PENETRACIÓN AL MERCADO
2.11.4. Empresa a punto de acceso para internacionalizar producto
The subscriber shares entitle the holders thereof to attend and vote at all meetings of the Company, but do not entitle the holders to participate in the dividends or the net assets of any Sub-Fund or of the Company. As subscriber shares did not form a part of the net assets attributable to holders of redeemable participating shares, they are disclosed in the financial statements by way of this note only.
The minimum initial investment shall be EUR 5,000 or such other amount as may be determined by the Directors in their absolute discretion in respect of Class A (USD, Euro & GBP) shares and Class C (USD & Euro) shares and EUR 1 million in respect of Class I (USD, Euro & GBP) shares per investor or such other amount as may be determined by the Directors in their absolute discretion in respect of Class I (USD, Euro & GBP) shares. Additional subscriptions will be accepted in amounts of EUR 5,000 or more, or the foreign currency equivalent thereof, or such other amount as may be determined by the Directors in their absolute discretion.
Movement in redeemable participating shares during the year For the year ended 31st May, 2015
Nuveen Tradewinds Global All-Cap Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Shares Shares Shares Shares Shares
At the beginning of the year 1,832 1,875 139,337 59,905 33,831
Redeemable participating shares issued – – – 128 490
Redeemable participating shares redeemed – (178) (67,144) (23,453) (21,017)
At the end of the year 1,832 1,697 72,193 36,580 13,304
Nuveen NWQ Large-Cap Value Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Shares Shares Shares Shares Shares
At the beginning of the year 1,832 3,924 47,021 4,525 176,292
Redeemable participating shares issued – – 3,906 1,614 15,236
Redeemable participating shares redeemed – – (19,601) (525) (152,588)
At the end of the year 1,832 3,924 31,326 5,614 38,940
Nuveen Winslow Large-Cap Growth Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Class I GBP Shares Shares Shares Shares Shares Shares At the beginning of the year 1,890 9,452 246,927 287,699 2,177,247 7,908 Redeemable participating shares
issued – – 129,374 57,601 383,400 –
Redeemable participating shares
redeemed – – (86,441) (78,318) (843,704) –
At the end of the year 1,890 9,452 289,860 266,982 1,716,943 7,908
NUVEEN GLOBAL INVESTORS FUND PLC
NOTES TO THE FINANCIAL STATEMENTS (continued) For the year ended 31st May, 2015
6 Share Capital (continued)
Movement in redeemable participating shares during the year (continued) For the year ended 31st May, 2015 (continued)
Nuveen NWQ Large-Cap Value ESG Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Class I GBP Shares Shares Shares Shares Shares Shares At the beginning of the year 82,604 85,825 2,500 819,355 3,063,233 8,041 Redeemable participating shares issued 32,179 – 8,000 44,001 297,460 – Redeemable participating shares
redeemed (76,734) (83,347) – (827,971) (3,289,446) –
At the end of the year 38,049 2,478 10,500 35,385 71,247 8,041
Nuveen Global Infrastructure Fund
Class A Euro Class I Euro Class A USD Class C USDClass I USD Class I GBP Shares Shares Shares Shares Shares Shares At the beginning of the year 13,937 757,198 212,855 124,075 98,011 42,756 Redeemable participating shares issued 2,681 – 518,776 118,022 182,705 – Redeemable participating shares
redeemed (11,234) (45,563) (209,809) (70,207) (122,671) (30,098)
At the end of the year 5,384 711,635 521,822 171,890 158,045 12,658
Nuveen Santa Barbara Global Dividend Growth Fund Class A Euro
Accumulating AccumulatingClass I Euro AccumulatingClass A USD Class A USD Distributing AccumulatingClass C USD Shares Shares Shares Shares Shares
At the beginning of the year 12,747 9,128 892,333 1,234,465 551,995
Redeemable participating shares issued 1,046 8,793 713,607 389,200 266,436 Redeemable participating shares redeemed (10,747) (9,128) (296,596) (265,426) (187,183)
At the end of the year 3,046 8,793 1,309,344 1,358,239 631,248
Class C USD
Distributing AccumulatingClass I USD DistributingClass I USD AccumulatingClass I GBP Shares Shares Shares Shares
At the beginning of the year 739,632 771,088 818,963 12,185
Redeemable participating shares issued 184,641 782,395 272,297 –
Redeemable participating shares redeemed (204,177) (215,725) (366,103) (7,840)
At the end of the year 720,096 1,337,758 725,157 4,345
NUVEEN GLOBAL INVESTORS FUND PLC
NOTES TO THE FINANCIAL STATEMENTS (continued) For the year ended 31st May, 2015
6 Share Capital (continued)
