please round estimated % of filings to nearest 10%
V. Operations / Procedures
V.1. The registry requires the use of standard form(s) that are separate from the security agreement. True False If true, forms need to be signed by the parties. Yes No If true, they need to be kept in the registry in original or copies. Yes No V.2. Registration requires one or more of: notarization, signature guarantees or certification or stamp
taxes of one or more registration documents. True False V.3. The registry officials review the authenticity of the information in the security agreement and
principal agreement before registering a security right. True False V.4. The registry guarantees the validity or legality of the security right or agreement registered True False V.5. Registration requires the physical presence of a party True False V.6.Registration requires filing a copy or the original loan and/or security agreement. True False V.7. Registration requires specification of the value of the obligation for which security is granted True False V.8. Registration requires specification of the value of the security property (or collateral). True False V.9. Evaluation of collateral by a third party is mandatory. True False V.10. Amendment to registration requires physical presence of both parties of the contract in the
registry. True False
VI. Time Required to Use Registry
Please estimate how long it takes (business days) in terms of
statutory limits and duration in practice to: Statutory limits Duration in Practice
VI.1. Register a security right for a piece of equipment, after the
documents are delivered to the registry _________ Hours/Days _________ Hours/Days VI.2. Register a security right for an automobile, after the documents are
delivered to the registry ________ Hours/Days _________ Hours/Days
VII. Providing and Accessing Information in the Registry
VII.1 Indicate the ways in which security interest can be registered and what percent of registrations (numbers of filings) are done by each means.
Way to register Available % In-person Yes No
Internet Yes No Fax Yes No Postal mail Yes No
Total 100% VII.2 Indicate the ways in which a security interest can be
searched and what percent of searches are done by each means.
Type of Query Available % In-person Yes No
Internet Yes No Fax Yes No Postal mail Yes No
Total 100% VII.3 What are the restrictions on access to information in the
registry? Mark all that apply. ____No restrictions, all information is available to the public ____ Requires having the registration number or other pertinent information on the security interest
____ Requires signature of borrower ____ Requires signature of lender
____ Requires notary or lawyer to certify request ____ Payment of a fee
____Other Requirement_____________________________ VII.4 Indicate the relative distribution of use of the registry for
registering security interests and for searches. Registrations of movable collateral
Searches
Commercial banks % % Non-bank fin. Inst. % %
Private firms % %
Individuals % % Government agencies % %
Other % %
VII.5. Please provide a standard form for filing and a typical report that would be provided to a search on a particular item.
VIII. User Fees and Cost Recovery
To register a security interest To search a security interest
VIII.1. Is there a fee to register and/or
search? Yes No Yes No VIII.2. If there is a flat fee, please
indicate amount and currency. Flat fee (amount):__________ Currency: ____________, as of __________(date)
Flat fee (amount):__________ Currency: ____________, as of __________(date)
VIII.3. If the fee is a percent of the value of the secured debt, please provide percent, and typical range of fee paid.
Percent of secured debt: ______% Typical fee:
__ Less than US$10
__ Between US$10 and US $50 __ Between US$51 and US$100 __ Between US$101 and US$250 __ More than US$250
Percent of secured debt: ______% Typical fee:
__ Less than US$10
__ Between US$10 and US $50 __ Between US$51 and US$100 __ Between US$101 and US$250 __ More than US$250
VIII.4. If the fee is determined in another manner (neither flat fee nor % of secured debt) describe fee basis below and give typical fee range.
Typical fee: __ Less than US$10
__ Between US$10 and US $50 __ Between US$51 and US$100 __ Between US$101 and US$250 __ More than US$250
Typical fee: __ Less than US$10
__ Between US$10 and US $50 __ Between US$51 and US$100 __ Between US$101 and US$250 __ More than US$250
Fee basis:
VIII.5. Do fees vary by way of accessing information, i.e., by Internet, in person, by phone?
Yes No
If Yes indicate most, least expensive Most:_________ Least:___________
Yes No
If Yes indicate most, least expensive Most:_________ Least:___________ VIII.6. Is there remote automatic filing
over the Internet? Yes NoIf Yes, what is the additional fee?_____ Yes NoIf Yes, what is the additional fee?_____ VIII.7. Do the registry revenues cover its
cost of operations? Yes No VIII.7.a If the registry doesn’t cover its
costs, who covers the shortfall? ___Government (Please specify what agency / ministry)______________ ___Affiliated organization (Please specify organization)______________ VIII.8. Please provide additional
information on the funding structure of the registry.