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ScienceDirect

www.sciencedirect.com

www.e-ache.com HormigónyAcero2018;69(285):147–161 www.elsevierciencia.com/hya

Original

Seismic

isolation

of

structures.

Part

I:

Concept,

review

and

a

recent

development

Aislamiento

sísmico

de

estructuras.

Parte

I:

concepto,

revisión

y

evolución

reciente

Mohammed

Ismail

a,b,c

aSENERIngenieríaySistemas,08290,Barcelona,Spain

bStructuralEngineeringDepartment,ZagazigUniversity,44519Zagazig,Egypt cUniversitatPolitécnicadeCatalunyaBarcelonaTECH(UPC),08034Barcelona,Spain

Received26March2017;accepted22October2017 Availableonline13February2018

Abstract

Thispaperisthefirstoftwocompanionpapersonseismicisolationofstructures.Thosetwopaperspresentthetopicsinceitsfundamentalconcepts;

passingthroughitsdevelopmenthistoryandcomparisonsofdevelopedisolationsystemsovertime;uptoaddressingoneofthemostrecentisolation

devices,besidesadetailedcasestudyofitsimplementationunderseverenear-faultearthquakesconsideringclosely-spacedasymmetricmultistory

structures.Thepresentpaper,PartI,introducesbrieflytheconceptofseismicisolationanditsdevelopmenthistory.Thenpresentsforanapplication

usingarecentlyproposedseismicisolationsystemsnamedRoll-in-Cage(RNC)isolator.Theobjectiveofthesecondcompanionpaper,PartII,isto

minimizetwistofisolatedasymmetricstructures,togetherwiththeirtorsionalpoundingwithadjacentstructures,consideringinsufficientseismic

gapsandstrongnear-faultgroundmotions,bymeansoftheRNCisolator.

©2017Asociaci´onCient´ıfico-T´ecnicadelHormig´onEstructural(ACHE).PublishedbyElsevierEspa˜na,S.L.U.Allrightsreserved.

Keywords:Seismicisolation;Concept;History;Asymmetricstructures;Pounding;Roll-in-Cageisolator

Resumen

Esteartículoeselprimerodedosartículoscomplementariossobreaislamientosísmicodeestructuras,quepresentaneltemadesdesusconceptos

básicos,pasandoporlahistoriadesudesarrolloylascomparacionesdesistemasdeaislamientodesarrolladosalolargodeltiempo,hastaabordar

unodelosdispositivosdeaislamientomásrecientes,ademásdeuncasoprácticodetalladodesuimplementaciónencondicionesdeterremotos

intensoscercadelafallaconlavaloracióndeestructurasasimétricasdevariospisosconpocoespacioentresí.Elpresenteartículo,laparteI,

presentabrevementeelconceptodeaislamientosísmicoylahistoriadesudesarrollo.Luegosepresentaunaaplicaciónqueutilizaunsistemade

aislamientosísmicopropuestorecientemente,denominadoaisladorroll-in-cage(RNC).Elobjetivodelsegundoartículocomplementario,laparte

II,esreducirlatorsióndeestructurasasimétricasaisladas,asícomoelgolpeteotorsionalconestructurasadyacentes,considerandoloscasosde

espacioinsuficienteentrelasestructurasydefuertesmovimiemtossísmicosporproximidadaunafalla,pormediodelaisladorRNC.

©2017Asociaci´onCient´ıfico-T´ecnicadelHormig´onEstructural(ACHE).PublicadoporElsevierEspa˜na,S.L.U.Todoslosderechosreservados.

Palabrasclave: Aislamientosísmico;Concepto;Historia;Estructurasasimétricas;Golpeteo;Aisladorroll-in-cage

E-mailaddresses:[email protected],[email protected],[email protected]

https://doi.org/10.1016/j.hya.2017.10.002

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1. Introduction

Seismicbaseisolationhasbeenusedwithincreasing popular-itytoprotectstructures,togetherwiththeiroccupants,secondary systemsandinternalequipment,fromthedamagingeffectsof earthquakes.Thispaperaddressessuchpopularprotection strat-egy, against devastating seismic events, through three steps: highlighting its fundamental concepts; reviewing briefly its developmenthistory;andgivingachallengingapplication exam-pleofseismicisolationintocloselyspacedasymmetricbuildings usingtherecentRNCisolator.

2. Philosophybehindseismicisolation

Seismicisolationisadesignstrategybasedonthepremise thatitisbothpossibleandfeasibletouncoupleastructurefrom the ground andthereby protect it from the damaging effects oftheearthquakemotions.Toachievethisresult,whileatthe same timesatisfying all of the in-service functional require-ments,additionalflexibilityisintroducedusuallyatthebaseof thestructure.Additionaldampingisalsoprovidedtocontrolthe deflections,whichoccuracrosstheisolationinterface.

Decouplingastructure fromthe horizontalcomponentsof aground motiongives thestructure afundamentalfrequency that ismuchlowerthanits fixed-basefrequencyandthe pre-dominantfrequenciesofthegroundmotion.Thefirstdynamic modeoftheisolatedstructureinvolvesdeformationonlyinthe isolationsystem;thestructureaboveisbeingtoallintentsand purposesrigid.Thehighermodesthatproducedeformationin thestructureareorthogonaltothefirstmode,andconsequently, tothe groundmotion. Thesehighermodes donotparticipate in motion, so that the high energy in the ground motion at thesehigherfrequenciescannotbetransmittedtothestructure. The isolation system does not absorb the earthquake energy, butratherdeflectsitthrough thedynamicsofthesystem;this effectdoesnotdependondamping,butacertainlevelof damp-ingisbeneficialtosuppresspossibleresonanceattheisolation frequency.

Based on fundamental vibration period perspective, an insightintothebenefitsofusingbaseisolatorsinstructurescan begainedbyconsideringthespecialcaseofasingle-storylinear undampedstructure,whichisseparatedfromthegroundby flex-iblebearingsoflaterallinearstiffnesskbasshowninFig.1(a). Thebearingsareconnectedtogetherthroughabasemass,which

(a) m

mb

xg xg

y2 m y2

y1 mb y1

k

kb/2 kb/2 kb/2 kb/2

2

k k

Isolation system 2

(b)

Figure1.Singlestorybase-isolatedstructure.

isarigidhorizontaldiaphragmofmassmbjustabovethe bear-ings.The wholesystemisidealizedas a2DOFs spring-mass systemasshowninFig.1(b).Thegoverningequationsofmotion are

mby¨+k(y1−y2)+kb(y1−x2)=0 (1a)

my¨2+k(y2−y1)=0 (1b) wheremisthemainmass,kisthestiffnessofthestructureabove theisolatorandy1andy2arethetotaldisplacementsofthebase andthemainmasses,respectively.Iftherelativedisplacements betweenthemassesandthesupportsaredefinedtobe

x1=y1−xg (2a)

x2=y2−xg (2b)

