Capítulo IV: Portugal y Timor Leste: colonización y descolonización I NTRODUCCIÓN
2.1. Los últimos años del Timor colonial (1974-75)
2.1.3. El principio del fin: 1975
In the two previous sections we have considered anisotropies in the cos-mic cos-microwave background that arise from effects in the recent universe:
the motion of the earth relative to the cosmic microwave background, and the scattering of light by intergalactic electrons in clusters of galaxies along the line of sight. Now we turn to general anisotropies, including the highly revealing primary anisotropies that have their origin in the early universe.1
It is convenient to expand the difference T (ˆn) between the microwave radiation temperature observed in a direction given by the unit vector ˆn and the present mean value T0of the temperature in spherical harmonics Ym
(ˆn):
T (ˆn) ≡ T (ˆn) − T0 =
m
amYm
(ˆn) , T0 ≡ 1 4π
d2ˆn T (ˆn) , (2.6.1)
6E. D. Reese et al., Astrophys. J. 533, 38 (2000).
7Y. Rephaeli, Astrophys. J. 245, 351 (1981); S. Cole and N. Kaiser, Mon. Not. Roy. Astron. Soc.
233, 637 (1988).
8E. Komatsu and T. Kitayam, Astrophys. J. 526, L1 (1999).
9B. S. Mason et al., Astrophys. J. 591, 540 (2003).
10E. Komatsu and U. Seljak, Mon. Not. Roy. Astron. Soc. 336, 1256 (2002); J. R. Bond et al., Astrophys. J. 626, 12 (2005).
1P. J. E. Peebles and J. T. Yu, Astrophys. J. 162, 815 (1970); R. A. Sunyaev and Ya. B. Zel’dovich, Astrophys. Space Sci. 7, 20 (1970); Ya. B. Zel’dovich, Mon. Not. Roy. Astron. Soc. 160, 1 (1972).
the sum over running over all positive-definite integers, and the sum over m running over integers from − to . Since T (ˆn) is real, the coefficients am must satisfy the reality condition
a∗
m= a −m. (2.6.2)
(We are defining the spherical harmonics so that Ym
(ˆn)∗= Y−m(ˆn).) As we saw in Section 2.4, the earth’s motion contributes to T (ˆn) an anisotropy that to a good approximation is proportional to P1(cos θ ) ∝ Y10(θ , φ) (with the z-axis taken in the direction of the earth’s motion), so the main am produced by this effect is that with = 1 and m = 0.
The coefficients am reflect not only what was happening at the time of last scattering, but also the particular position of the earth in the universe.
No cosmological theory can tell us this. The quantities of greatest cosmolog-ical interest are averages, which may be regarded either as averages over the possible positions from which the radiation could be observed, or averages over the historical accidents that produced a particular pattern of fluctu-ations. The ergodic theorem described in Appendix D shows that, under reasonable assumptions, these two kinds of average are the same. These aver-ages will be denoted · · · . As discussed in Chapter 10, for anisotropies that arise from quantum fluctuations during inflation, it is these averages over historical accidents that are related to quantum mechanical expectation val-ues. We will return shortly to the question of how to use observations from one position in a universe produced by one specific sequence of accidents to learn about these averages, but first we must introduce some notation.
We assume that the universe is rotationally invariant on the average, so all averages T (ˆn1)T (ˆn2)T (ˆn3) · · · are rotationally invariant functions of the directions ˆn1, ˆn2, etc. In particular, T (ˆn) is independent of ˆn, Since T (ˆn) is defined as the departure of the temperature from its angular average, its angular average
T (ˆn)d2ˆn/4π vanishes. Averaging over the position of the observer, we have
T (ˆn)d2ˆn = 0, so since T (ˆn) is independent of ˆn, it too vanishes.
The simplest non-trivial quantity characterizing the anisotropies in the microwave background is the average of a product of two T s. Rotational invariance requires that the product of two as takes the form
amam = δδm −mC, (2.6.3) for in this case the average of the product of two T s is rotationally invariant:
T (ˆn)T (ˆn) =
m
CYm
(ˆn)Y−m(ˆn) =
C
2 + 1 4π
P(ˆn · ˆn) , (2.6.4)
2.6 Primary fluctuations in the microwave background: A first look
where P is the usual Legendre polynomial. Given the left-hand side, we can find Cby inverting the Legendre transformation
C= 1 4π
d2ˆn d2ˆnP(ˆn · ˆn)T (ˆn)T (ˆn) . (2.6.5) Instead of Eq. (2.6.3), we could equivalently define the multipole coefficients Cby
ama∗
m = δδm mC,
which shows that the Care real and positive. For perturbations T that are Gaussian in the sense described in Appendix E, a knowledge of the C tells us all we need to know about averages of all products of T s.
