Capítulo 3. Validación y conclusiones sobre la aplicación del método de evaluación del impacto local de tecnologías de construcción y rehabilitación de viviendas en
1. Análisis de los resultados de la evaluación Análisis económico.
3.2.3 Validación de los resultados de la aplicación del método.
The impact of the environment on organisations is well documented. In the context of
institutional theory and social construction, the firm is viewed as operating within the
fabric of an economic context. A fundamental issue in economic theory is the extent to
which organisational development is the product of external forces rooted in their
social and economic systems, or whether it results from the structural or behavioural
characteristics of the firm.
This chapter firstly examines the origins of, and developments in SI as a theoretical
framework and its utility as a tool for understanding and analysing environmental fit
over time. As industries differ in their needs, SSI are afforded particular consideration
given that firms-in-sector are regarded as homogenous. Thereafter, the literature on
firm age is introduced with respect to implications for system fit and innovative
capacity. The literature on strategic aspiration in small firms is then discussed. While
there is a substantial and growing body of literature in relation to the systems, firm age
and strategy domains, extant research is scant on the interrelationships between
them. The conclusion draws each of the elements together, underlining the gaps in the
literature and prompting the research question as to how micro processes may enable
or constrain system fit, and in turn, innovative potential.
The 1980s witnessed the emergence of a body of literature aimed at the study of
national policy and development issues. Since the inception of National Systems of
Innovation (NSI) (Freeman, 1987, 1992, Lundvall, 1992, Nelson, 1993; Nelson and
Rosenberg, 1993), the concept has been adopted by policy makers and academics in
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competitiveness. At its broadest, the systems of innovation (SI) concept presents ‘a
way of describing and analysing the set of institutions that generate and mould
economic growth, to the extent that there is a theory of growth in which technological
innovation is the key driving force’ (Nelson, 2000, p.11).
While a common infrastructure sets the context for innovation in an economy, it is
ultimately firms, influenced by their microeconomic environments, which develop and
commercialise innovations (Furman et al., 2002). Lundvall (2010) describes the firm as
the ‘central motor’ (p.340) in the SI. In recognition of this, the original NSI concept has
been adapted to reflect regional, technological and sectoral specificities however, little
is known about how the framework adapts to support individual firms as they mature
and adjust their strategies.
SI have emerged as an important academic and policymaking tool designed to help
understand the structure and performance of systems and processes supporting macro
innovation (Soete, Verspagen and ter Weel, 2010) and ultimately enabling firm-level
innovation. As a collective construct, they present a multidimensional, integrated view
of innovation by comparison with the traditional market failure based perspective.
In the context that technology represents the theoretical and practical knowledge,
skills and artefacts used to develop products and services as well as playing a role in
their production and delivery (Burgelman, Christensen and Wheelright, 2008), the
integrative capacity of the SI concept, encompassing the fundamental shift from
natural to human resource endowment (Wicken, 2009) and the inclusion of market
and non-market institutions, highlights the concept’s analytical potential compared to
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Framework and the Triple-Helix model (Etzkowitz and Leydesdorff, 2000). Porter
presents national systems as host environments to single industries competing in an
international context rather than a system in its own right (Lundvall, 2010) whereas
Etzkowitz and Leydesdorff (2000), consistent with the knowledge-based society – the
basic premise of the triple helix model, give primacy to university-industry-government
relations in keeping with the science-driven innovation paradigm.
Drawing on the SI, firm age and strategy literature this research proposes a distinctive
analytical approach to assessing system-fit. Analysing the effect that the environment
has on organisations, and the counter effect that organisations have on their social
environments, Stinchcombe (1965) interprets ‘social structure’ as any variables that
are stable characteristics of the society outside the organisation (p.142).
Companies give simultaneous consideration to strategy, markets, products and
technologies and how these interact over the firm lifecycle, yet despite the thorough
exploration of SI over the last quarter century, the concept has proved difficult to
operationalise at the micro level owing to the resources required (Robertson & Smith,
2008). While numerous studies have addressed system-level support, none has
adopted a micro perspective with a view to testing whether firm-specific contingencies
are more or less conducive to performance through a more differentiated perspective
on system-fit (Carlsson and Jacobsson , 1997; Donaldson, 1996).