ItthenfollowsfromsubstitutingEq.(2)intoEq.(1)that

mbx¨1−kx2+(k+kb)x1=−mbx¨g (3a)

mx¨2+kx2+kx1=−mx¨g (3b)

Considerthespecialcasewherembisverysmallandsois assumedzero.Therefore,Eq.(3a)becomes

−kx2+(k+kb)x1=0 (4) Solvingforx1intermsofx2inEq.(4)gives

x1=

k

k+kb

x2=

1 1+(kb/ k)

x2 (5)

The displacement x1 is the displacement of the base iso-lator relative to the ground. Eq. (5) gives the value of x1 in terms of x2 and the ratio of the isolator stiffness to that of the structure. Note that if kb goes toward infinity (i.e. very stiff bearing), thenx1 goes toward zero. In addition, if kb is equal to k, then x1 is equal to one-half of x2. The ideal, or perfect, isolation case is attained if kb goes toward zero. In thiscase,x1=x2whichtranslatesintozerostorydrift, perfect rigid-body vibrationof thestructureandfullstructure-ground separationinthehorizontaldirection.SubstitutingEq.(5)into Eq. (3b) gives the equation of motion for this spring-mass systemas

mx¨2+

1

1 1+(kb/ k)

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Oneimportanteffectofthepresenceofbaseisolators,seenin Eq.(6),isthemodificationofthenaturalfrequencyofvibration ofthesystem.Inthisspring-masssystem,thenaturalfrequency ofvibrationis

ωnb=

k m

1−

1 1+(kb/ k)

=C1ωn (7)

whereωn=√k/m,andC1isthebaseisolatednaturalfrequency ofvibrationcoefficient,definedas

C1=

1−

1 1+(kb/ k)

(8)

Thenaturalperiodofvibrationis

Tnb=

2π ωnb =

k m

1− 1+(kb/ k1 )

=

C2Tn (9)

whereTn=2π/ωn,and

C2=

1

1− 1+(kb1/ k)

=

1

C1

(10)

Insightintothemeaningof arigid,orfixed, basestructure canbegainedfromEq.(7).Ifkbismuchgreaterthank1,thenthe terminthedenominator,thatis,1+(kb/k),ofEq.(7)becomes large,andthereforeωnbapproachesthenaturalfrequencyofa

rigidbasesystem√k/mandTnbapproachesthenaturalperiod

ofvibrationofarigidbasesystem2π/√k/m.

Thesituationofinterestforabaseisolatedstructureisthecase wherekbislessthank.Inthelimitifkbisverysmall,thenωnb

goestozero,seeEq.(7),andthenaturalperiodofvibrationof thestructureTnbgoestoinfinity,seeEq.(9)whichcorresponds

tothefullyisolatedcondition.Eq.(5)canberewrittentoexpress theratiox1/x2asafunctionoftheratiokb/k.Inthiscase,ifkb/k becomeslarge,thenx1/x2tendstozero. Thisisthefixedbase condition.

3. Historicaldevelopmentofisolationsystems

Seismicisolationisnotaverynewidea.Morethana cen-tury ago, in1885,John Milne, a professorof engineering in Japan,builtasmallwoodenhouseonballsincast-ironplates withsaucer-likeedgesontheheadsofpiles,todemonstratethat astructurecouldbeisolatedfromearthquakeshaking[1]. How-ever,thebuildingbehaviorunderwindloadswasnotsatisfactory. Therefore,hereducedtheballsdiameterfrom10inchto1/4inch. By thismean,the buildingbecamestable againstwind loads andwasevidentlysuccessfulunderactualearthquakeaction.In 1891,afterNarobiearthquake,aJapaneseperson,Kawai, pro-posedabaseisolatedstructurewithtimberlogsplacedinseveral layersinthelongitudinalandtransversedirection[2].

In1906,JacobBechtoldofGermanyappliedforaU.S.patent inwhichaseismic-resistantbuildingistobeplacedonrigidplate supportedonsphericalbodiesofhardmaterial[3].In1909,a medical doctorfrom England,Calentarients,hadsubmitted a

patentapplicationtothe Britishpatentofficefor amethodof buildingconstruction.Inhismethod,abuildingisconstructed onalayeroffinesand,mica,ortalcthatwouldallowthebuilding toslideinanearthquake,therebyreducingtheforcetransmitted tothebuildingitself[4].In 1929,RobertdeMontalkofNew Zealandfiledapatentapplicationforaninventioncomprisinga meanswherebyabedisplacedandretainedbetweenthebaseof abuildinganditssolidfoundation.Thebedwasbeingcomposed ofmaterialwhichwillabsorborminimizeseismicshocks[5].

Therearealmostahundredknownproposalsforaseismic isolationsystemsmadepriorto1960,butasfarascanbe deter-mined,nonewereeverbuilt.Themostprobablereasonisalack ofpracticalityandthefactthattheengineeringprofessionofthe dayhadlittleornoconfidenceintheirsuccess[3].Onenotable historic structure,however,is FrankLloydWright’s Imperial HotelinTokyo,completedin1921.Thisbuildingwasfounded onashallowlayeroffirmsoil,whichinturnwassupported,by anunderlyinglayerofmud.Cushionedfromdevastatingground motion,thehotelsurvivedthe1923Tokyoearthquakeandlater Wrightwroteinhisautography[6]ofthe“mercifulprovision” of60–70feetofsoftmudbelowtheupper8footthicksurface soillayerwhichsupportedthebuilding.TheimperialHotelwas anevidencethatbaseisolationworksandseismicprotectioncan beachievedbyrelativelysimplemeans.

Sincethe1920stherehavebeenother“accidents”inwhich some structures have survived earthquakes while neighbor-ing buildings have collapsed. Several unreinforced masonry buildingswereonlylightlydamagedinthe1933LongBeach earthquake because they were able to slide on their grade beams.Atleastonemasonryhousesurvivedthe1976Tangshan earthquakebecauseitalsoslidonitsfoundationinadvertently. Reconnaissancereportsalsodescribeinstancesofslender struc-turessurvivingearthquakesbecause oftheirabilitytorockor sidesway.Watertanksandstatues,chandeliersandsuspension bridgesaresomeexamples.

