2.2 Band ex itations: ele trons, holes and ex itons
2.2.1 Ex itons
Negatively hargedele tronsinthe ondu tionbandandpositively hargedholesin
thevalen ebandaresubje ttoCoulombattra tion. Thisele tron-holeintera tiongivesrise
toboundstates, alledex itons. Insemi ondu torswiththemorphologiesweare onsidering
valen eband. Inthis asethenetwavefun tionsoftheboundele tronandholeareextended
overseveral rystalunit ells, and the statesare regarded asWannier-Mott ex itons. This
situationisopposedtothatfoundinioni rystals, inwhi hele tronsandholesarestrongly
bound together and their wavefun tions lo alized in the same or nearest unit ell. In this
aseex itons are saidto be of theFrenkel type.
To model the ex itons within the ee tive mass approximation, let us just
on-sider that we have in the rystal an ex ited ele tron with momentum
k e
and a hole withmomentum
k h
. The timeindependent S hr¨
odinger equation wouldbeinthis ase:p 2 e
2m ∗ e + p 2 h
2m ∗ h + e 2 ǫ |r e − r h |
ψ (r e , r h ) = (E − E gap ) ψ (r e , r h )
(2.35)where
p e
(p h
) andm ∗ e(h)
are,respe tively,the momentumand ee tivemassoftheele tron (hole),r e
andr h
aretheele tronandholepositions,E gap
isthesemi ondu torfundamental gap, andǫ
isthe diele tri fun tion of thematerial. In the ase of themassof thehole, inEq. 2.35we have onsidered a meanhole mass
m ∗ h
asdis ussed inSe . 2.1.4 asa results ofthespheri al band approximation.
In the onsidered pi ture of a single ele tron-hole pair ex itation, the ee t of
the rest of the valen e ele trons present in the rystal is a ounted by the ee tive mass
approximationandbythediele tri onstant,thatin ludestheba kgroundintera tionwith
thoseele trons,andresultsinanee tives reeningoftheele tron-holeCoulombintera tion.
Noti ethat Eq. 2.35 is analogous to that des ribing the hydrogen atom in atomi physi s.
AstheCoulombintera tion dependsonly ontherelativedistan ebetween theele tronand
the hole, it is onvenient to dene a new set of oordinates given by the position of the
enterof massofthe ele tron and hole(
R
)and its relative distan e(r
):R = m ∗ e r e + m ∗ h r h
m ∗ e + m ∗ h , r = r e − r h .
(2.36)Withthat hange of variables, Eq.2.35be omes:
P 2
2 m ∗ e + m ∗ h + p 2 2µ eh + e 2
ǫr
!
ψ (R, r) = (E − E gap ) ψ (R, r) ,
(2.37)where
P = −i~∇ R
,p = −i~∇ r
andµ −1 eh = (m ∗ e ) −1 + (m ∗ h ) −1
is the redu ed mass of theele tron-hole pair. Thesolutions to 2.37 anbe fa torizedinto
ψ (R, r) = ϕ (R) ϑ (r)
. Theequation orrespondingto
ϕ (R)
orrespondstothatofafreeparti leofmassm ∗ e +m ∗ h
,whileϑ (r)
theprodu t of Laguerre polynomials [
L nl (r)
℄and spheri al harmoni fun tions [Y lm (θ, φ)
℄withthe eigenenergies givenby:
E n r = − E b
n 2 , n = 1, 2, 3, . . . E b = µ eh e 2
2ǫ 2 ~ 2 .
(2.38)Therefore,the total energy and eigenfun tionsof theex itonare:
E nlm = E gap + ~ 2 K 2
2 m ∗ e + m ∗ h − E b
n 2 ,
(2.39)ψ nlm (R, r) = e iK·R L nl (r) Y lm (θ, φ) ,
(2.40)where
n, l, m
are the prin ipal, angular an magneti quantum numbers, respe tively,K
isthe ex iton enter of massmomentum and
E b
is the binding energy. The ex iton groundstate at restis givenbythe
n = 1, l = 0, m = 0
wavefun tion withK = 0
:ψ 100 (R, r) = 2 q
a 3 B
e −r/a B ,
(2.41)where
a B = ~ 2 ǫ/µ eh e 2
is the ex iton Bohr radius and hara terizes the spatial extension of the ex itoni omplex. In GaAs the heavy-hole ex iton (formed from the binding of aondu tion ele tron and a heavy-hole) has a Bohr radius at low temperature of 11.4 nm,
while its binding energy is of 4.2 meV, four orders of magnitude smaller than the binding
energy of an ele tron to a proton inthe hydrogen atom. If the ex itonis formed from the
binding of an ele tron with a light-hole we will refer to it as a light-hole ex iton. Note
that so far we have onsidered just a mean hole mass for the ex itons. This would mean
that both heavy- and light-hole ex itons have the same binding energy and Bohr radius.
Nonetheless we an still distinguish and des ribe them independently be ause ea h
hole-type wavefun tion has dierent angular momenta. When we redu e thedimensionality of
thesystem,the breakdownofthesymmetrywillresultintheinhibitionofthemassreversal
ee t and heavy-and light-hole ex itons will present dierent redu ed masses and binding
energies (seeSe . 3.1.1).