Of course, we cannot average over positions from which to view the microwave background. What is actually observed is a quantity averaged over m but not position:
Cobs The fractional difference between the cosmologically interesting Cand the observed Cobs
is known as the cosmic variance. Fortunately, for Gaussian perturbations, the mean square cosmic variance decreases with . The mean square fractional difference is If T is governed by a Gaussian distribution, then so are its multipole coefficients a m (but not quantities quadratic in the a m, such as C.) It
2Non-Gaussian terms in the probability distribution of anisotropies would show up as non-vanishing averages of products of odd numbers of the a m, as well as corrections to formulas like Eq. (2.6.8) for the averages of products of even numbers of the a m. Such non-Gaussian terms are produced both in the early universe and at relatively late times. For a review, see N. Bartolo, E. Komatsu, S. Matarrese, and A. Riotto, Phys. Rep. 402, 103 (2004). Non-Gaussian terms produced by quantum fluctuations during inflation were calculated in the tree graph approximation by J. Maldacena, J. High Energy Phys.
Using Eq. (2.6.3), we find that the first term on the right-hand side of Eq. (2.6.8) contributes (2 + 1)2C2
to the sum in Eq. (2.6.7), while the second and third terms each contribute (2 + 1)C2to the sum, so that
C− Cobs C
2
= 2
2 + 1 . (2.6.9)
This sets a limit on the accuracy with which we can measure C for small values of . On the other hand, the same analysis shows that for = ,
C− Cobs C
C− Cobs
C
= 0 , (2.6.10)
so the fluctuations of Cobs
away from the smoothly varying quantity C are uncorrelated for different values of . This means that when Cobs is measured for all in some range in which C actually varies little, the uncertainty due to cosmic variance in the value of Cobtained in this range is reduced by a factor 1/√
. Even so, measurements of C for < 5 probably tell us little about cosmology. Also, measurements for > 2, 000 are corrupted by foreground effects, such as the Sunyaev–Zel’dovich effect discussed in the previous section. Fortunately there is lots of structure in Cat values of between 5 and 2,000 that provides invaluable cosmological information.
The primary anisotropies in the cosmic microwave background arise from several sources:
1. Intrinsic temperature fluctuations in the electron–nucleon–photon plasma at the time of last scattering,3 at a redshift of about 1,090.
05 (2003) 013. The effect of loop graphs is considered by S. Weinberg, Phys. Rev. D 72, 043514 (2005) [hep-ph/0506236]; Phys. Rev. D. 74, 023508 (2006) [hep-ph/0605244]; K. Chaicherdsakul, Phys.
Rev. D 75, 063522 (2007) [hep-th/0611352]. For late-time contributions, see M. Liguori, F. K. Hansen, E. Komatsu, S. Matarrese, and A. Riotto, Phys. Rev. D 73, 043505 (2006) [astro-ph/0509098]. The weakness of microwave background anisotropies indicates that any non-Gaussian terms are likely to be quite small. So far, there is no observational evidence of such terms.
3Strictly speaking, in the approximation of a sudden drop in opacity at a fixed temperature TL 3, 000 K, it is not the intrinsic fluctuation in temperature we observe, but the consequent fluctuation in the redshift zLof last scattering. Since the unperturbed temperature ¯T (t) goes as 1/a(t), the value aLof a(t) at which the total temperature ¯T (t)+δT (t) reaches a fixed value TLis shifted by an amount δaLsuch that −(TL/aL)δaL+ δT (tL) = 0. The observed temperature (leaving aside other effects) is TLa(tL)/a0, so to first order this is shifted by a fractional amount TLδaL/a0T0= δT (tL)aL/a0T0= δT (tL)/TL, just as if it were the intrinsic temperature fluctuation that we observe.
2.6 Primary fluctuations in the microwave background: A first look
2. The Doppler effect due to velocity fluctuations in the plasma at last scattering.
3. The gravitational redshift or blueshift due to fluctuations in the gravitational potential at last scattering. This is known as the Sachs–
Wolfe effect.4
4. Gravitational redshifts or blueshifts due to time-dependent fluctuations in the gravitational potential between the time of last scattering and the present. (It is necessary that the fluctuations be time-dependent;
a photon falling into a time-independent potential well will lose the energy it gains when it climbs out of it.) This is known, somewhat confusingly, as the integrated Sachs–Wolfe effect.4
A proper treatment of these effects requires the use of general relativity. This will be the subject of Chapters 5–7. On the other hand, from the time the temperature dropped below 104K until vacuum energy became important at a redshift of order unity, the gravitational field of the universe was dominated to a fair approximation by cold dark matter, which can be treated by the methods of Newtonian physics. Therefore in this introductory section we will concentrate on the Sachs–Wolfe and integrated Sachs–Wolfe effect, which turn out to dominate the multipole coefficients Cfor relatively small
, less than about 40. We will make only a few tentative remarks in this section about the contribution of intrinsic temperature fluctuations and of the Doppler effect.
