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DICEN QUE DICEN: Discursos sobre el doblaje

3.5 LA OTRA MIRADA: Página/

In our algorithm for constructing a k-tree, we shall construct maximal k- flowers fromk-paths. Although an end part of ak-path is a non-sequentialk- separating set, a tight maximalk-flower may havek-sequential petals. When

k= 3, Oxley and Semple (2013, Lemma 3.13) showed that a non-sequential 3-separating set displayed by an end part of a 3-path breaks into at most two petals in a tight 3-flower. However, the same does not necessarily hold for the ends ofk-paths when k≥4, as we shall demonstrate in Examples 4.4.3 and 4.4.4. Nevertheless, the number of petals that such an end part breaks into does not depend onk. In this section, we will show that, for allk≥3, a non-sequentialk-separating set displayed by an end part of ak-path breaks into at most three petals in a tightk-flower.

LetM be ak-connected matroid. Thetruncation of M, denotedT(M), is the matroid obtained by freely adding an element e to M, and then contracting e. It can be shown that for a subset X ⊆ E(M), the rank of X in T(M) is given by rT(M)(X) = min{rM(X), r(M) −1}. We can

truncate ak-connected matroid of sufficiently high rank, and with no “small” circuits, in order to obtain a (k+ 1)-connected matroid, as the next lemma demonstrates.

Lemma 4.4.1. Let M be a k-connected matroid with r(M) > k and no

k-circuits. Then T(M) is (k+ 1)-connected.

Proof. LetE =E(M). Towards a contradiction, suppose thatT(M) has a

j-separation for 1≤j≤k. Then there exists a subset X⊆E(M) such that

|X|,|E−X| ≥j and λT(M)(X)≤j−1; that is,

First, suppose thatrM(X), rM(E−X)≤r(M)−1. Then,

j−1≥rM(X) +rM(E−X)−(r(M)−1) =λM(X) + 1,

so (X, E−X) is a (j−1)-separation inM; a contradiction. Now, ifrM(X) = rM(E−X) =r(M), thenλT(M)(X) =r(M)−1, sor(M)≤j≤k; a contra-

diction. Thus, we may assume that precisely one ofrM(X) andrM(E−X)

is equal tor(M), sorT(M)(X) +rT(M)(E−X) =rM(X) +rM(E−X)−1.

Therefore,

j−1≥(rM(X) +rM(E−X)−1)−(r(M)−1) =λM(X),

so (X, E−X) is also aj-separation inM. SinceMisk-connected, (X, E−X) is an exactk-separation inM. As eitherX orE−X has rankr(M), either

E−XorX, respectively, has rankk−1, and consists of at leastkelements. As M has no (k−1)-separations, this set contains a k-element subset of rank k−1; a contradiction. This completes the proof of the lemma.

We can truncate ak-flower to obtain a (k+1)-flower, due to the following result of Aikin (2009, Lemma 2.5.2).

Lemma 4.4.2. Let (P1, P2, . . . , Pn) be a k-flower Φ in a k-connected ma-

troid M, with n≥3. Ifr(E(M)−Pi)< r(M) for all i∈ {1,2, . . . , n}, then

Φis a (k+ 1)-flower in T(M).

Shortly, we give two examples of 4-connected matroids for which an end part of a maximal 4-path breaks into three petals in a tight irredundant 4-flower. In the first example we construct a 4-anemone by modifying a type of 3-anemone called a paddle. Informally, one can obtain a paddle by gluing together sufficiently structured matroids along a common line, called thespine. Further details are given by Oxley et al. (2004, Section 4). The free (n, j)-swirl is a 3-connected matroid obtained by beginning with a basis {1,2, . . . , n}, adding j points freely on each of then lines spanned by {1,2},{2,3}, . . . ,{n,1}, and then deleting {1,2, . . . , n}. In the second example we construct a k-daisy from the free (5,3)-swirl.

