DE CONTADORES, CUENTOS Y CONTADOS
3.1.3. Los prólogos y dedicatorias
The information required by this item is incorporated by reference to the sections entitled “Independent Registered Public Accounting Firm Fees” and “Policy on Audit Committee Pre-Approval of Audit and Permissible Non-Audit Services of the Independent Registered Public Accounting Firm” in the Proxy Statement.
PART IV Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as a part of this Form 10-K:
1. Financial Statements
The following financial statements are included in Part II, Item 8 of this Form 10-K:
• Consolidated Statements of Earnings for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
• Consolidated Balance Sheets as of September 30, 2007, and October 1, 2006;
• Consolidated Statements of Cash Flows for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
• Consolidated Statements of Shareholders’ Equity for the fiscal years ended September 30, 2007, October 1, 2006, and October 2, 2005;
• Notes to Consolidated Financial Statements; and
• Reports of Independent Registered Public Accounting Firm
2. Financial Statement Schedules
Financial statement schedules are omitted because they are not required or are not applicable, or the required information is provided in the consolidated financial statements or notes described in Item 15(a)(1) above.
3. Exhibits
The Exhibits listed in the Index to Exhibits, which appears immediately following the signature page and is incorporated herein by reference, are filed as part of this Form 10-K.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
STARBUCKS CORPORATION
By: /s/ James L. Donald James L. Donald
president and chief executive officer November 29, 2007
POWER OF ATTORNEY
Know all persons by these presents, that each person whose signature appears below constitutes and appoints Howard Schultz, James L. Donald and Peter J. Bocian, and each of them, as such person’s true and lawful attorneys- in-fact and agents, with full power of substitution and resubstitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any and all amendments to this Report, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming that all said attorneys-in-fact and agents, or any of them or their or such person’s substitute or substitutes, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Signature Title Date
By: /s/ Howard Schultz Howard Schultz
chairman of the Board of Directors November 29, 2007
By: /s/ James L. Donald James L. Donald
president and chief executive officer, director
November 29, 2007
By: /s/ Peter J. Bocian Peter J. Bocian
executive vice president, chief financial officer and chief administrative officer (principal
financial officer and principal accounting officer)
November 29, 2007
By: /s/ Barbara Bass Barbara Bass
director November 29, 2007
By: /s/ Howard Behar Howard Behar
Signature Title Date
By: /s/ William W. Bradley William W. Bradley
director November 29, 2007
By: /s/ Mellody Hobson Mellody Hobson
director November 29, 2007
By: /s/ Olden Lee Olden Lee
director November 29, 2007
By: /s/ James G. Shennan Jr. James G. Shennan Jr.
director November 29, 2007
By: /s/ Javier G. Teruel Javier G. Teruel
director November 29, 2007
By: /s/ Myron E. Ullman III Myron E. Ullman III
director November 29, 2007
By: /s/ Craig E. Weatherup Craig E. Weatherup
INDEX TO EXHIBITS
Exhibit
Number Exhibit Description Form File No.
Date of First Filing Exhibit Number Filed Herewith Incorporated by Reference
3.1 Restated Articles of Incorporation of Starbucks Corporation
10-Q 0-20322 05/12/06 3.1
3.2 Amended and Restated Bylaws of Starbucks Corporation
8-K 0-20322 11/20/07 3.2
4.1 Form of Indenture S-3 ASR 333-145572 8/20/07 4.1
4.2 Form of Note for 6.25% Senior Notes due 2017
8-K 0-20322 8/23/07 4.2
4.3 Form of Supplemental Indenture for 6.25% Senior Notes due 2017
8-K 0-20322 8/23/07 4.3
10.1* Starbucks Corporation Amended and Restated Key Employee Stock Option Plan — 1994
10-K 0-20322 12/23/03 10.1
10.2* Starbucks Corporation Amended and Restated 1989 Stock Option Plan for Non- Employee Directors
10-K 0-20322 12/23/03 10.2
10.3 Starbucks Corporation 1991 Company-Wide
Stock Option Plan, as amended and restated through November 20, 2003
10-K 0-20322 12/23/03 10.3
10.3.1 Starbucks Corporation 1991 Company-Wide Stock Option Plan — Rules of the UK Sub- Plan, as amended and restated through November 20, 2003
10-K 0-20322 12/23/03 10.3.1
10.4* Starbucks Corporation Employee Stock Purchase Plan — 1995 as amended and restated through October 1, 2006
10-K 0-20322 12/14/06 10.4
10.5 Amended and Restated Lease, dated as of January 1, 2001, between First and Utah Street Associates, L.P. and Starbucks Corporation
10-K 0-20322 12/20/01 10.5
10.6* Starbucks Corporation Executive
Management Bonus Plan, as amended and restated effective September 19, 2006
8-K 0-20322 9/25/06 10.1
10.7* Starbucks Corporation Management Deferred Compensation Plan
S-8 333-65181 10/01/98 4.1
10.8* Starbucks Corporation 1997 Deferred Stock Plan
10-K 0-20322 12/23/99 10.17
10.9 Starbucks Corporation UK Share Save Plan 10-K 0-20322 12/23/03 10.9
10.10* Starbucks Corporation Directors Deferred Compensation Plan, as amended and restated effective September 29, 2003
10-K 0-20322 12/23/03 10.10
10.11* Amended and Restated Employment Agreement dated December 16, 2005 between Starbucks Corporation and Howard Behar
8-K 0-20322 12/19/05 10.1
10.12 Starbucks Corporation UK Share Incentive Plan, as amended and restated effective November 14, 2006
10-K 0-20322 12/14/06 10.12
10.13* Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and
Exhibit
Number Exhibit Description Form File No.