In considering the Sachs–Wolfe and integrated Sachs–Wolfe effects, we return to the Newtonian approach to cosmology outlined in Eqs. (1.5.21)–
(1.5.27). The treatment of perturbations to a homogeneous isotropic cosmology in this approach is presented in Appendix F. For the moment, we need only one result of this analysis, that the perturbation to the gravitational potential, when expressed as a function of the co-moving coordinate x, is a time-independent function δφ(x). This perturbation has two effects. First, there is the usual gravitational redshift: A photon emitted at a point x at the time of last scattering will have its frequency and hence its energy shifted by a fractional amount δφ(x), so the temperature seen when we look in a direction ˆn will be shifted from the average over the whole sky by an amount
T (ˆn) T0
1
= δφ (ˆnrL) . (2.6.11)
4R. K. Sachs and A. M. Wolfe, Astrophys. J. 147, 73 (1967).
Here rL is the radial coordinate of the surface of last scattering, given by
and t0is the present. The perturbation to the gravitational potential also has the effect of changing the rate at which the universe expands by a fractional amount δφ(x), and since the temperature in a matter-dominated universe is falling like a−1 ∝ t−2/3, this shifts the value of the redshift at which the universe reaches the temperature 3, 000 K of last scattering in direction
ˆn by a fractional amount
δz
With all other effects neglected, the temperature observed in direction ˆn would be 3,000 K divided by 1 + z, so this fractional shift in 1 + z changes the observed temperature by a fractional amount
T (ˆn) The sum of the fractional shifts (2.6.11) and (2.6.13) gives the Sachs–Wolfe
effect: The factor 1/3 will be obtained in Chapter 7 as a result of a better-grounded relativistic treatment.
It is convenient to write δφ(x) as a Fourier transform δφ (x) =
d3q eiq·xδφq. (2.6.15) We make use of the well-known Legendre expansion of the exponential
eiq·x=
(2 + 1)iP( ˆq · ˆn) j(qr) , (2.6.16) where j is the spherical Bessel function, defined in terms of the usual Bessel function Jν(z) by j(z) ≡ (π/2z)1/2J+1/2(z). Eq. (2.6.14) then
2.6 Primary fluctuations in the microwave background: A first look
Now we must consider how to calculate the average of a product of two of these fractional temperature shifts in two different directions. Although δφ (x) depends on position, the probability distribution of δφ (x) as seen by observers in different parts of the universe is invariant under spatial rotations and translations. This implies among other things that
δφqδφq = Pφ(q) δ3(q + q) . (2.6.18) where Pφ(q) is a function only of the magnitude of q. (The delta function is needed so that δφ(x)δφ(y) should be only a function of x − y.) Because δφ (x) is real, its Fourier transform satisfies the reality condition δφq∗= δφ−q, which together with Eq. (2.6.18) tells us that Pφ(q) is real and positive.
Now, using Eqs. (2.6.17) and (2.6.18), together with the reflection prop-erty P(−z) = (−1)P(z) and the orthogonality property of Legendre or, comparing with Eq. (2.6.4),
C, SW = 16π2T02 9
∞
0
q2dq Pφ(q)j2(qrL) (2.6.21) To the extent that the gravitational potential is produced by pressureless cold dark matter, the differential equation for δφ does not involve gradients, and so the differential equation for its Fourier transform does not involve the wave vector q. (See Eqs. (F.12) and (F.18).) The dependence of δφq
on q then can arise only from the initial conditions for these differential equations.5 It is therefore natural to try the hypothesis that the function
5This is not true even for the Sachs–Wolfe effect if q is so large that q/a became greater than H before the density of the universe became dominated by cold matter. As we will see in Chapter 7, this qualification affects C SWonly for > 100.
