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81ELDER JAIME MIRANDA ABURTO
‘Are you living?’: Popular Music and German History
For many youths during the 1970s and 1980s, punk provided the answer to the question posed by a Hamburg fanzine in the mid-1980s—“Living means more than simply existing: Are you
living?”79
Music has historically been influential in the politics of individual and national identity in the German-speaking lands, and in order to understand how punk became invested with such political import, it is necessary to review how ‘German’ and ‘music’ became so imbricated. Over the course of the nineteenth-century, classical music rose to prominence as a means to articulate national identity. These beliefs were transferred to the field of popular music in the first-half of the twentieth-century as light entertainment music—dance and swing tunes, Schlager, and jazz—rose to prominence. Following the destructiveness of the Second World War, Germans returned to music as a means of rejuvenating the nation in both its democratic and socialist variant. When considering the history of postwar popular music in East and West Germany, we can divide the epoch into three chronological periods: reconstruction (1945-1956), rebellion (1956-1971), and reinvention (1971-1989). While there was considerable overlap among these phases, this rough periodization is helpful in thinking through the meanings and directions of popular music in both states since the end of the Second World War, how
rock’n’roll can help us better understand the postwar years, and why punk has come to mean so much for so many Germans since the 1970s.
Historians agree that the first associations between music and national identity are to be found in the latter half of the eighteenth-century when ‘Germany’ was still a ‘geographical
expression,’ to borrow Klemens von Metternich’s celebrated phrase.80
In the years prior and after the French Revolution, composers and cultural critics vaguely gestured towards some sort of nominal cultural unity in the German lands.81 However, confined as they were to courts and town churches which were regional and provincial in their orientation, it was writers on music—critics and journalists—rather than musicians who were instrumental in locating Germanness in musical artistry, especially during and after the Napoleonic campaigns.82 While music ranked far behind literature and language in national traditions or constructions of cultural identity, over the course of the nineteenth-century, music increasingly gained prominence.83 In part, the growing civic associational life in German towns facilitated an explosion of singing groups, orchestras, and choirs that became the backbone to the rising power and influence of the bourgeoisie whose taste cultures largely shaped the ‘imagined’ German nation.84
The growing prestige of music can be seen by the changes in listening patterns among audiences: whereas a century before, orchestras had provided background noise for card games, by the second-half of the nineteenth-century,
80 For an overview on the rise of German nationalism, see Hagen Schulze, The Course of German Nationalism:
From Frederick the Great to Bismarck, 1763-1867, trans. Sarah Hanbury-Tenison (New York: Cambridge
University Press, 1991). For music’s place within the emerging association of culture and German national identity, see James Sheehan, German History, 1770-1866 (Oxford: Clarendon Press, 1989), pp.144-206, esp. pp.151-152.
81 See Schulze, The Course of German Nationalism, pp.54-55; and Thomas Nipperdey, Germany from Napoleon to
Bismarck 1800-1866, trans. by Daniel Nolan (Dublin: Gill & Macmillan, 1996), pp.262-274.
82 Mary Sue Morrow, “Building a National Identity with Music: A Story from the Eighteenth Century,” in Searching
for Common Ground: Diskurse zur deutschen Identität 1750-1871, ed., Nicholas Vazsonyi (Cologne: Böhlau, 2000),
pp.255-269.
83 On the importance of literature and language in the development of national identity, among others, see Eric J.
Hobsbawm, Nations and Nationalism since 1780: Programme, Myth, Reality, 2nd ed. (Cambridge: Cambridge University Press, 1992); Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of
Nationalism, rev. ed. (London and New York: Verso, 1991); and Ernst Gellner, Nations and Nationalism (Ithaca,
NY: Cornell University Press, 1983). For an excellent overview of the transformation of marginal profession to cultural dominance over the course of the nineteenth-century, see Tim Blanning, The Triumph of Music: The Rise of
Composers, Musicians and Their Art (Cambridge, Mass: Belknap Press, 2008). On Germany specifically, see
Barbara Eichner, History in Might Sounds: Musical Constructions of German National Identity, 1848-1914 (Woodbridge: Boydell, 2012); and Ryan Minor, Choral Fantasies: Music, Festivity, and Nationhood in Nineteenth-
Century Germany (New York: Cambridge, 2012).