Attemptsweremadeinthe1930stoprotecttheupperfloors of multistory buildings by designing very flexible first-story columns.Itwasproposedthatthefirst-storycolumnsshouldbe designedtoyieldduringanearthquaketoproduceisolationand energy-absorbingactions.However,toproduceenough damp-ing,severalinchesofdisplacementsisrequired,andayielded columnhasgreatlybucklingloads,provingtheconcept impracti-cal.Topreventthestructurefrommovingtoofar,thefirststoryis constructedundergroundandenergydissipatorsareinstalledat thetopofthisstory[7].Toovercometheinherentdangersofsoft supportsatthebase,manytypesofrollerbearingsystemshave beenproposed.Therollersandsphericalbearingsareverylow indampingandhavenoinherentresistancetolateralloads,and thereforesomeothermechanismsthatprovidewindrestraintand energyabsorbingcapacityareneeded.Alongdurationbetween two successiveearthquakesmayresultinthecoldweldingof bearingsandplates,thus causingthe systemtobecome rigid afteratime.Therefore,theapplicationoftherollingsupports wasrestrictedtotheisolationofspecialcomponentsoflowor moderateweight[8].

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solution for increasing the flexibilityof the system.The first use of a rubber isolation system to protect a structure from earthquakeswasin1969forathree-storyelementaryschoolin Skopje,RepublicofMacedonia.Thebuildingwasconstructed of reinforced concreteshearwalls andsupportedby 54large blocks of hard rubber. Theserubber blocks were completely unreinforced,sotheweightofthebuildingcausesthemtobulge sideways.Toimprovethebuildingstabilityunderminor vibra-tions,glassblocksactingasseismicfuzesareintendedtobreak when theseismicloadingexceeds acertainthreshold. Owing tohavingthesamestiffnessoftheisolationsysteminall direc-tions,thebuildingbouncesandrocksbackwardsandforwards

[9].Thesetypesof bearingsareunsuitable fortheearthquake protectionofstructures.

Thesubsequent developmentof laminatedrubberbearings in1970shasmadeseismicisolationapracticalreality[10–12]. Thesebearingsareverystiffintheverticaldirectiontocarrythe structuralweightbutareveryflexiblehorizontallytoenablethe isolatedstructuretomovelaterallyunderstronggroundmotion. In theearly1980s, developments inrubbertechnologyled to newrubbercompounds,whichweretermedhighdamping rub-ber(HDR)[13].Later,alargenumberofisolationdeviceswere developedincludingrollers,springs,frictionslipplates,capable suspension,sleevedpiles,androckingfoundations.Now seis-micisolationhasreachedthestageofgainingacceptanceand replacingtheconventionalconstruction,atleastforimportant structures.

Itisnotjusttheinventionoftheelastomericbearing,which hasmadeseismicisolationapracticalreality.Threeother par-allel, butindependent,developments havealso contributedto its success. The first of these was the development of reli-ablesoftwareforthecomputeranalysisofstructurestopredict theirperformanceanddeterminedesignparameters.Thesecond developmentwastheuseofshakingtables,whichareableto sim-ulatetheeffectsofrealrecordedearthquakegroundmotionson differenttypesofstructures.Athirdimportantdevelopmentis intheskilloftheengineeringseismologistinestimatingground motionsataparticularsite.

Table 1 summarizes the advantages and disadvantages of themostcommonlyused devicesfor seismicisolation.These advantagesanddisadvantagesarebrief,generalandmaynotbe comprehensive.Further,thelisteddisadvantagesmayapplytoa generictype;somemanufacturesmayhavespecificprocedures toalleviateoneormoreofthedisadvantages.

RoughinspectionofTable1confirmsthefactthateachofthe seismicisolationsystemsmentionedabovehasspecificdynamic propertiesandfunctionsbutnodeviceisperfect.Thismotivates the efforts either toenhance the existing devices or to inno-vateotherswiththeaim ofattainingthemaximumprotection levelofstructuresthroughseismicisolation.Unfortunately,most ofthe isolationsystemsreportedintheliteraturearepatented products(thesameisalsotruewithmostnewlyinvented prod-ucts),notallofthemarereadilyavailableforprocurementand directenhancement.Therefore,the intention maybedirected towardcreatingmoreefficientisolationdevices.Thenext sec-tion presentsfor acasestudy using anovelseismicisolation systemnamedRoll-in-Cage(RNC)isolator,whichisanattempt

Table1

Advantagesanddisadvantagesofcommonlyusedisolationsystems.

Device Advantages Disadvantages

Elastomeric Lowstructuralaccelerations Largedisplacements

Relativelylowcost Lowdamping

Limitedrecenteringcapacity Shearstrainreducescapacity Minimumflexibilitylimit Noresistancetoserviceloads Nobuffer

P-influence

HDR Moderatestructural

acceleration

Straindependentstiffness

Resistancetoserviceloads Straindependentdamping Moderatetohighdamping Complicatedanalysis

Scragging-changeproperties Narrowrangeofstiffness Narrowrangeofdamping Nobuffer

P-influence

Limitedrecenteringcapacity

LRB Moderatestructural

acceleration

Cyclicchangeinproperties

Resistancetoserviceloads Bearingareareduction Widerangeofstiffness P-influence

Widerangeofdamping Notforlow-massstructures

Highdampinglevels Nobuffer

Limitedrecenteringcapacity

Flatsliders Simpleinconcept Highstructuralacceleration Resistancetoserviceloads Changingfrictioncoefficient Nostrainhardening Highinitialstiffness

Lowprofile Norecenteringmechanism

Highdampinglevels Nobuffer

Earthquakeindependent Structureindependent

Curved sliders

Lowprofile Highstructuralacceleration

Resistancetoserviceloads Changingfrictioncoefficient Relativelywidedamping

range

Highinitialstiffness

Reducedstructuraltorsion Highcost

Highdampinglevels Curvature-dependent

vibrationperiod Upliftedstructurewith motion

Likelypermanenteccentricity

Rollers Verylowstructural acceleration

Nodamping

Simplemeansandconcept Nobuffer

Greathorizontalflexibility Norecenteringmechanism Notforheavymasses Flatteningofcontactsurfaces

Springs Provide3Disolation Nodamping

Commonlyusedfor machinery

Producesvertical accelerations Nobuffer

Norecenteringmechanism Notforheavymasses

Hysteretic dampers

Controldisplacements Addforcetosystem Lowcost

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Upper bearing plate

Anchors Anchors

Dampers Dampers

Dampers

Dampers Dampers

Elastomeric cylinder

Elastomeric cylinder

Lower bearing plate Lower bearing plate

Elastomeric cylinder Elastomeric cylinder

Upper rubber plate

Upper rubber plate

Upper bearing plate

Lower rubber plate

Rolling core

Rolling core

Upper bearing plate

Elastomeric cylinder

Elastomeric cylinder

Lower rubber plate

Lower rubber plate

Lower bearing plate

Lower bearing plate

Upper rubber plate Upper rubber plate

Upper bearing plate

Figure2.TheRNCisolator:(a)fullisometricview;(b)verticalhalf-sectionalviews;(c)three-dimensionalpartialsectionalview.

thataimstocombinethebestfeaturesofthepresentday isola-tionsystems,whileavoidingtheirmaindrawbacks,inasingle unit.Detailednumericalresultsarepresentedanddiscussedinto thecompanionpaper,PartII.

