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Instituciones: funciones generales y perímetro regulatorio a) Comisión de Solvencia

eLeMentos para una

A. Modelo de Supervisión

4. Instituciones: funciones generales y perímetro regulatorio a) Comisión de Solvencia

The seasonal version of the “global” method used in the main body of the paper is estimated

586

using the least squares fit on this regression:

587 λglobal, f ,s= ~T0 s· ~R0f,s k~T0 sk2 (A10)

where ~Ts and ~Rf,sare globally and seasonally averaged time series of control simulation surface

588

temperature and TOA flux f respectively, sampled every fourth seasonal value so that all elements

589

of the time series are from season s. The four seasonal feedbacks are used to recreate estimates of

590

the global averaged time series ~Rf,abrupt4x, which in turn is used, as above, to estimate abrupt4x

591

feedbacks. Once more, different averaging of the control time series and groupings of regression

592

equations can be used to make the annual, monthly, and all months versions of this method featured

593

in Tables S3 and S4.

594

The normalized spatial pattern of TOA flux change can be found by first estimating the “local

595

contribution” (Boer and Yu 2003a,b; Crook et al. 2011; Zelinka et al. 2012; Andrews et al. 2015),

596

using Equation 1, but replacing the time series vector ~R0f,s with the spatial time series matrix

597

R0f,sfrom above, and replacing the single feedback λglobal, f ,swith the spatial vector of feedbacks,

598 ~λ global, f. 599 2) THE LOCAL METHOD 600

The “local” method assumes the statistical model

601

Spatial feedbacks are estimated using least squares: 602 ~λ local, f =            λlocal, f ,1 λlocal, f ,2 .. . λlocal, f ,ngrid            =             ~ T10·~R0f,1 k~T0 1k2 ~ T20·~R0f,2 k~T20k2 .. . ~T0 ngrid·~R0f,ngrid k~T0 ngridk2             (A12)

where ~Ti0 and ~R0f,i are the ith rows of T0 and R0f respectively. We can then generate estimates of

603

R0f,abrupt4x as above. We apply these estimates to Equations A6 and A7 to estimate forced global

604

feedbacks and spatial patterns of TOA flux change.

605

h. Local regression

606

We use LOESS (LOcally Estimated Scatterplot Smoothing; Cleveland and Devlin 1988) to take

607

local regression of scatterplots of N vs T0. LOESS uses a weighted regression of a certain number

608

of nearest neighbors, in our case 30. Full details can be found in the code for this paper listed

609

above and in the LocallyWeightedRegression.jl Julia package (https://github.com/juliohm/

610

LocallyWeightedRegression.jl).

611

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LIST OF TABLES

819

Table 1. Feedback errors. Root mean square errors of estimates of abrupt4x feedbacks

820

(λ4x,early, λ4x,late) and their change with time (∆λ4x), for net TOA fluxes and 821

each component flux (in Wm−2K−1) and for the seasonal versions of the three

822

methods presented in Section 2 (see Appendix for details). For annual and

823

monthly values, see Table S2, and for fluxes north of 30◦S, see Table S5. . . 43

824

Table 2. Spatial errors. The model-mean area-weighted root mean square error of esti-

825

mates of the warming-normalized change in TOA fluxes during the early and

826

late periods of the abrupt4x simulations, and the change in pattern between

827

these period (see Appendix for details). All values have units of Wm−2K−1.

828

For annual and monthly versions in addition to seasonal, see Table S2, for in-

829

dividual models see Table S4, and for fluxes north of 30◦S, see Table S6. . . 44

TABLE1. Feedback errors. Root mean square errors of estimates of abrupt4x feedbacks (λ4x,early, λ4x,late) and

their change with time (∆λ4x), for net TOA fluxes and each component flux (in Wm−2K−1) and for the seasonal

versions of the three methods presented in Section 2 (see Appendix for details). For annual and monthly values, see Table S2, and for fluxes north of 30◦S, see Table S5.

831

832

833

834

net LW clear SW clear LW cloud SW cloud

MR global local MR global local MR global local MR global local MR global local

early 0.69 0.74 2.54 0.08 0.12 0.63 0.18 0.48 1.21 0.13 0.23 0.02 0.45 0.55 1.19

late 0.29 0.26 1.87 0.15 0.21 0.47 0.13 0.52 1.09 0.31 0.35 0.17 0.2 0.6 0.65

TABLE2. Spatial errors. The model-mean area-weighted root mean square error of estimates of the warming- normalized change in TOA fluxes during the early and late periods of the abrupt4x simulations, and the change in pattern between these period (see Appendix for details). All values have units of Wm−2K−1. For annual and monthly versions in addition to seasonal, see Table S2, for individual models see Table S4, and for fluxes north of 30◦S, see Table S6. 835 836 837 838 839

net LW clear SW clear LW cloud SW cloud

MR global local MR global local MR global local MR global local MR global local

early 1.02 3.41 2.77 0.33 2.29 1.02 0.7 5.23 2.15 0.82 1.09 0.71 1.05 5.15 2.25

late 0.8 3.08 1.86 0.34 2.27 0.75 0.52 5.13 1.67 1.28 1.21 1.03 1.09 5.1 1.85

LIST OF FIGURES

840

Fig. 1. A schematic representation of the conceptual model used in Section 2, consisting of an over-

841

turning cell with a convecting (1) and a subsiding (2) region. Warming of the surface tem-

842

perature T1has nonlocal effects: it increases the horizontal heat transport H, and it changes 843

properties of the atmosphere aloft in region 2 that affect its net top-of-atmosphere radiative

844

flux, N2, for instance by warming its free troposphere, increasing its lower tropospheric sta- 845

bility, and therefore increasing its low cloud cover. The dependence of N2on T1(holding T2 846

fixed) is an example of a nonlocal radiative feedback. . . 47

847

Fig. 2. Two experiments are performed with the conceptual model in Equation 1: an unforced “con-

848

trol” simulation (panels a,b) and a forced “abrupt4x” simulation (panels c,d). Values of N vs.