84 Antje Pieper, Music and the Making of Middle-Class Culture: A Comparative History of Nineteenth-Century
Leipzig and Birmingham (New York: Palgrave, 2008). See also Sheehan, German History, 1770-1866, pp.533-535;
concert performances were essential aspects of social standing.85 By the mid-nineteenth-century, the concept of the Kulturnation was used by nationalists to signify the cultural unification of Germany that politically remained fragmented.86 Unification brought with it an intensification of musical life—concerts, orchestras, operas, professionalization—that became indices of national strength and prestige in the international arena as the newly forged nation-state began flexing its muscles.87 Composers such as Beethoven and especially Wagner began locating the moral and spiritual fortitude of peoples and states in musical production.88 By the turn-of-the-century, then, the German musical tradition had been established and the association ‘German’ and ‘music’ as a single concept was complete: it is telling in this regard that compositions then as now are often compared to those produced by the three Bs—Bach, Beethoven, and Brahms—whose work has become a central part of the Western musical canon.89
But it took the First World War and the Bolshevik Revolution in 1917 for the potential instrumentalization of music in the interests of the modern state to become fully realized. Artists were mobilized by all combatants to contribute to the war effort, and once fighting had ended, to commemorate their sacrifices.90 Under communism in the USSR, musical instruction became a central part of efforts to educate individuals as proper ‘comrades’ in the interests of world-wide revolution.91 The politicization of music was likewise to be found on the contested streets of
85 See James H. Johnston, Listening in Paris: A Cultural History (Berkeley: University of California Press, 1995). 86 See Sheehan, German History, 1770-1866, pp.836-852, and Nipperdey, Germany from Napoleon to Bismarck,
pp.267-268, 484-488.
87
See, for example, the important Cäcilien Verein that sought to reform church music for German Catholics during the late 19th and early 20th century and its deep political imbrications. Margaret Stieg Dalton, Catholicism, Popular
Culture, and the Arts in Germany, 1880-1933 (Notre Dame, IN: University of Notre Dame Press, 2005), pp.151-
162.
88
For Beethoven’s contradictory political outlook, see David Dennis, Beethoven in German Politics, 1870-1989 (New Haven: Yale University Press, 1996), pp.24-31.
89 Applegate and Potter, “Germans as the “People of Music”,” p.1. 90
See Glenn Watkins, Proof through the Night: Music and the Great War (Berkeley: University of California Press, 2003).
91 Marina Frolova-Walker and Jonathan Walker, Music and Soviet Power, 1917-1932 (Woodbridge, Suffolk:
Weimar Germany, as both KPD and NSDAP incorporated musical content and form into their marches and called for bans on supposed ‘communist’ or ‘fascist’ performances in their politics of democratic de-stabilization.92 With the Nazi seizure to power in 1933, music became a central institution in the consolidation of the racial state and the power hierarchies of the regime.93 Everyday citizens were expected to cultivate their racial selves by listening to ‘German’ music such as Wagner or performing ‘Germanic’ tunes, key activities denoting individual participation in the collective Volksgemeinschaft.94 Under the Nazis, Goebbels wielded enormous political authority as head of the Reich Chamber of Culture, the umbrella organization governing musical life in the Third Reich, and defining musical Germanness became a means of inclusion and exclusion. ‘Deviant’ musical forms such as jazz that was associated with ‘degeneracy’ and ‘Jews’ were used by individuals to protest state policies, or ostracized by the Nazi state that persecuted non-conformist musicians and shipped ‘racial offenders’ off to the death camps in the East: under the Nazis, musical taste, interest, and allegiance became a matter of life and death.95 Thus by the end of the Nazi era, music in its myriad forms, genres, and practices, has functioned as a means of asserting cultural and national distinctiveness, and as a vehicle for identity politics for well over a century.