Movement in redeemable participating shares during the year (continued) For the year ended 31st May, 2015 (continued)
Nuveen Gresham Diversified Commodity Strategy Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Class I GBP Shares Shares Shares Shares Shares Shares
At the beginning of the year 3,934 3,934 9,999 5,000 320,032 3,145
Redeemable participating shares issued – – – – 55,005 –
Redeemable participating shares
redeemed – – – – – –
At the end of the year 3,934 3,934 9,999 5,000 375,037 3,145
Nuveen Gresham Long/Short Commodity Strategy Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Class I GBP Shares Shares Shares Shares Shares Shares At the beginning of the year 3,934 3,934 10,000 5,000 320,063 3,145 Redeemable participating shares
issued – 208,140 – – 1,894,861 –
Redeemable participating shares
redeemed – (8,701) – – (440,001) –
At the end of the year 3,934 203,373 10,000 5,000 1,774,923 3,145
Nuveen Global High Income Fund
Class A Euro Accumulating Class I Euro Accumulating Class A USD Accumulating Class A USD Distributing Class C USD Accumulating Shares Shares Shares Shares Shares
At the beginning of the year 3,690 50,946 4,803 5,020 4,832
Redeemable participating shares issued 26,041 – 222,060 260 –
Redeemable participating shares redeemed – – (116,280) – –
At the end of the year 29,731 50,946 110,583 5,280 4,832
Class C USD Distributing Class I USD Accumulating Class I USD Distributing Class I GBP Accumulating Shares Shares Shares Shares
At the beginning of the year 5,030 66,312 69,605 43,599
Redeemable participating shares issued 234 - 3,970 –
Redeemable participating shares redeemed - - - –
At the end of the year 5,264 66,312 73,575 43,599
NUVEEN GLOBAL INVESTORS FUND PLC
NOTES TO THE FINANCIAL STATEMENTS (continued) For the year ended 31st May, 2015
6 Share Capital (continued)
Movement in redeemable participating shares during the year (continued) For the year ended 31st May, 2015 (continued)
Nuveen NWQ Flexible Income Fund
Class A Euro Accumulating Class I Euro Accumulating Class A USD Accumulating Class A USD Distributing Class C USD Accumulating Shares Shares Shares Shares Shares
At the beginning of the year 1,849 25,421 2,500 3,511 2,500
Redeemable participating shares issued – – 275,346 73,449 67,455
Redeemable participating shares redeemed – – (125,032) (255) (11,712)
At the end of the year 1,849 25,421 152,814 76,705 58,243
Class C USD
DistributingAccumulatingClass I USD DistributingClass I USD AccumulatingClass I GBP Shares Shares Shares Shares
At the beginning of the period 2,564 34,375 35,463 21,462
Redeemable participating shares issued 93 706,255 1662 –
Redeemable participating shares redeemed – (42,949) – –
At the end of the period 2,657 697,681 37,125 21,462
Nuveen NWQ Small-Cap Value Fund1
Class A Euro Class I Euro Class A USD Class I USD Class I GBP Shares Shares Shares Shares Shares
At the beginning of the period - - - - -
Redeemable participating shares issued 4,760 9,521 6,250 12,500 7,589
Redeemable participating shares redeemed – – – – –
At the end of the period 4,760 9,521 6,250 12,500 7,589
Nuveen NWQ Global Equity Fund1
Class A Euro Class I Euro Class A USD Class I USD Class I GBP Shares Shares Shares Shares Shares
At the beginning of the period - - - - -
Redeemable participating shares issued 4,760 9,521 6,250 12,500 7,589 Redeemable participating shares
redeemed – – – – –
At the end of the period 4,760 9,521 6,250 12,500 7,589
NUVEEN GLOBAL INVESTORS FUND PLC
NOTES TO THE FINANCIAL STATEMENTS (continued) For the year ended 31st May, 2015
6 Share Capital (continued)
Movement in redeemable participating shares during the year (continued) For the year ended 31st May, 2015 (continued)
Nuveen Large Cap Core Fund2
Class A Euro Class I Euro Class A USD Class C USD Class I USD Class I GBP Shares Shares Shares Shares Shares Shares
At the beginning of the period - - - - - -
Redeemable participating shares
issued 4,070 8,139 25,724 5,000 12,500 4,786
Redeemable participating shares
redeemed – – – – – –
At the end of the period 4,070 8,139 25,724 5,000 12,500 4,786
2 The Sub-Fund launched on 18th December, 2014.
For the year ended 31st May, 2014
Nuveen Tradewinds Global All-Cap Fund
Class A Euro Class I Euro Class A USD Class C USD Class I USD Shares Shares Shares Shares Shares
At the beginning of the year 4,292 166,451 279,130 138,304 263,797
Redeemable participating shares issued – – 2,315 233 4,603
Redeemable participating shares redeemed (2,460) (164,576) (142,108) (78,632) (234,569)
At the end of the year 1,832 1,875 139,337 59,905 33,831
Nuveen Tradewinds Japan Equity Fund1
Class I USD