Emphasising the systemic, embedded character of the process, Van de Ven (1986)
defines innovation as ‘the development and implementation of new ideas by people
who over time engage in transactions with others within an institutional order’ (p.590).
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whereby structure is embedded in practice and both are recursively connected with
actors exercising agency by making a difference to the systems in which they are
embedded (Giddens, 1984). Structuration is an appropriate lens as it embraces the
connection between structure and the practice of constituent firms characterised by
reciprocity and feedback mechanisms. While the SI literature is not formally situated in
the context of structure and agency, Giddens’ views on the reflexive role of individuals
and social structures suggests parallels with the SI framework which recognises
processes of change through the co-evolution of dimensions such as skills, funding,
innovation types, co-operation and intellectual property protection.Critical to that is
the recursive process of organisations building or acquiring the resources and
competencies needed to deliver innovation in conjunction with supporting institutions.
With respect to the effect of contingency on system fit, Lundvall (2007) suggests ‘an
inherent risk that the system embeds a structuralist mode of explanation that neglects
the critical role of agency’ (p.110) - a core aspect of this research.
Firm contingencies
Taking the view that organisations and institutions are distinct, there is a need to look
at organisation-specific factors. The proposition that organisational structure and
process must fit its context to survive and prosper (Drazin and Van de Ven, 1985) is
apposite. In the management literature, contingency theory suggests that appropriate
organisational structures and styles are dependent on a set of ‘contingency factors’,
usually related to the environment (Tosi & Slocum, 1984, p.9) and further, no single
organisational configuration is effective in all circumstances (Tidd & Hull, 2006). Indeed
organisations are not best fitted to their environments in any absolute sense, but
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combination of accumulated and selectively retained variations (Aldrich & Ruef, 2006;
Donaldson, 1996). Donaldson (1996) argues in favour of organisational optimality vis-a-
vis contingencies such as size, age, strategy and technology. This recognises the
importance of micro-level factors and their potential implications but despite its
relevance for managers and policy-makers, this area remains relatively unexplored by
management researchers. This study addresses the gap by exploring how firm specific
factors influence system-fit in the software and manufacturing engineering sectors,
employing SSI as a lens. Three key factors are explored:
Firm-system fit based on associations with organisational age
Firm-system fit based on associations with strategic aspiration
Firm-system fit based on associations with sectoral classification
Similar to the bivariate interaction construct put forward by Drazin and Van de Ven
(1985, p.515), this study measures fit as ‘the interaction of pairs of organisational
context-structure (system) factors which affect performance’, otherwise viewed as
system enablement.
Structural and Behavioural Contingency
Organisation-environment models and strategy-policy frameworks differ markedly in
how contingencies are modelled, and in the role that organisations play in the process
(Rumelt , 1979). Carroll and Hannan (2000) posit two classes of environmental change:
‘Exogenous processes (environmental conditions) which shape and change
organisations, but are not directly systematically affected by firms; and
endogenous processes (population dynamics), in which the environment
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The former is consistent with the SI literature as currently constituted whereas the
latter is in keeping with the thrust of the current research.
Effect of firm maturity
The SI framework has evolved to meet the needs of distinct countries, regions, sectors
and technologies through sub and supranational systems. With specific regard to
technological systems, these are often matched by policies that support ‘embryo,
infant and adolescent technologies’ (Carlsson and Jacobsson, 1997, p.285) however
this diversity is not reflected at the firm level. Firms transition from novice to expert
decisions through time and experience (Bingham and Eisenhardt, 2011) learning
through failure and success. Just as the methods and assets required to manage
engineering enterprises are distinct from those for software companies, the resources
needed to create a founding team, develop a first product or cultivate a business
model are different from those required to servitise an existing product, license
technology or diversify a portfolio. The literature to date, while recognising the need
for differentiated systems, has failed to capture the relationship between SSI
dimensions, life-course (Aldrich, 1999; Boswell, 1973) and strategic aspiration (Roper,
1998; Storey, 2004). This study addresses this gap by testing bivariate interactions
between firm age, strategy and SSI components.