(London: Routledge, 2009); and Amy Nelson, Music for the Revolution: Musicians and Power in Early Soviet
Russia (University Park, PA: The Pennsylvania State University Press, 2004).
92 For a comparison of composition under authoritarian governments, see Friedrich Geiger, Musik in zwei
Diktaturen. Verfolgung von Komponisten unter Hitler und Stalin (Kassel: Bärenreiter, 2004).
93
Michael H. Kater and Albrecht Riethmüller, eds., Music and Nazism: Art under Tyranny, 1933-1945 (Laaber: Laaber, 2003); Michael H. Kater, Composers of the Nazi Era: Eight Portraits (New York: Oxford University Press, 2000); Pamela M. Potter, Most German of the Arts: Musicology and Society from the Weimar Republic to the End of
Hitler’s Reich (New Haven: Yale University Press, 1998); Michael H. Kater, The Twisted Muse: Musicians and their Music in the Third Reich (New York: Oxford University Press, 1997); and Alan E. Steinweis, Art, Ideology & Economics in Nazi Germany: The Reich Chambers of Music, Theater, and the Visual Arts (Chapel Hill, NC:
University of North Carolina Press, 1993).
94
Brian Currid, A National Acoustics: Music and Mass Publicity in Weimar and Nazi Germany (Minneapolis: University of Minnesota Press, 2006).
95 See Michael H. Kater, Different Drummers: Jazz in the Culture of Nazi Germany (New York: Oxford University
Reconstruction, 1945-1956: Rebuilding German Musical Cultures
War’s end did not cease music’s politicized condition in Germany, nor its role as a medium for national and individual aspirations. During the first decade of the postwar period, both American and Soviet authorities sought to quickly reconstruct musical life destroyed by dictatorship, war and genocide. As a number of scholars have now shown, these efforts were part and parcel of the emerging Cold War rivalry as music was used to integrate both German states into the competing blocs while at the same time, helping to foster either democratic or socialist ideals in an effort to eradicate all traces of Nazism among the German populace.96 In the West on 4 May 1945, already before the official end of the war, Radio Hamburg had begun broadcasting and in the first two postwar years, the Allied High Commission, the authority governing the German state in the American, British, and French zones of occupation, re-established the dense German radio-net and a number of stations such as Südwestfunk (SWF) and Nordwestdeutscher
Rundfunk (NWDR) came on-air.97 Along with the numerous Allied stations providing overseas servicemen with musical entertainment—American Forces Network (AFN), Rundfunk im amerikanischen Sektor (RIAS), and the British Forces Network (BFN)—the idea was to try and re-establish normal life as soon as possible, and light music on the radio was one means to do so.98
96 Toby Thacker, Music after Hitler, 1945-1955 (Aldershot, UK: Ashgate, 2007); Amy C. Beal, New Music, New
Allies: American Experimental Music in West Germany from the Zero Hour to Reunification (Berkeley: University
of California Press, 2006); Elizabeth Janik, Recomposing German Music: Politics and Musical Tradition in Cold
War Berlin (Leiden: Brill, 2005); David Monod, Settling Scores: German Music, Denazification, and the Americans, 1945-1953 (Chapel Hill: The University of North Carolina Press, 2005); and Uta Poiger, Jazz, Rock, and Rebels: Cold War Politics and American Culture in a Divided Germany (Berkeley: University of California Press, 2000).
97
See Arnulf Kutsch, “Rundfunk unter alliierter Besatzung,” in Mediengeschichte der Bundesrepublik Deutschland, ed., Jürgen Wilke (Bonn: Bundeszentrale für politische Bildung, 1999), pp.59-90.