Equations 2.39 and 2.40 tell us some important properties of the ex itons. One
of them is that ex itons an move freely within the rystal. Nonetheless, intera tion with
J z
hh+3/2
hh−3/2
lh+1/2
lh−1/2
+1/2 |+2i |−1i |+1i |0i
−1/2 |+1i |−2i |0i |−1i
Table 2.2: Ex iton spin state as a fun tion of the third omponent of the total angular
momentumof its onstituent ele tron (left olumn)andhole (toprow).
in dissipation. We an also see that the ground state energy of the ex iton (before the
onstituentele tronandholepairsre ombine)islo atedatanenergy
E b
belowthebandgapenergy,and that the ex iton possessesits ownparaboli band. Therefore,thefundamental
ex itationinthe systemisnot onformedbyanele tronandaholeattheirbandedges, but
by theformationof a1s ex itonat rest.
So far we have not onsidered the spin of the ex itons. As we have seen in the
previous se tions, the onstituent parti les of the ex iton may have a well dened total
angular momentum. For the sake of simpli ity, given the ompli ated band mixing ee ts
in the heavy and light hole bands far from the
k = 0
states, lets restri t the analysis toex itons formed from ele trons and holes with
k = 0
. In this ase both parti les have awell dened total (
J
) and third omponent (J z
) of the angular momentum, as depi ted inEqs.2.22-2.25. Theresultingex itonwillalsohaveawelldenedtotalandthird omponent
of the angular momentum (
J X
,J X z
). From now on we will refer toJ X z
as the spin of theex iton. Table2.2 presents all the possible spin statesof ex itons formed fromthe binding
of an ele tron with a heavy or a light hole. Ex itons with
J X z = 0, 1 , 2
an be formed,however, as we will des ribe later, only ex itons with
J X z = 1
,0 an ouple to light due tomomentum onservationrules.
Notealso that though the ex iton is onformed by two fermions, an ele tron and
a hole, its total angular momentum is integer. For this reason, in the dilute limit regime,
in whi h interex itoni intera tion and s reening is not very important, ex itons an be
des ribed as bosons. Parti les of this kind, whose onstituents are fermioni but follow
bosoni statisti sarereferredtoas ompositebosons. Therefore,ex itoni intera tionsare
well des ribedbybosoni operators,andsu h anapproa hiswidelyusedwhentreatingthe
photon-ex iton intera tion in the strong oupling regime (see Se . 3.2.2). However, there
have been some re ent theoreti al proposals whi h stress the importan e of the fermioni
The des riptionwe have followed sofar made used of the single ele tron pi ture,
inwhi h the systemHamiltonian 2.5 a ounted for the average ee t of thesea of valen e
ele trons on a parti ular ele tron. Moreover, it assumed that all ele trons where in the
groundstateofthesystem,i.e.,fullyo upyingthevalen eband. Underthese onditionsthe
banddiagramsdepi tedinFig.2.3andtheasso iatedee tivemassesnearthe
Γ
pointwereal ulated. Ifwe reate one ex itationinthe system,for instan e, an ex iton, thesituation
remains pretty mu h the same, with the same band gaps, ee tive masses and diele tri
onstants hara terizing the material. However, when many ele trons are promoted from
the valen e to the ondu tion band the situation starts to diersigni antly from the one
ele tronpi ture. Underthese ir umstan eslargepopulationsofex itedele trons andholes
withspreadmomentumdistributions an freelymoveand intera t. Ifthedensitiesarehigh
enough so as to over ome the degeneration limit dened in Fig. 2.5, a rst orre tion to
the energy of the systemwith respe t to the single ele tron pi ture would ome from the
antisymmetrization of the fermioni total ele tron and hole wavefun tions, in a
Hartree-Fo kapproa h. Onthesamegrounds,Coulomb orrelationee ts,andthe arriers reening
asso iatedtothem,areverymu hae tedbythewide spreadinmomentumofthe arriers.
Theseproblems have been thoroughly treated theoreti ally inthe literature.[105,308 , 280 ℄
Oneof thedire t onsequen esof themany-bodyee tsisthe hange oftheband gaps. In
parti ular,thein reaseinthes reeningofthesystem ausedbytheex ited arriersresultsin
theredu tionofthefundamentalgap. Alsotheee tivemassesareae tedandevenexoti
spin-dependent phenomena has re ently been predi ted in this regime.[303℄ Intera tions of
the arrierensemblesareae tedtoo,andtherateofex hangeofenergybetweentheex ited
ele trons and holesand the latti e ( arrier-phononintera tion) isaltered.
As for the ex itons, the in rease in the arrier s reening at high densities when
both ex itons and ele tron-hole plasma are present, results in a net hange (an in rease)
of thediele tri onstant
ǫ
thatdes ribesthesurrounding ex itoni media inEqs.2.39and 2.40. Thus,theex itonbindingenergygetsprogressivelyredu edwiththein reaseof arrierdensity,and eventually ex itons disso iate,aswill be thoroughly dis ussedinSe . 5.4.
Anestimationofthedensityoftheseee tstobesigni ant might begivenbythe