Date of First Filing Exhibit Number Filed Herewith Incorporated by Reference
10.14* 2005 Key Employee Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective November 15, 2005
10-Q 0-20322 02/10/06 10.2
10.15* 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan
8-K 0-20322 02/10/05 10.3
10.16* Stock Option Grant Agreement for Purchase of Stock under the 2005 Key Employee Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan
8-K 0-20322 02/10/05 10.4
10.17* Stock Option Grant Agreement for Purchase of Stock under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan
8-K 0-20322 02/10/05 10.5
10.18* Letter Agreement dated as of February 11, 2005 by and among the Company, the Schultz Irrevocable Trust and the Howard D. Schultz Irrevocable Trust
10-Q 0-20322 02/16/05 10.1
10.19* Letter Agreement dated March 30, 2005 between Starbucks Corporation and James L. Donald
8-K/A 0-20322 04/07/05 10.1
10.20* Letter Agreement dated September 24, 2007 between Starbucks Corporation and Michael Casey
X
10.21* Letter Agreement dated May 25, 2005 between Starbucks Corporation and David A. Pace
8-K 0-20322 05/27/05 10.2
10.22 2005 Company-Wide Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan
10-Q 0-20322 08/10/05 10.1
10.23 Stock Option Grant Agreement for Purchase of Stock under the 2005 Company-Wide Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan
10-Q 0-20322 08/10/05 10.2
10.24 Credit Agreement dated August 12, 2005 among Starbucks Corporation, Bank of America, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer,
Wachovia Bank N.A. and Citibank, N.A., as Co-Documentation Agents, Banc of
America Securities LLC and Wells Fargo Bank, N.A., as Joint Lead Arrangers and Joint Book Managers, Wells Fargo Bank, N.A., as Syndication Agent, and the other Lenders party thereto.
8-K 0-20322 08/15/05 10.1
10.25 Commercial Paper Dealer Agreement between Starbucks Corporation and Banc of America Securities LLC, dated as of March 27, 2007.
Exhibit
Number Exhibit Description Form File No.
Date of First Filing Exhibit Number Filed Herewith Incorporated by Reference
10.26 Commercial Paper Dealer Agreement between Starbucks Corporation and Goldman, Sachs & Co., dated as of March 27, 2007
8-K 0-20322 3/27/07 10.1.2
10.27* Letter Agreement dated April 2, 2007 between Starbucks Corporation and Peter J. Bocian
8-K 0-20322 4/3/07 10.1
10.28* Letter Agreement dated July 16, 2007 between Starbucks Corporation and Martin Coles
8-K 0-20322 7/17/07 10.1
10.29* Letter Agreement dated July 16, 2007 between Starbucks Corporation and James C. Alling
8-K 0-20322 7/17/07 10.2
10.30* Letter Agreement dated July 16, 2007 between Starbucks Corporation and Launi Skinner
8-K 0-20322 7/17/07 10.3
12 Computation of Ratio of Earnings to Fixed Charges
— — — — X
21 Subsidiaries of Starbucks Corporation — — — — X
23 Consent of Independent Registered Public Accounting Firm
— — — — X
31.1 Certification of Principal Executive Officer Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section 302 of the Sarbanes- Oxley Act of 2002
— — — — X
31.2 Certification of Principal Financial Officer Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, As Adopted Pursuant to Section 302 of the Sarbanes- Oxley Act of 2002
— — — — X
32 Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes- Oxley Act of 2002
— — — — X
* Denotes a compensatory plan, contract or arrangement, in which the Company’s directors or executive officers may participate.