98 Konrad Dussel, Deutsche Rundfunkgeschichte, 3. Überarbeitete Auflage (Konstanz: UVK Verlagsgesellschaft,
In what was to become the Federal Republic of Germany, the centrality of music in these early postwar years was based on two increasingly interdependent premises. On the one hand, music was mobilized by both the Allies and local German authorities to reconstruct the defeated nation. Alert to the privations suffered by the German population and fearful that the Western zones of occupation would succumb to communist sympathies, authorities in the West sought to combat these tendencies with cultural and consumer offerings. What made musical life attractive for both Allies and German authorities was its cultural tradition stretching well back into the pre- 1933 years and as such, could be mobilized relatively free from charges of Nazism: as the patchy de-nazification records suggest, most composers and musicians—even if deeply complicit with Nazi policies—were able to soon return to work.99 In the late 1940s and early 1950s, as Germans tried to forge a post-Nazi present, music became part of these endeavors by supplying alternative forms of allegiance to the discredited nation-state, especially classical music that, it was argued, was misused by Nazism but under the correct stewardship could return to its (rightful) place in the Western cultural canon.100 That certain music styles such as jazz or avant-garde
experimentation were actively persecuted by the Nazis only enhanced their potential for democratic rehabilitation.101 On the other hand, music was also central to Allied and German efforts at integrating the state into the Western alliance with the United States in the emerging Cold War confrontation between the capitalist West and the communist East. To this end, musical offerings were promoted by the Allied authorities supervising the defeated nation as a means of inculcating the democratic spirit, especially through numerous American-German
99 Both the family and Christianity were similarly salvaged since they were believed to have been relatively
uncorrupted by Nazism. See Robert G. Moeller, Protecting Motherhood: Women and the Family in the Politics of
Postwar West Germany (Berkeley: University of California Press, 1993). On de-nazification, see especially Thacker, Music after Hitler; Monod, Settling Scores; and Kater, Composers of the Nazi Era.
100 Janik, Recomposing German Music. 101 Poiger, Jazz, Rock, and Rebels.
cultural exchanges and initiatives.102 While de-nazification trials in the immediate postwar years showed an incredible degree of complicity within the musical profession, fears that punishment would foster revanchist thought and the desire for quick re-integration meant that questionable conduct in the past was dismissed in favor of present exigencies.103 When the Federal Republic came into being in 1949 as a result of currency reform, music began to play an even larger role in the growing conflict that increasingly split the world into two hostile ideological camps.
The increase and variety of musical offerings in the Federal Republic during the early 1950s shows the importance of music as a cultural commodity, especially since ‘entertainment’ music (Unterhaltungsmusik or ‘U-Musik’) was radically outpacing ‘serious’ music (Ernstmusik or ‘E-Musik’) in terms of audience sizes, listening patterns, and market share, numbers that point towards the greater import of the former to the latter: whereas in 1907, 63% of albums sold were classified as ‘E-Musik,’ by 1929, this number had fallen to 25%; in 1964, the divide between ‘U- Musik’ and ‘E-Musik’ had grown to 79.6% versus 20.4%; by 1968 it was at 86.9% to 13.1%; and by 1980, the percentage of classical music broadcast on the radio had dropped to a mere 8%.104 The entertainment musical form that dominated Western airwaves during reconstruction was Schlager (meaning ‘hits’), a genre featuring catchy melodies and easy listening, with songs about mountains, sunny lakes, and the joys of simple life and love.105 Tracing its roots to
102 Beal, New Music, New Allies.
103 Thacker, Music after Hitler; Monod, Settling Scores; and Kater, Composers of the Nazi Era.
104 See Hanna Brunhöber, “Unterhaltungsmusik,” in Die Geschichte der Bundesrepublik Deutschland. Band 4:
Kultur, ed., Wolfgang Benz, aktualisierte und erweiterte Neuausgabe (Frankfurt am Main: Fischer Taschenbuch
Verlag, 1989), p.169; and Konrad Dussel, “The Triumph of English-Language Pop Music: West German Radio Programming,” in Between Marx and Coca-Cola: Youth Cultures in Changing European Societies, 1960-1980, eds. Axel Schildt and Detlef Siegfried (New York: Berghahn Books, 2006), p.135.