The Roll-in-Cage (RNC) isolator has been recently pro-posed,[14,15], as an attempt of enhancement, see Fig. 2. It is a rolling-based isolation system to achieve the maximum possiblestructure-ground decoupling, andtherefore, to mini-mizethe seismic forcetransferto the isolated structure. Itis

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features: (1) a self-stopping (buffer) mechanism to limit the isolator displacement under severe seismic excitations, such as near-faultearthquakes, to apreset value by the structural designer; (2) a linear gravity-based self-recentering mecha-nismthatpreventsresidualdisplacementafterearthquakes(such recenteringmechanismisaresultofadoptingaquasi-ellipsoidal shapeoftherollingcore);and(3)significantresistanceto ver-ticalaxialtensionprovidedbymetallicyielddampersalongits perimeter.

Besidestherolling-basedmotionmechanism,whichrequires less lateral forces to initiate and maintain high degree of structure-grounddecouplingcomparedtoothermotion mech-anisms of the elastomeric-based and friction-based isolation systems,theRNCisolatorisprovidedwithaconsistentdesign ofthelateralstiffnessmechanismtogetthemostbenefitofthat rolling-basedmotionmechanism.Suchdesignadvantageliesin theindependencyofbothverticalbearingmechanismandthe mechanismthatprovideslateralpre-yieldstiffnessagainstminor vibrationloads.Thisindependencyallowsfor accuratetuning of the initialpre-yield stiffness topermitthe commencement of the seismic isolation process, or structure-ground decou-pling,justafterthe seismicforcesexceedthe maximumlimit ofminorvibrationloads,contrarytotheavailableisolation sys-tems. To supportheavy and extraheavy structures, the RNC isolatorisprovidedwithalinearhollowelastomericcylinder, withadesignedthickness,aroundtherollingcoretorepresent themainverticalloadcarryingcapacity,whiletherollingcore itselfworksasasecondarysupportinthiscase.TheRNCisolator canbeavailableindifferentotherformstosuitthestructureor objecttobeprotected.Moredetaileddescriptionandthorough treatmentoftheRNCisolatorisfoundinreference[14].

4. Seismicisolationofadjacentasymmetricbuildings usingtheRNCisolator

4.1. Introduction

Torsionadverselyaffectstheresponseofconventional struc-tures,aswellas seismicisolated structures.Itwasfoundthat 42%of thecollapsesthat occurredinMexico Cityduringthe 1985earthquakewererelatedtothetorsionalresponseof asym-metricbuildings[16].Manyofthebuildingsbeingconstructed todaydisplaytorsioneffectswhendynamicallyexcited.These effectsareclearlytobeexpectedifthecenterofmass(CM)ofthe buildingissignificantlyoffsetfromitscenterofrigidity(CR).In suchacasethebuilding’scolumnsaresubjectedtoloadsarising frombothtranslationandrotationoftheoverallbuilding.The magnitudeofthetorsionalresponseswithrespecttothe transla-tionalonesisgovernedbytheparticipationfactorsoftherelevant modes.Althoughthetotalinter-storyshearforcesinan eccen-tricstructure canbe reducedby theparticipationof torsional modesofvibration,theshearforcesanddisplacementsofany givencolumntendtoincreaseasitsdistancefromthestructural centerofrigidityincreases.Over-stressingofstructural compo-nentsisthereforemorelikelyinabuildingwhichhasitsCM offsetfromitsCRthaninonethatdoesnot.Practicalproblems suchasmaterialinhomogeneitiesprecludestheconstructionof

buildings withperfectcoincidentcentersofmassandrigidity. Forthisreasonalone,torsionaleffectswouldbepresenttosome extentinallbuildings.

Asaconsequence,fordesignpurposes,itwouldbedesirable torestrictsuchnegativeeffectsthroughminimizingoreven elim-inatingoftorsionalresponsesofasymmetricstructures[16–18]. Passive seismic isolation systems are devised tomitigate the destructiveeffectsofearthquakesinbuildingsandtheircontents bycontrollingtheseismicinput.Practically,theeffectivenessof seismic-isolatedstructures’performanceisstronglyinfluenced byitstorsionalbehavior.Almostallstructuresexperience three-dimensional response during ground motions due to lack of symmetrybetween thestructure’s centerof rigidity(CR)and centerofmass(CM).Oneormoredominantlateralnatural fre-quenciesofthestructuremaytunewithitstorsionalfrequency

[19].Severalresearchershaveinvestigatedthecoupled lateral-torsionalresponseoffixed-baseandseismic-isolatedbuildings

[20–24].Mostinvestigationshavefoundthatcouplingbetween translationalwiththerotationalmodessignificantlyaffectsthe behaviorofseismic-isolatedstructureandthiseffectneedstobe rigorouslyconsideredinanalysisanddesign.

Regarding the seismicbehaviorof asymmetric multi-story isolated structures, the available literature shows that the response of isolatedasymmetricstructures isstill anongoing researchtopicwithrelativelyfewworksavailable.Someofthe first reported research studies on simple rigid superstructure models could be foundin[20,21]andon multi-story models in [25].They haveconcluded that aseismic isolation system withzeroorasmallamountofeccentricitysignificantlyreduces torsioninthosesystems causedbysuperstructureasymmetry. Using multi-story models, [23] concluded that the isolation system eccentricityas wellas asymmetry and dynamic char-acteristicsof thesuperstructureare bothimportantgenerators of torsioninseismicisolatedstructures,nevertheless,that the torsionalamplificationsarereducedduetotheisolationsystem. Similarly,[24]concludedthatthebaseisolationsystembecomes lesseffectiveforgreatereccentricities,sincethedisplacements of the seismic isolation systemare increased dueto alarger contributionoftorsion.

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forthetorsionallyflexibleseismicisolationsystemsandsmaller baseeccentricities,themaximumamplificationoftheresponse occursatthestiffedge.Otherwise,fortorsionallystiffisolation systems,themaximumamplificationsoccurattheflexibleedge. Seismicallyisolatedstructurescanexperiencelarge displace-mentsattheisolationlevelduringstrongearthquakeexcitations, especiallyforlong-periodimpulsenear-faultgroundmotions. Tosimplyaccommodatesuchlargedisplacements,asufficiently wideclearanceisprovidedaroundthestructuretoaccommodate theselargebearingdeformations.However,thewidthofa cho-senseismicgapislimitedbecauseofpracticalandarchitectural constraintsandthe associated costespecially inmetropolitan areas. Therefore, seismic pounding between adjacent struc-turesbecameacommonlyobservedphenomenonduringmajor earthquakes.Poundingmaycausebotharchitecturalaswellas structuraldamagesand,insomecases,itmayleadtocollapse ofthewholestructure.Forexample,theearthquakethatstruck MexicoCityin1985showedthatpoundingwaspresentinover 40%of330collapsedorseverelydamagedbuildingssurveyed, andin15%ofallcasesitledtocollapse,asreportedby[27,28]. Duringthe1989LomaPrietaearthquake,therewereover200 poundingoccurrencesinvolvingmorethan500buildings[29].