A set Z in a k-connected matroid M is a k-pod if 1 < |Z| ≤ k−2 and there is a partition (X, Z, Y) of E(M) such that both X and Y are

is notk-separating. The partition (X, Z, Y) is a k-pod partition. Ak-podZ

is weak if there is a non-empty proper subset Z1 of Z such that M has a

non-sequentialk-separation (A, B) withZ1 ⊆Aand Z−Z1 ⊆B; otherwise

it is strong. It is worth noting that the situation evident in the following examples arises due to the presence of a weakk-pod that crosses two petals,

Pn−1 and Pn say, of a k-flower (P1, P2, . . . , Pn). Moreover, in this situation

Lemma 4.3.8(i) holds whenj=n−2.

Example 4.4.3. Let (P1, P2, P3, P4, P5) be a paddle in a 3-connected ma-

troidN, whereP1 and P2 each consist of eight points freely placed in rank

four, the petal Pi is a triad {xi, yi, zi} for each i ∈ {3,4,5}, and each of {x3, y3, x4, y4}, {x4, y4, x5, y5}, and {x3, y3, x5, y5} is a circuit of N. Then

Φ = (P1, P2, P3, P4, P5) is a tight 3-flower inN. A geometric representation

ofN is given in Figure 4.2, where the elements of P1 andP2 are suppressed.

The rank-8 matroidT(N) is 4-connected by Lemma 4.4.1, and Φ is a tight 4-flower in T(N) by Lemma 4.4.2. It is easily verified that Φ is irredun- dant. The set P3 ∪P4 is 4-sequential, since it has a 4-sequential ordering

({x3, y3},{x4},{y4},{z3, z4}); likewise,P4∪P5 andP3∪P5 are 4-sequential.

Furthermore, (P1, P2, P3 ∪P4 ∪P5) is a left-justified maximal 4-path. We

also note that, for i, j ∈ {3,4,5} with i =6 j, the partition ({xi, yi, xj, yj}, {zi, zj}, E(N)−(Pi∪Pj)) is a 4-pod partition where{zi, zj}is a weak 4-pod.

P1 P2 P3 P4 P5 y3 x3 y4 x4 y5 x5 z3 z4 z5

Example 4.4.4. Let Ψ be the free (5,3)-swirl with ai, bi, ci ∈ E(Ψ)

such that r({ai, bi, ci}) = 2 and r({ai, bi, ci, ai+1, bi+1, ci+1}) = 3, for all

i ∈ {1,2,3,4,5}, where the subscripts are interpreted modulo five. Let Ψ0 be the coextension of this matroid by an elementewhere{a1, b1, a2, b2},

{a2, b2, a3, b3}and{a1, b1, a2, b2, a3, b3}are the only dependent flats not con-

tainingein the coextension. LetM0 = Ψ0\e. An illustration of the resulting rank-6 matroidM0 is given in Figure 4.3, where the elements {ai, bi, ci} for i ∈ {4,5} are suppressed. Take the direct sum of M0 with a copy of U2,2

having ground set{d4, d5}. Then, for eachi∈ {4,5}, freely add the elements

ei,fi,gi, andhi, in turn, to the flat spanned by{ai, bi, ci, di}. The resulting

rank-8 matroidM is 4-connected, and Φ = (P1, P2, P3, P4, P5) is a swirl-like

4-flower, where Pi ={ai, bi, ci} for i∈ {1,2,3} and Pi ={ai, bi, . . . , hi} for i∈ {4,5}. a2 b2 c2 P2 a1 b1 c1 P1 a3 b3 c3 P3 e

Figure 4.3: A representation of the 4-connected rank-6 matroidM0 = Ψ0\e. It is easy to check that the 4-flower Φ is tight and irredundant. The set P1 ∪ P2 is 4-sequential, since it has a 4-sequential ordering

({a1, b1},{a2},{b2},{c1, c2}); likewise,P2∪P3 is 4-sequential. Furthermore,

(P1∪P2∪P3, P4, P5) is a left-justified maximal 4-path. We also note that

the partition ({a1, b1, a2, b2},{c1, c2}, E(M)−(P1 ∪P2)) is a 4-pod parti-

tion where{c1, c2} is a weak 4-pod, and, similarly, ({a2, b2, a3, b3},{c2, c3},

E(M)−(P2∪P3)) is a 4-pod partition where{c2, c3} is a weak 4-pod.