105
On Schlager, see Christoph Nonn, “Der Schlager und die westdeutsche Gesellschaft nach 1945,” in Musik –
Macht – Staat. Kulturelle, soziale und politische Wandlungsprozesse in der Moderne, eds., Sabine Macking and
Yvonne Wasserloos (Göttingen: Vanderhoeck & Rupprecht, 2012), pp.259-286; Julio Mendivil, Ein musikalisches
Stück Heimat. Ethnologisches Beobachtungen zum deutschen Schlager (Bielefeld: Transcript, 2008); Edward
Larkey, “Just for Fun? Language Choice in German Popular Music,” in Global Pop, Local Language, eds., Harris M. Berger and Michael Thomas Carroll (Jackson: University of Mississippi Press, 2003), pp.131-151; and Elmar Krauschaar, Rote Lippen. Die ganze Welt des deutschen Schlagers (Reinbek bei Hamburg: Rowohlt, 1983).
nineteenth-century Viennese light music, the genre’s increase in popularity during the 1920s and 1930s was intimately linked to the rise of the gramophone and the increase in musical production and consumption of light music during this period.106 In the immediate postwar period, there was a tremendous revival in Schlager; by the 1950s and early 1960s, artists such as Freddy Quinn and Conny Froboess had sold millions of records. Sung in German, the thematic contents of Schlager oscillated lyrically between sentimental love songs about home and romantic escapades in far- away locales, a tension between the familiar and the exotic that some have suggested represents a certain moral disorientation following the experience of fascism.107 But in utilizing the native tongue, Schlager was considered—especially by young radicals in the 1960s as we shall shortly see—provincial and conservative, a reactionary and nostalgic genre that idealized a timeless past that National Socialism and modernity had destroyed, part of the postwar Heimat movement that dominated German cultural offerings during the reconstruction period.108 And it is this rejection of all things ‘German’ that helps explain in part the wide appeal of rock’n’roll that defines the second phase of popular music in postwar German history during the 1960s.
In the East, socialist efforts were likewise committed to reconstructing defeated
Germany, though, as the self-proclaimed ‘anti-fascist state,’ the German Democratic Republic was theoretically unburdened by the legacy of Nazism having made a complete break with the
106 Edward Larkey, “Postwar German Popular Music: Americanization, the Cold War, and the Post-Nazi-Heimat” in
Music and German National Identity, eds. Celia Applegate and Pamela Potter (Chicago and London: The University
of Chicago Press, 2002), pp.235-237.
107
See Osman Durrani, “Popular music in the German-speaking world,” in Contemporary German Cultural Studies, ed., Alison Phipps (London: Arnold, 2002), pp.201-204.
108 M.O.C. Döpfner and Thomas Garms, Neue deutsche Welle. Kunst oder Mode? Eine sachliche Polemik für und
wider die neudeutsche Popmusik (Frankfurt am Main: Ullstein, 1984), p.14. On the postwar Heimat movement, see
Robert G. Moeller, War Stories: The Search for a Usable Past in the Federal Republic of Germany (Berkeley: University of California Press, 2003); and Alon Confino, Germany as a Culture of Remembrance: Promises and
past and could focus on the creation of a distinct workers popular music culture.109 In the immediate postwar years, the Soviet Military Administration of Germany (SMAD) quickly recognized the importance popular music would play rebuilding a Soviet satellite state: already by the summer of 1945, SMAD had re-established radio broadcasting.110 The desire was to use popular music—swing, light entertainment, Schlager, dance, and later jazz and rock’n’roll (once these forms became acceptable)—to educate the general public and mould them into proper socialist citizens.111 The question, however, always remained: what was proper socialist popular music?112 While the SED was never able to develop a comprehensive definition, especially in the early years—a conundrum explaining the various moral panics and repressions over new genres of popular music entering the GDR—authorities usually pointed towards indigenous East German forms and specific ‘worker and peasant’ content rather than Western copies.113
Nonetheless, despite theoretical vagueness, popular music was considered an important part of socialist cultural policy and a form of ideological training similar to other programs