Many investigations have been carried out on pounding damage caused by past earthquakes [30–33], on mitigation of pounding hazards [34–38], and on modeling of pounding betweenstructures[39–45].Poundingbetweenadjacent struc-turesisaverycomplexphenomenon,whichmayinvolveplastic deformation,localcrushingaswellasfracturingatthecontact. Thesenonlinear deformationsarenoteasytobeincorporated into the modeling of pounding. Therefore, idealizations and assumptions haveinevitably been used in theoretical models

[39–41,44].Forexample,structureshavebeenidealizedasrigid barriers,single-degree-of-freedomoscillators or multi-degree-of-freedomoscillators;poundingbetweenstructureshavebeen modeledbylinear dashpot-springsystemor nonlinear impact model. Despite of these simplifications, theoretical analyses have been valuable in providing insight into the pounding mechanisms [42,43,45]. Several recent research works have investigated different issues of structural pounding including modeling,mitigationandfiniteelementinvestigation[46–50].

An experimental investigation into an effective relaxation methodforreducingseverestructuraldamageduetopounding was presented by [51]. They found that the force, accelera-tion and velocity produced by earthquake-induced structural poundingare remarkablymitigatedby insertingasoft shock-absorbingmaterialintotheseparationseismicgap.Theeffects of seismic pounding on the response of base-isolated rein-forced concretebuildings under bidirectional excitationwere investigatedby[52].Itwasfoundthatconsidering unidirecti-onalexcitationinsteadofbidirectionalexcitationfornear-fault motionsprovideshighlyunconservativeestimatesof superstruc-turedemands.AslopedV-shapedmulti-rollerisolationsystem wasproposed by [53]andexperimentally verified toprovide poundingpreventionmechanism.

However,none of the above studieshas reduced torsional responsesofisolatedasymmetricstructurestoadegreecloseto itsentireelimination.Thisisbecausetheyalldependonseismic

isolationsystemshavinginherentlydependentbearingand elas-ticstiffnessmechanisms,whichimposesseriouslimitationson tuningtheisolator’selasticstiffnesswithoutaffectingitsbearing anddampingmechanismsinadditiontothedimensionsofthe isolationunitandconsequentlyitsoverallbehavior.Moreover, noneoftheabovementionedstudiesconsideredthepotentialof torsionalpoundingastheresearchinthisareaisstillongoing. Alternatively,thispaperattemptstopresentanothersolutionfor significantlyimprovingtheseismicperformanceofasymmetric seismically-isolatedbuildingsundersevernear-fault(NF) earth-quakesusingtheRoll-in-Cage(RNC)isolator[14,15,50,54–57]. Someofthemostdevastatingearth-quakesarenear-faulttype. Ingeneral,thenear-faultearthquakearenearlythemostsevere anddestructivegroundmotions.Thestudyconsiders minimiz-ing, or even entirely eliminating, the torsional responses of RNC-isolatedasymmetricbuildings,besidespreventionoftheir torsional pounding withadjacentstructuresunder insufficient separation gapswiththesurrounding adjacentstructures.The mainobjectiveofthispaperistheminimization/eliminationof torsionalresponsesofisolatedbuildingsanditseffectontheir torsionalpounding mitigation/eliminationwithcloselyspaced adjacentstructuresundernear-faultearthquakes.

To minimize or preventstructural torsionof RNC-isolated structures,theRNCisolatorhasinherentlyindependentbearing andpre-yield elastic stiffness mechanisms toallowfor accu-rateandpropertuningofitselasticstiffnessasrequiredwithno influenceonitsbearingmechanismnorontheresultingoverall dimensionsandbehavioroftheRNCisolatorunit.To prevent seismicpoundingofRNC-isolatedasymmetricsuperstructure, theRNCisolatorhasaninherentself-stoppingorbuffer mecha-nism,whichisabletodrawdownallthepossiblepoundingofthe superstructuredownwardtobeinsidethesolidbodyoftheRNC isolator.Thisbuffermechanismisactivatedifthepeakbearing displacementexceedsacertaindesigndisplacementpreviously selectedbythestructuraldesigner.Formoreinformationonthe RNCisolatorpleaserefertotheabovereferencesbytheauthors. Allstudiesarecarriedoutusingnonlineartimehistoryanalysis providedbythespecializedcomputercodeSAP2000([58]),as explainedindetailsby[59].Itistobeemphasizedthatpossible frictionalpoundingofasymmetricbuildingswiththeirclosely spacedadjacentstructuresisnotconsideredinthisstudy.The reasonisthattheproposedmethodologyforminimizingoreven eliminatingtorsionaimsatforcingtheasymmetricbuildingto nearlybehaveasasymmetricbuildingexhibitingnotwistaround averticalaxis,whichistheonlysourceoffrictionalpounding. Accordingly,thelikelyfrictionalpoundingisassumed negligi-bleuntilachievingtheobjectivesofthispaperwithoutnegatively influencingitsscope.

4.2. Asymmetricbuildingstructureconsidered

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Fixed-base rigid adjacent structure

Gap element Gap element

Gap element Gap element

Gap element

Fixed-base rigid adjacent structure

Rigid adjacent structure

Y X

Rigid adjacent structure

Rigid foundation

Rigid founda tion

RNC-isola ted asy

mmetr ic structure under consider

ation

Figure3.RNC-isolated10-storyasymmetricbuildingpartiallysurroundedwithfixed-baserigidL-shapedadjacentstructure.

Inaddition,suchselectionofthatadjacentstructurerepresents avirtualverticalsurroundinglimitsthatmustnotbeexceeded bytheRNC-isolatedasymmetricstructureunderconsideration inordertoapproacharealistic caseof study inmetropolitan near-faultzones.TheL-shapeoftheadjacentrigidstructure,of the sameheight, ischosen toconsiderpossible simultaneous poundinginXandYdirections.Thestructureisanasymmetric 3Dbuildingof5bays,eachof8.0mspan,withouterend can-tileversof2.5mlengthinbothhorizontaldirections.Ithas10 floorsbesidestheisolatedbasefloorwithatypicalstoryheightof 3.0m.Thehorizontalstructure’seccentricitiesbetweenthe cen-tersofmass(CM)andrigidity(CR)are2.5098mand0.9020m inXandYdirectionsandarereferredtoasexandey, respec-tively.Thoseeccentricitiesareequivalentto12.55%and4.50% ofhalfthein-planstructuraldimensionsinXandYdirections, respectively.Thebaseisolatedbuildingismodeledasashear typestructuresupportedon36heavy-loadRNCisolators,[50], oneundereachcolumn.Eachfloorhastwolateraldisplacement degreesoffreedom(DOF)besideonerotationalDOFaroundthe verticalaxis.Thestructureisexcitedbyuni-andbidirectional horizontalearthquakecomponentsXXandYYdirections.