The k-flowers in these examples both have the property that a weak

Lemma 4.4.10, that this is precisely the situation where an end part of a k-path can break into three petals in a tight k-flower. By definition, a weak k-pod is only possible whenk≥4. As a quick aside, the next lemma, which is a generalisation of a result of Aikin and Oxley (2012, Lemma 2.9), demonstrates that when (X, Z, Y) is a k-pod partition where Z is a weak

k-pod, it is also necessary that either |X| ≤2k−4 or |Y| ≤2k−4.

Lemma 4.4.5. Let M be a k-connected matroid. If (X, Z, Y) is a k-pod partition ofE(M) with |X|,|Y| ≥2k−3, then Z is a strong k-pod.

Proof. Suppose there is ak-separation (A, B) ofM that is notk-sequential with Z1 ⊆A and Z−Z1 ⊆B for some non-empty proper subset Z1 of Z.

Let Z2 = Z−Z1. Without loss of generality, |A∩X| ≥ k−1. Thus, by

uncrossing, (B∩Y)∪Z2 isk-separating. If|B∩Y| ≥k−1, then Y ∪Z2 is

k-separating, by uncrossing (B∩Y)∪Z2 andY, contradicting the fact that

(X, Z, Y) is ak-pod partition. So|B∩Y| ≤k−2. Now, since|Y| ≥2k−3, we have |A∩Y| ≥ k−1. By symmetry, |B ∩X| ≤ k−2. Recall that (B∩Y)∪Z2 isk-separating; it follows that since |B∩X| ≤k−2, we have

X⊆fclk(A). But then|B−fclk(A)| ≤ |(B∩Y)∪Z2| ≤2k−5, soB−fclk(A)

isk-sequential by Lemma 4.3.5; a contradiction.

Corollary 4.4.6. Let M be a k-connected matroid. If (X, Z, Y) is a k-pod partition ofM where X andY are non-sequentialk-separating sets, thenZ

is a strong k-pod.

Examples 4.4.3 and 4.4.4 showed that an end part of a 4-path can break into three petals of a tightk-flower, even if thek-flower is also irredundant. Recall that an end part of a 3-path can break into at most two petals of a tight 3-flower. Thus, one might expect that an end part of ak-path could break intok−1 petals in a tightk-flower. Fortunately, this is not the case; an end part cannot break into more than three petals, even when k≥5. This follows from the fact that, for allk≥3, the union of three consecutive petals in a tightk-flower is notk-sequential. We shall prove this as Corollary 4.4.9. First, we require the following two lemmas.

Lemma 4.4.7. Let (U, Y, V) and (R, G) be partitions of the ground set

E of a k-connected matroid. Suppose that U, V, and R are k-separating,

Y ⊆ fclk(U) ∩R, and fclk(U) 6= E. If |U ∩R|,|V ∩ G| ≥ k −1, then Y ⊆fclk(U∩R).

Proof. By Lemma 4.3.6, there exists a partition (Y1, Y2, . . . , Ys) of Y

such that (U, Y1, Y2, . . . , Ys, V) is a k-sequence with |Yi| ≤ k− 2 for all i∈ {1,2, . . . , s}. As|V ∩G| ≥k−1, it follows, by uncrossing, thatU ∩R

and (U ∩R)∪Y1∪Y2∪ · · · ∪Yi arek-separating for each iin{1,2, . . . , s}.

SoY ⊆fclk(U ∩R).

Lemma 4.4.8. Let M be a k-connected matroid, and let A and B be k- separating subsets ofE(M) such that|A∩B|,|E(M)−(A∪B)| ≥k−1, and

A∪B is a sequentialk-separating set. Then, up to interchanging A andB, either

(i) B−A⊆fclk(A∩B), where A∩B isk-separating, or

(ii) A∩B ⊆fclk(B−A), whereB−A isk-separating and|B−A| ≥k−1.