Pφ(q) has a simple form, such as a power of q. This power is conventionally written as n − 4:
Pφ(q) = Nφ2qn−4 (2.6.22) where N2
φ is a positive constant. Then we can use a standard formula:
∞ and find that for < 100, Eq. (2.6.21) gives
C SW→
In particular, even before the discovery of primary fluctuations in the cos-mic cos-microwave background there was a general expectation about the values of n and N , based not on the microwave background, but on the large scale structure of matter observed relatively close to the present. The perturba-tion δρ in the total mass density is related to the Sachs–Wolfe effect through the Poisson equation, which gives
a−2∇2δφ = 4π Gδρ , (2.6.25) with the factor a−2(t) inserted because it is X = a(t)x that measures proper distances. (See Eq. (F.12).) Expressing the Fourier transform of δρ in terms of the Fourier transform of δφ, we find the correlation function of the density fluctuations to be
δρ(x, t)δρ(x, t) = (4π Ga(t)a(t))−2
d3q q4 Pφ(q) eiq·(x−x). (2.6.26) The use of this formula to measure Pφ is discussed in Chapter 8. For the present, it is enough to note that observations of the density correla-tion funccorrela-tion long ago led to the expectacorrela-tion that Pφ takes the so-called Harrison–Zel’dovich form6with n = 1, and that Nφ ≈ 10−5. As we will see in Chapter 10, inflationary theories generally predict that n is close but not
6E. R. Harrison, Phys. Rev. D1, 2726 (1970); Ya. B. Zel’dovich, Mon. Not. Roy. Astron. Soc. 160, 1P (1972).
2.6 Primary fluctuations in the microwave background: A first look
precisely equal to unity. For n = 1, we obtain a result that is scale-invariant, in the sense of being independent of rL:
C, SW→ 8π2N2
φT02
9( + 1) . (2.6.27)
This is why experimental data on the cosmic microwave background anisotropies is usually presented as a plot of ( + 1)Cversus .
What about the other contributions to C? Pressure gradients are important in the dynamics of the photon–nucleon–electron plasma, so in estimating the contributions of the Doppler effect and intrinsic temperature fluctuations we must deal with differential equations in which the wave num-ber q enters in an important way. Whatever sort of perturbation we are considering, we can always write it as a Fourier integral like Eq. (2.6.15) and use Eq. (2.6.16) to express eiq·ˆnrL as a series of Legendre polynomials P( ˆq · ˆn) with coefficients proportional to j(qrL). The integral over q is then dominated by values of q of order /rL in the case 1. (This is the most interesting case because Eq. (2.6.9) shows that it is only for 1 that cosmic variance can be neglected in measurements of C.) This is because for 1, the spherical Bessel function j(z) is peaked at z . Specifically, for ν ≡ + 1/2 → ∞ and z → ∞ with ν/z fixed at a value other than unity, we have
j(z) →
0 z < ν
z−1/2(z2− ν2)−1/4cos√
z2− ν2− ν arccos(ν/z) −π4
z > ν.
(2.6.28) Hence Cfor large chiefly reflects the behavior of the Fourier components of perturbations for q ≈ /rL. To put this another way, the physical wave number at time tLis kL ≡ q/a(tL) (because it is a(tL)x that measures proper distances at this time) so Cfor large reflects the behavior of the perturba-tions for kL ≈ /dA, where dAis the angular diameter distance of the surface of last scattering
dA ≡ rLa(tL) = 1
1/2K H0(1 + zL)
× sinh
1/2K 1
1 1+zL
dx
x4+ Kx2+ Mx + R
, (2.6.29) with 1 + zL ≡ a(t0)/a(tL).
For physical wave numbers q/a that are much less than the expansion rate H the differential equation governing any one perturbation is essentially independent of the wave number q, so that the whole dependence of the perturbation on q comes from the initial conditions. (Ratios of different perturbations, such as δφq and δρq, may of course depend on q.) Such perturbations are said to be “outside the horizon” because the wavelength 2π a/q is much larger than the horizon distance (strictly speaking, the “par-ticle horizon” distance), which we saw in Section 1.13 is roughly of order 1/H . During the radiation- or matter-dominated eras q/a decreased like t−1/2or t−2/3, while H decreased faster, like 1/t, so perturbations that were outside the horizon at early times subsequently came within the horizon, those with high wave number entering the horizon earlier than those with lower wave numbers.
We need to be a little more precise about the horizon distance. At the time of last scattering the universe was largely matter dominated, so as shown in Section 1.13 the horizon distance at that time was approximately 2/H (tL).