849

T0from each experiment are given by the black dots in panels a and c, representing annual

850

averages for the control simulation and exponentially increasing averages for the abrupt4x

851

simulation. The global method assumes that the slope of the regression in panel a (blue line)

852

gives the slope of the black dots in the lower left panel, underestimating the increase in this

853

slope over time (blue lines and markers, panels c,d). The local method regresses Ni0against

854

Ti0to estimate λi for both regions (dotted lines, panel b), which leads to an overestimate of 855

the combined feedback associated with region 1 (λ1= λ1,1+ λ2,1, dotted red line in panel 856

b), and therefore an overestimate of the feedback early on (orange lines and markers, panels

857

c,d). The MR method, given sufficient years to regress over, correctly estimates all spatial

858

feedbacks (dashed lines, panel b), accurately predicting the feedbacks and its change with

859

time (green lines and markers, panels c,d). . . 48

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Fig. 3. Plots of N vs. T0for control simulations of six coupled atmosphere-ocean general circulation

861

models (see Table S1 for details). We use the simulations to estimate spatial feedbacks using

862

the global, local, and MR methods. We regrid simulations to 15◦ × 15◦ grids, giving 288

863

regions. . . 49

864

Fig. 4. N vs. T0for abrupt4x simulations of the same six GCMs from Figure 3 (black dots). Col-

865

ored dots show estimates of Nabrupt4x(t) made using the spatial feedbacks inferred from each 866

model’s control simulation and its spatial pattern of warming (~Tabrupt4x0 (t)) using the three

867

methods described in the text; year one is not included in any method. Larger dots repre-

868

sent averages taken over exponentially increasing periods, except gray dots, which show all

869

years. Solid lines show local regressions using LOESS. Global estimates for GISSE2R does

870

not appear because it is nearly identical with MR estimates. . . 50

871

Fig. 5. True and estimated abrupt4x feedbacks as a function of time calculated using slopes of

872

the local regression from Figure 4 (solid lines). Vertical dotted lines show the division

873

between the early (2-20 years) and late (21-end) periods. Dots show true and estimated

874

values of λ4x,earlyand λ4x,late. Feedbacks get more positive over time for all models. The MR 875

and global methods initially overestimate feedbacks. The MR estimate increases with time

876

as well, while the global method predicts a roughly constant feedback. The local method

877

greatly overestimates the true feedback for all models except GISSE2R. Figures S2-5 give

878

the same plot for component fluxes. . . 51

879

Fig. 6. True vs. estimated feedbacks for the early (panels a, b, and c) and late (panels d, e, and f)

880

periods and the change between them (panels g, h, and i). Black dots give values for the net

881

feedback, while colored markers give values of the component feedbacks, which sum to the

882

net feedback. The MR and global methods overestimate the early feedback due to SW cloud

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(red) feedbacks. The MR estimate of the late period has a small error across all components

884

(panel d), while the global estimate has a smaller net error due to offsetting errors between

885

LW and SW cloud feedbacks (panel e). As in Figure 5, the MR method is able to capture

some of the change in feedback, while the global method does not. The local method greatly

887

overestimates the net feedback, primarily due to cloud feedbacks. Numerical values of the

888

feedbacks are given in Table S7 and S8. . . 52

889

Fig. 7. Multi-model mean spatial pattern of net TOA flux change associated with the early (top

890

row) and late (middle row) periods and the change between them (bottom row), calculated

891

by taking the finite difference across each period. Changes are normalized by the total

892

warming in each period, giving units of Wm−2K−1. The MR method is close to the true

893

pattern except for overestimates south of 30◦S and during the early period in the North

894

Atlantic. This holds for individual flux components as well (Figures S9-S17). The global

895

and local methods both have substantial errors over most of the globe. Figures S6-S8 show

896

errors (estimates - true values) for the multi-model mean and individual models. . . 53

897

Fig. 8. Net cloud feedbacks associated with warming in regions circled in green estimated for

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CAM5 by Zhou et al. (2017) using fixed-SST experiments (panels a, b, and c) or as a multi-

899

model and multi-season mean using the MR method (panels d, e, and f). For perturbations

900

outside of tropical convecting regions (panels a, c, d, and f), the effects are mostly local and

901

positive, while perturbations in tropical convecting regions have significant negative nonlo-

902

cal effects in many regions of the Earth (panels b, e). Note that fixed-SST experiments allow

903

some land warming in response to these perturbations (panel b), while the MR method is

904

agnostic about whether the surface is land or ocean, and so does not include resulting land

905

warming (panel e). . . 54

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Fig. 9. Multi-model and multi-season mean spatial feedbacks estimated by the MR method. Panel