Proof. Let (Z1, Z2, . . . , Zs) be a sequential ordering of A∪B. We denote Z1∪Z2∪· · ·∪ZxasZ[x]. Letibe the greatest index such that|A∩Z[i]| ≤k−2

and |B∩Z[i]| ≤k−2. Since |A|,|B| ≥k−1, we have i≤s−1. Without loss of generality, we may assume that |A∩Z[i+1]| ≥ k−1. Suppose that

|(B −A)∩Z[i+1]| ≤ k−2. By uncrossing, A∩Z[i+1] is k-separating, so

(B −A)∩Z[i+1] ⊆ fclk(A∩Z[i+1]). Since B −A ⊆ fclk(Z[i+1]), we have

that B−A ⊆ fclk(A∩Z[i+1]) ⊆fclk(A). It follows, by Lemma 4.4.7, that

(i) holds. So we may assume that |(B −A)∩Z[i+1]| ≥ k−1. Now, if

|(A−B)∩Z[i+1]| ≤k−2, then, as above, (i) holds but with the roles ofA

and B interchanged. Thus we may assume that|(A−B)∩Z[i+1]| ≥k−1.

Then, by uncrossingBandE(M)−A, we deduce thatB−Aisk-separating. Furthermore, since|(A∪B)∩Z[i]|=|B∩Z[i]|+|A∩Z[i]|−|B∩A∩Z[i]| ≤2k−4, and |Zi+1| ≤ k−2, it follows that |(A ∪B) ∩Z[i+1]| ≤ 3k−6. Thus

|A∩B∩Z[i+1]| ≤k−2, in which case (ii) holds.

The next corollary generalises a result of Aikin and Oxley regarding 4-flowers in 4-connected matroids (Aikin and Oxley, 2012, Corollary 3.5). Corollary 4.4.9. Let(P1, P2, . . . , Pn)be ak-flowerΦof order at least three

in ak-connected matroid. Then no union of three consecutive tight petals of

Φis a k-sequential set.

Proof. Suppose that (P1, P2, . . . , Pn) is a k-flower where n ≥ 3, the petals P1,P2 and P3 are tight, and P1∪P2∪P3 isk-sequential. Ifn= 3, then, by

are loose; a contradiction. So we may assume thatn≥4. By Lemma 4.3.2,

P1∪P2 and P2∪P3 arek-sequential sets. It follows, by Lemma 4.4.8, that

P1 ⊆fclk(P2) orP2⊆fclk(P1), up to swapping P1 and P3. Thus one of P1,

P2 orP3 is loose; a contradiction. Hence the corollary holds.

Recall that a non-sequential 3-separating set displayed by an end part of a 3-path breaks into at most two petals in a tight 3-flower (Oxley and Semple, 2013, Lemma 3.13). The following lemma is an analogue of this result for general k. When (ii) holds, the end part breaks into more than two petals in a tightk-flower. Corollary 4.4.11 shows that, in this case, the end part breaks into precisely three petals.

Lemma 4.4.10. Let(X1, X2, . . . , Xm)be a maximalk-path in ak-connected

matroid M with at least 8k−15 elements. Let (U, V) be a non-sequential

k-separation where U ∩Xm and V ∩Xm are k-separating sets, U −Xm

and V −Xm are k-separating sets consisting of at least k−1 elements,

and U ∩Xm * fclk(U −Xm) and V ∩Xm * fclk(V −Xm). Let (R, G)

be a non-sequential k-separation such that both R∩Xm and G∩Xm are

sequential k-separating sets. Then, by recolouring elements of Xm, there is

a k-separation (R0, G0) equivalent to (R, G) such that either

(i) U∩Xm and V ∩Xm are monochromatic, or

(ii) up to swappingR0 andG0, and swappingU andV, each of the following holds:

(a) U∩Xm ⊆R0 and V ∩Xm is bichromatic;

(b) there is a sequential ordering (Z1, Z2, . . . , Zq) of R0∩Xm where,

for some i ≤ q, the set Zi is a weak k-pod, Si−1 j=1Zj ∩ U , Si−1 j=1Zj∩V ≤k−2and Si j=1Zj∩U , Si j=1Zj∩V ≥k−1; and (c) for each x∈R0∩V ∩Xm, x /∈fclk(G0).