The superstructure is assumed to remain elastic during the earthquake excitation andimpact phenomenon. The con-struction material of the isolated structure is normal-weight reinforcedconcretewithatotalmaterialvolumeof3738.40m3 andthestructurehasatotalweightof93,460.0kN.The struc-turalfoundationisassumedrigidandsupportedonrockysoil. Thefixed-basestructurehasafundamentalperiodof0.47696s, while the first twentynatural modes of vibration are consid-eredintheanalysis.Thestructuraldampingratioforallmodes isfixedto2.50%of thecriticaldamping,[60,61].The reason of using alow fundamentalperiod inthisstudy isto getthe isolated superstructuremoreaffectedbythe ground accelera-tionsbesidesthe containeddisplacementsandvelocitypulses inthe near-faultground motions. The intention is to investi-gate the proposedRNC isolatorin thesechallenging loading conditions.

Allstudiesarecarriedoutinthispaperusingnonlineartime historyanalysis.Particularly,byusingthemethodoffast nonlin-earanalysisofSAP2000,whichisamodaltimehistoryanalysis basedonload-dependentRitzvectors.Thenumberofstructural vibration modes included inthe analysis are 20 modes.This numberofmodeswasselectedtoachievestaticmodalload par-ticipationratiosof100%inbothXandYdirections,inaddition todynamic modal loadparticipationratios of100%inXand Y directionstoo. Moreover,thisnumberofmodes wasfound necessary to entirelyand properlycapture the localizedhigh frequencyresponsesinthenonlinearlinkelementsdueto seis-micpounding.Table2liststhemaincharacteristicsofthose20 consideredvibrationmodesofthefixed-baseasymmetric struc-ture.Thetableshowsthatthemajorityofthenaturalvibration modes (13 modes out of 20) of the consideredstructure are torsionalmodes.Tomakesurethatthedrawnconclusionsare notbiasedbyanalysisassumptions,somespotresultsarelater checkedusingthetime-consumingdirectintegrationnonlinear timehistoryanalysis.

4.3. PropertiesoftheusedRNCisolators

Several RNC isolators are designed for this study. For example, onedesign is able toaccommodate a traveldesign displacement,xdes,of650mmwithoutlosingitsrestoring capa-bility. Justafterexceedingthatselectedxdes,theself-stopping (buffer)mechanismisdirectlyactivatedtostopmotionovera stoppingdistancexbrake.Thestoppingdistancedependsmainly onpoundingforceintensity,FbB,andtheselectedbuffer stiff-nesskb.That designedRNCisolatorexample is1.35mhigh. Theouterdiameteroftheupperandlowerbearingsteelplates is2.43m.Itisprovidedwith16hystereticmildsteeldampers,

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Table2

Maincharacteristicsoftheconsidered20naturalvibrationmodesofthefixed-baseasymmetricstructure.

Mode Period Frequency Circ.freq. Modalparticipationmassratio Remarks

No. (s) (Cyc/s) (rad/s) SumXdir.(unitless) SumYdir.(unitless)

1 0.47696 2.0966 13.173 0.027434 0.378701 Torsionalmode

2 0.419375 2.3845 14.982 0.79579 0.430967

3 0.370151 2.7016 16.975 0.820907 0.830063 Torsionalmode

4 0.17319 5.774 36.279 0.840567 0.863519 Torsionalmode

5 0.166683 5.9994 37.696 0.924516 0.878284

6 0.155804 6.4183 40.328 0.927107 0.929638 Torsionalmode

7 0.106399 9.3986 59.053 0.931865 0.937044 Torsionalmode

8 0.104327 9.5852 60.226 0.959147 0.942289

9 0.10268 9.739 61.192 0.961456 0.960815 Torsionalmode

10 0.080553 12.414 78 0.963858 0.966774 Torsionalmode

11 0.077928 12.832 80.628 0.973382 0.976665

12 0.07683 13.016 81.78 0.981536 0.981107 Torsionalmode

13 0.06406 15.61 98.083 0.982614 0.984939 Torsionalmode

14 0.06302 15.868 99.702 0.98884 0.987604

15 0.062464 16.009 100.59 0.990439 0.990432 Torsionalmode

16 0.052794 18.942 119.01 0.991504 0.992628 Torsionalmode

17 0.052285 19.126 120.17 0.996003 0.994693

18 0.051629 19.369 121.7 0.997019 0.997081 Torsionalmode

19 0.046724 21.402 134.47 0.997047 0.997689 Torsionalmode

20 0.045928 21.773 136.8 0.998772 0.997808

itselfworks as asecondaryverticalsupport inthiscase. The innerandouter diameters of the hollow elastomeric cylinder are1.73mand2.33m,respectively.Thislinearelastomericpart wasinitiallydesignedtofollowsomeavailable recommenda-tionsoftheUniformBuildingCode,[62],andAASHTO,[63], toprovide aminimum verticalloadcapacityof 4000.0kN at theextremedeformedpositionofbufferandtoprovideseveral timesthatcapacityatneutralorlessdeformedpositions.

4.4. Gapelementmodel

The direct seismic pounding of RNC-isolated asymmetric structureandtheinnerpoundingoftheRNCisolatoraremodeled usingaLink/SupportpropertyofSAP2000namedtheGap ele-mentor“compression-only”property.TheGapelementcanbe assignedtoanydeformationaldegreeoffreedomindependently.

Fig.4 demonstratesthemaincomponentsandconnectivityof theGapelementincaseofbeingusedtomodelseismic pound-ingofthesuperstructure,asshowninFig.4(a),andtomodelthe innerpoundingoftheRNCisolator,asshowninFig.4(b).The nonlinearforce-deformationrelationshipoftheGapelementis givenby:

Fpounding=

k

(d+open) if(d+open)<0

0 otherwise (11)

wherek is the spring constant, and“open” is the initial gap opening,whichmustbezeroorpositive.

TheinnerRNC isolator’spounding as wellas theseismic pounding of the RNC-isolated asymmetric structure are sim-ulatedusingthe gapelements.Thegapelementsrepresenting RNCisolatorpoundingarelocatedhorizontallyattheisolation level,whilethosegapelementsrepresentingstructuralpounding areplacedhorizontallyatthetopmostsharededgesandcorners

(a) Stiffness

of adjacent structure

Buffer stiffness

Design displacement

seismic gap Open

Stiffness Open

Adjacent structure Asymmetriic

building

End j of the buffer End i of

the buffer (b)

Figure4.(a)AGapelementtomodelseismicpoundingofsuperstructure;(b) AGapelementtomodeltheRNCisolator’sinnerpounding.