But this is the maximum proper distance that light could have traveled since the beginning of the present phase of the expansion of the universe. As we will see in Chapters 5 and 6, the dominant perturbations to the plasma of nucleons, electrons, and photons that are relevant to the anisotropies in the cosmic microwave background are sound waves, so we need to take into account the smaller speed of sound. During the era before recombination, when radiation and matter were in thermal equilibrium, the speed of sound was vs = (δp/δρ)1/2, where δp and δρ are infinitesimal variations in the pressure and density in an adiabatic fluctuation. In such a perturbation, the entropy per baryon remains unperturbed:
0 = δσ ∝ δ
where is the thermal energy density, nBis the baryon number density, and p is the pressure. As we saw in Section 2.2, there are so many more photons than baryons that both and p are dominated by radiation:
= aBT4 , p = 1 3aBT4 , and therefore for adiabatic perturbations
3δT
T = δnB
nB = δρB
ρB
, (2.6.30)
where ρB is the baryonic mass density. This gives a sound speed
vs=
2.6 Primary fluctuations in the microwave background: A first look
where R ≡ 3ρB/4aBT4. Since ρB ∝ a−3and T ∝ a−1, we have R ∝ a, and hence dt = dR/HR, or in more detail,
dt = dR
radiation equality. The acoustic horizon distance is then dH ≡ aL become important when kL ≈ 1/dH, and since in Cthe integral over wave number is dominated by kL ≈ /dA, gradients become important when reaches the value H, where H ≡ dA/dH. Both dAand dH are proportional to 1/H0, so H0cancels in the ratio.
For a crude estimate of H, we note that dAis proportional to (1 + zL)−1, while dHis proportional to (1+zL)−3/2, so His of the order of (1+zL)1/2 = 33. To get a closer estimate, we will take cosmological parameters to have sample values suggested by supernova observations and cosmologi-cal nucleosynthesis (discussed in Section 3.2): M = 0.26, = 0.74,
B = 0.043. This gives RL = 0.62, REQ= 0.21, dA= 3.38 H0−1(1 + zL)−1 and dH = 1.16 H0−1(1 + zL)−3/2, and hence H = 2.9√
1 + zL = 96.
We can now estimate the relative magnitude of the contributions to C other than the Sachs–Wolfe effect:
• Doppler effect: Like any vector field, the plasma velocity can be decomposed into a term given by the gradient of a scalar, plus a
“vector” term whose divergence vanishes. Appendix F shows that the vector term decays as 1/a, so the dominant perturbations are compressional modes, for which the velocity is the gradient of a scalar.
We can therefore expect that in the integral over wave numbers q for
T /T0, the contribution of the Doppler effect will be suppressed for small wave numbers by a factor of order kLdH. We will see in Chapter 7 that, because it is proportional to the vector kL, the Doppler effect contribution does not interfere with the contribution of the Sachs–
Wolfe effect, so for a multipole order H, the contribution of the Doppler effect will be less than that of the Sachs–Wolfe effect by a factor of order [(/dA)dH]2 = 2/2H.
• Intrinsic temperature fluctuations: As we have seen in Eq. (2.6.30) the intrinsic fractional temperature fluctuation at the time of last scattering will be just one-third the intrinsic fractional perturbation in the plasma density. As discussed in Chapters 5 and 6, the particular perturbations that are believed to dominate outside the horizon are adiabatic in the further sense that the fractional perturbation in the plasma density is equal to the fractional perturbation δρ/ ¯ρ in the total matter density.
But the perturbation to the total matter density is related to the per-turbation to the gravitational potential by Poisson’s equation (2.6.25), which if evaluated at the time of last scattering gives for the Fourier transform:
δρq(tL) = − q2
4π Ga2(tL)δφq= − k2
L
4π Gδφq ,
where, as before, k = q/a(tL). Also, the mean total mass density ¯ρ(tL) at last scattering is related to the horizon size dH by
¯ ρ(tL)
3H2(tL) 8π G ≈
1 2π GdH2
,
so the order of magnitude of the intrinsic fractional temperature pertu-rbation is related to the pertupertu-rbation to the gravitational potential by
δT (tL)
T (t¯ L) = δρ(tL)
3 ¯ρ(tL) ≈ kL2dH2δφq . (2.6.33) Thus we expect that in the integral over wave numbers q for T /T0, the contribution of intrinsic temperature fluctuations will be suppressed for small wave numbers by a factor k2
Ld2
H. The interference of this contribution with the Sachs–Wolfe term then makes a contribution to C for horizon that, like the contribution of the Doppler effect, is smaller than the Sachs–Wolfe contribution by a factor of order
H. The interference of this contribution with the Sachs–Wolfe term then makes a contribution to C for horizon that, like the contribution of the Doppler effect, is smaller than the Sachs–Wolfe contribution by a factor of order