Proof. We begin by proving two sublemmas.

4.4.10.1. At least one of the sets R∩U ∩Xm, G∩U ∩Xm, R∩V ∩Xm

and G∩V ∩Xm has at least k−1 elements.

Suppose each ofR∩U∩Xm,G∩U∩Xm,R∩V ∩Xm, andG∩V ∩Xm

we may assume, without loss of generality, that |U −Xm| ≥ 2k−3 and |R∩(U−Xm)| ≥k−1. Suppose |G∩V| ≤k−2. If|G∩(U−Xm)| ≤k−2,

then, by uncrossingR andU−Xm, it follows thatG∩(U−Xm)⊆fclk(R).

Moreover, as R∪U is also k-separating, by uncrossing, (G∩(U −Xm), G∩U∩Xm, G∩V) is a partialk-sequence forR, contradicting the fact that

(R, G) is non-sequential. Thus|G∩(U−Xm)| ≥k−1. Since |V| ≥2k−2,

by Lemma 4.3.5,|R∩V| ≥k−1, so G∩U isk-separating by uncrossing. It follows that (G∩U∩Xm, G∩V ∩Xm, R∩U∩Xm, R∩V ∩Xm) is a partial k-sequence for Xm−, so Xm− is k-sequential; a contradiction. Now suppose

|G∩V| ≥k−1. By uncrossing,R∩U isk-separating. ThusXm−∪(R∩U) is

k-separating. It follows that (R∩U∩Xm, G∩U∩Xm, R∩V∩Xm, G∩V∩Xm)

is a partial k-sequence for Xm−; a contradiction. We deduce that (4.4.10.1) holds.

4.4.10.2. If|R∩U∩Xm| ≥k−1andG∩V∩Xm 6=∅, then either(U∪R)∩Xm

is a sequentialk-separating set, orG∩V∩Xm can be recoloured red to obtain a k-separation equivalent to (R, G) where V ∩Xm is monochromatic.

SinceU∩XmandR∩Xmarek-separating, it follows, by uncrossing, that (U∪R)∩Xm isk-separating. Suppose (U ∪R)∩Xm is non-sequential. As

(U∪R)∩Xm$Xm and the k-path (X1, X2, . . . , Xm) is maximal, the non-

empty setG∩V ∩Xm is contained in either fclk(Xm−) or fclk((U∪R)∩Xm).

By Corollary 4.3.7(i), G∩V ∩Xm is contained in both of these sets. If |R∩V∩Xm| ≤k−2, thenR∩V∩Xm⊆fclk(U∩Xm). SinceG∩V∩Xm ⊆

fclk((U ∪R)∩Xm), we deduce that V ∩Xm ⊆fclk(U ∩Xm)⊆fclk(U). It

follows, by Corollary 4.3.7(i), thatV∩Xm ⊆fclk(V−Xm); a contradiction.

So |R∩V ∩Xm| ≥k−1. Thus, sinceG∩V ∩Xm ⊆fclk((U ∪R)∩Xm),

and |U −Xm| ≥ k−1, it follows, by Lemma 4.4.7, that G∩V ∩Xm ⊆

fclk(R∩V ∩Xm) ⊆ fclk(R). Thus G∩V ∩Xm can be recoloured red to

obtain ak-separation equivalent to (R, G), thereby completing the proof of (4.4.10.2).

4.4.10.3. Up to swapping U and V, there is a k-separation (R1, G1) equiv-

alent to (R, G) such that U∩Xm is monochromatic.