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Structural weight Neutral position Structure F

(a) (b) (c)

F F F Structural weight Structural weight Design disp. Design disp. Reaction Design displacement

- Dmax

ke Dy kp ke keff Dy Ke Ke Keff Fy K e Q Kp

Dmaxxb

kB Fb Dy Kp Fy Q Fy Q ke kg keff Pounding peak at the left side

Pounding peak at the right side

Design displacement

Design displacement Design displacement Design displacement

Design displacement

Post-yield stiffness Post-yield stiffness

Post-yield stiffness

Post-yield stiffness

Post-yield stiffness Post-yield stiffness

Pre-yi eld s

tiffn ess Pre-yi eld s tiffn ess Pre-yie ld s

tiffn ess

Pre-yield s tiffn

ess

Pre-yiel d s

tiffne ss

Pre-yield s tiffn ess Effectiv e stiffnes s Effectiv e stiffness Effectiv e stiffnes s Effectiv e stiffness Effectiv e stiffness Effectiv e stiffnes s Reaction Reaction

Neutral position To-the-right maximum deformed position To-the-left maximum deformed position

Corresponding force-displacement relationship to-the-left maximum deformed position

Corresponding force-displacement relationship to-the-right maximum deformed position Corresponding force-displacement relationship

neutral position

Ground

Xdes Xdes

Figure5.TheintegratedbuffermechanismoftheRNCisolatoratdifferentpositionsandthecorrespondingforce–displacementrelationships:(a)to-the-leftmaximum deformedposition;(b)neutralposition;and(c)to-the-rightmaximumdeformedposition.

orcollinearwiththegapelements.Theotherlimitationofthegap elementsliesintheirinabilitytomodeldamping.Therefore, col-lisiondampingwasconservativelyneglectedfromthenumerical simulationmodels,includingstructuralandinnerRNCisolator impactforces.Therefore,theproposedapproachisconservative andisvalidaslongasthecollisiondampingisrelativelysmall andcouldbeignored,aswasassumedinthispaper.Toapproach arigidbehavioroftheRNCisolator’sbuffer,itsbiaxiallateral stiffnessischosen as2.50×106kN/m.Similarly,the bidirec-tionallateralstiffnessoftheadjacentrigidstructureistakenas 2.50×106kN/mforthesamereason.

4.5. RNCisolator’sbuffermechanism

Fig.5 showsaRNCisolatordesign,for light tomoderate weightstructures,atneutralandmaximumdeformedpositions together withthe corresponding force–displacement relation-shipineachcase.Theforce–displacementrelationshipsshown inFig.5areidealizationsofthoseobtainedusingbothnumerical andexperimentalstudies[64].DifferentcomponentsoftheRNC isolatorareconfiguredtoprovideabuilt-inbuffermechanism. The upper andlowerbearing plates haveverticalright angle edge-walls,alongtheirouterperimeters,toconformtotwo cor-respondingright-anglegroovesthatarecutintherollingcore’ solidbody.Bothright-angleedge-wallsandgroovesconstitute astifflockmechanismafteracertaindesigndisplacement,xdes, thatarespecifiedbythestructuraldesigner,asshowninFigs.5(a andc).

The rigid rollingcorecanworkas arigidlink memberin compression between the upper and lower bearing plates to stop the isolator motion at thispoint within a small braking distance.Suchbrakingdistancedependsmainlyontheshock severityandthelateralstiffnessoftheedge-wallsofthe bear-ingplates.Theweightoftheisolatedshearstructureprevents therollingcorefromsteppingovertheverticaledge-walls.The buffermechanismaimsatpreventinguncontrolledisolator dis-placementandtomaintaintheisolatedstructurestabilityunder earthquakes strongerthanadesign earthquake.In addition,it couldbeparticularlyusefulinavoidingdirectpoundingof RNC-isolatedstructureswithsurroundingadjacentstructuresincase oflimitedseismicgapsespeciallyunderseveregroundmotions, whichisthemainobjectiveofthispaper,sincepounding(ifany) willtakeplaceonlywithinthesolidmetallicbodyoftheRNC isolator.

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Remaining gap for peak structural drift (RNC des. displacement is consumed) Initial seismic gap

= RNC des. disp. + Peak structural drift

Isolated structure

(b) (a)

After

Excitation

Foundation

Deformed position Neutral position

Adjacent structure Foundation Adjacent structure

Ground motion Isolated structure

Figure6.Mitigationstrategyofdirectstructure-to-structurepoundingusingtheRNCIsolator.

Thefollowedstrategyinthispapertominimizeoreliminate torsional responsesof RNC-isolated asymmetric structuresis explainedindetailsinthecompanionpaper,PartII,whilethe strategyofseismicpoundingeliminationof theRNC-isolated superstructureisschematicallyexplainedinFig.6.According toFig.6,theseismicgapbetweenaRNC-isolatedstructureanda surroundingadjacentstructureischosentobealittlebiggerthan thesumoftheRNCisolator’sdesigndisplacementandthepeak fixed-basestructuraldrift,asshowninFig.6(a).Duringsevere groundshaking,asshowninFig.6(b),thepeakbearing displace-mentislimitedtothepreviouslychosendesigndisplacement, whilethe remainingof the seismicgapcould accountfor the peakstructuraldrift.Sincethereisoftenalimitforseismicgaps, thestructuraldesignercoulddesigntheRNCisolatortoalways preventdirectseismicpoundingoftheRNC-isolated superstruc-turewithcloselyspacedsurroundingadjacentstructuresintwo differentways.Thefirstwayistopermitinnerpoundingofthe RNCisolator(iftheamplifiedstructural responsesduetothat innerpoundingarewithinacceptablelimits),whilethesecond wayistoentirelyavoidtheinnerRNCisolator’spoundingby meansofchoosingmoreappropriatecharacteristicsoftheRNC isolator.

4.6. Equationsofmotion

Thefollowingassumptionsappliestothe structuralsystem underconsideration:(1)thesuperstructureremainswithinthe elasticlimitduringtheearthquakeexcitationandthenon- lin-earity is concentrated only at the isolation elements; (2) the floors are assumed rigid in its own plane; (3) the structural columnsareinextensible verticallyprovidingthe lateral stiff-nessofthestructure;(4)theeffectsofsoil-structureinteraction

areneglected.Theequationsofmotionforfixed-basestructure underearthquakegroundaccelerationareexpressedas

Msx¨s+Csx˙s+Ksxs=−Msrxg,¨ (12) where Ms, Cs and Ks are the mass, damping, and stiffness matricesofthesuperstructure,respectively;xs={x1,x2,..,xN}T, ˙

xs and x¨s the unknown relative floor displacement,

veloc-ity andacceleration vectors,respectively; vector of influence coefficients;x¨gistheearthquakegroundacceleration;andris

thevectorofinfluencecoefficients.