By (4.4.10.1), we can swap U and V, if necessary, so that either

R∩U∩Xm orG∩U∩Xm consists of at leastk−1 elements. Without loss

(4.4.10.3) holds. Thus we may assume, by (4.4.10.2), that (U∪R)∩Xm is a

sequential k-separating set. By Lemma 4.3.2, the k-separating set U∩Xm

is also sequential. Hence, by Lemma 4.4.8, one of the following holds, where the set to which the full k-closure operator is applied is k-separating and consists of at leastk−1 elements.

(I) G∩U∩Xm ⊆fclk(R∩U∩Xm), or

(II) R∩U ∩Xm ⊆fclk(G∩U∩Xm), or

(III) R∩V ∩Xm ⊆fclk(R∩U∩Xm), or

(IV) R∩U ∩Xm ⊆fclk(R∩V ∩Xm).

If (I) or (II) holds, thenG∩U ∩Xm orR∩U ∩Xm is in the fullk-closure

of R or G respectively, in which case this set can be recoloured to obtain (R1, G1) whereU ∩Xm is monochromatic, satisfying (4.4.10.3).

We now consider (III) and (IV). If G ∩U ∩Xm consists of at most k−2 elements, then this set can be recoloured red, satisfying (4.4.10.3); so assume otherwise. Suppose that (IV) holds. By uncrossing,G∪(U∩Xm) is k-separating. ThusR−(U∩Xm) isk-separating. It follows thatR∩U∩Xm

fclk(R∩V ∩Xm) ⊆ fclk(R−(U ∩Xm)). Then, by Corollary 4.3.7(i), the

setR∩U∩Xm can be recoloured green, satisfying (4.4.10.3). In case (III),

if |G∩V ∩Xm| ≤ k−2, then, by Corollary 4.3.7(i), V ∩Xm ⊆ fclk(U)

implies that V ∩Xm ⊆ fclk(V −Xm); a contradiction. Now, by a similar

argument as for (IV) but withU andV interchanged, the setR−(V ∩Xm)

isk-separating,R∩V ∩Xm⊆fclk(R−(V ∩Xm)), and henceR∩V ∩Xm

can be recoloured green. This completes the proof of (4.4.10.3).

To complete the proof of the lemma, we may assume, by (4.4.10.3), that

U ∩Xm is red and V ∩Xm is bichromatic with respect to (R1, G1). Now

|(R1 −fclk(G1))∩Xm−| ≥ k−1; otherwise, as R1 ∩ Xm is k-sequential,

fclk(G1) =E(M). Therefore, by uncrossing, fclk(G1)∩Xm is k-separating.

As |U −Xm| ≥ k−1, the set fclk(G1)∩V ∩Xm is also k-separating, by

uncrossing. If|G1∩Xm| ≤k−2, thenXm is k-sequential; a contradiction.

So|G1∩Xm| ≥k−1, henceG1∪(fclk(G1)∩V ∩Xm) isk-separating. Thus,

we can recolour (fclk(G1)−G1)∩V ∩Xm green to obtain an equivalent k-separation (R2, G2), where each x ∈R2∩V ∩Xm has the property that x /∈fclk(G2).

Let (Z1, Z2, . . . , Zt) be a sequential ordering of R2 ∩ Xm such that

(Zt, Zt−1, . . . , Z1) is a fully refined partial k-sequence for E−(R2 ∩Xm).

In the remainder of this proof, we denote Z1 ∪ Z2 ∪ · · · ∪ Zl as Z[l] for

l ∈ {1,2, . . . , t}. Pick the maximum i ∈ {1,2, . . . , t − 1} such that

V∩Z[i]$V∩Z[t]. Note that|R2∩V∩Xm| ≥k−1, otherwise (i) holds. Sup-

pose|U∩Z[i]| ≥k−1 and|V ∩Z[i]| ≤k−2. Since|V−Xm| ≥k−1, the set U∩Z[i]isk-separating by uncrossing. Moreover, as G2∩Xm, which is con-

tained inV, has at leastk−1 elements,R2−(V∩Xm) isk-separating. Thus,