Inthecaseofisolatedstructure,Eq.(12)becomes

Msx¨s+Csx˙s+Ksxs=−Msr(¨xb+xg¨ ), (13)

wherex¨bistherelativeaccelerationofthebasemass.The

corre-spondingequationofmotionforthebasemassunderearthquake groundaccelerationisexpressedby

mbx¨b−c1x˙1−k1x1+ηFb=−mbxg,¨ (14)

wherembandFbarethebasemassandtherestoringforce devel-opedintheisolationsystem,respectively;c1andk1arethefirst storydampingandstiffness,respectively;andηisthenumber ofisolators.Theoverallrestoringforce,Fb,oftheRNCisolator isexpressedasfollows:

Fb=

FbH+FbR if|xb|<xdes

FbH+FbR+FbB if|xb|>xdes

(15)

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standard form of the Bouc–Wen model of smooth hysteresis

[65–67]as:

FbH =αkx+(1−α)Dykz, (16)

˙

z=D−y1(Ax˙β|||z|n−1zγx˙|z|n), (17)

wherexisthedisplacement,zisanauxiliaryvariable, FbH is theisolatorrestoringforceduetohystereticyielddampers,αkx is theelastic forcecomponent, z˙ denotesthe timederivative, n>1isaparameterthatgovernsthesmoothnessofthetransition fromelastictoplasticresponse(yieldingexponent),Dy>0isthe yieldconstantdisplacementand0<α<1representsthepostto pre-yieldingstiffness ratio (kp/ke),while A,β andγ are non-dimensionalparametersthat governtheshapeandsize ofthe hysteresisloop.

Thetotalrecenteringrestoringforce,FbR,oftheRNCisolator isexpressedmathematicallyas:

FbR=

1 2pJrθ¨r+

1

2mr(¨xr+x¨g)

+ 1

2pWs xb

2 +c

+ 1

2pWrc (18)

wherexr isthe relative-to-ground horizontal displacementof theellipsoidalrollingcore’scenterofgravity;θristherotation angleoftherollingcore;xbisthehorizontaldisplacementofthe isolatororthebasemassrelativetotheground;mr andJr are themassandthemomentofinertiaoftherollingcore;x¨gisthe

groundacceleration;Wsisthestructuralweight;mrandWrare themassandweightoftherollingcore;expressionp=asinθ

sinθr+bcosθcosθr ishalftheverticaldistancebetweenthe loweranduppercontact pointsof therollingcorewithupper andlowerbearingplates,respectively;c=asinθcosθr–bcos

θsin θr ishalfthehorizontaldistancebetweentheupperand lowercontactpoints;aandbarethemajorhorizontalandminor verticalradiiof the ellipsoidalrollingcore;θ isthe eccentric angle.MoreonfullmathematicalmodelingoftheRNCisolator isfoundinRef.[57].

Toexpressmathematicallythethirdcomponentofthe restor-ingforcecausedbybuffer,FbB,twocaseshavetobeconsidered: (1) the isolator, or the isolated base, displacement xb due to groundmotionexcitationislessthanthedesigndisplacement xdes.Inthiscase,therestoringbufferforcecomponentFbBisset tozero;(2)theisolatordisplacementexceedsthepreviouslyset designdisplacementxdes,thebufferrestoringforceFbBbecomes nonzeroandis proportionaltothe bufferstiffness kB andthe amountofxbbeyondxdes.Aforce-basedimpactmodelisused tomodelthe bufferdamping,assuming animpactspring and animpactdamperexerting,inparallel,impactforcestothe col-lidingRNCisolator’selementswheneverthedesigndistances areexceeded.Inparticular,whenacontactisdetected,theRNC isolator’simpactrestoringforcecomponentFbBisestimatedat eachtimestepusingthefollowingformulas:

FbB =

0 if|xb|<xdes

kB(t+t)δ(t)+cBδ˙(t) if|xb|>xdes

(19)

whereδ(t)istheinterpenetrationdepth(xb(t)–xdes), ˙δ(t)isthe relativevelocitybetweenthecollidingbodies,kB isthebuffer spring’sstiffnessandcBisthebufferimpactdampingcoefficient. Thelatteriscomputedaccordingtothefollowingformulas, pro-videdby[31],andbasedontheconservationofenergybefore andafterimpact:

CB=2ξB

kB

m1m2

m1+m2

(20)

ξB=−

In(COR)

π2+(In(COR))2 (21)

wherem1,m2arethemassesofthetwobodies,whicharethe superstructureabovetheRNCisolatorandthefoundation sub-structure belowthe RNCisolator;andCORisthecoefficient ofrestitution,whichisdefinedastheratioofrelativevelocities afterandbeforeimpact(0<COR≤1),[33,68].

4.7. Near-faultearthquakes

Near-fault (NF) earthquakes’ ground motion are charac-terized by one or more intense long-period velocity and displacementpulses thatcanleadtoalargeisolator displace-ment, [69,70]. Therefore, three pairs of NF ground motions havingdifferentintensities,velocityanddisplacementpulsesare consideredtoevaluatethe performanceof theRNCisolator’s self-stopping (buffer)mechanism. These pairs of NF ground motionsareorientedindirectionsnormalandparalleltothefault, wheretheywereobtainedfromthenear-moststationstothetheir fault rupture,withintensitiesthatrange from0.27g to1.23g torepresentrelativelylowtosevereintensityNFearthquakes. Thepeakgroundaccelerations(PGA),velocities(PGV)and dis-placements(PGD)againsttheircorrespondingtimeinstantsof eachgroundmotionarelistedinTable3.Onmeasuringthe inten-sityofNFgroundmotions,[71]revealedthat,thepeakground accelerationisabetterrepresentativeintensitymeasurethanthe peakgroundvelocity.Accordingly,theusedNFgroundmotions aresortedbytheirPGAinanascendingorder.

Another measure of the ground motion characteristics is throughcomparingtheirresponsespectra.Fig.7comparesthe acceleration,velocityanddisplacementresponsespectraofthe used threeNF ground motionsas wellas the meanspectrum ineachcase.Figs.7(aandb)justifytheselectionofan exam-ple structurewithafundamentalperiodless than0.50s.Such selectionproduceshighstructuralresponsesunderthethreeNF earthquakesbecauseofhighspectralaccelerationsand veloci-tieswithin thatzone.Thisprovidesachallengingsituationto examinetheproposedsolutionofresponseimprovementusing theRNCisolator.

In the companion paper, Part II, the dynamic behavior improvement of RNC-isolated asymmetric structures is pre-sented.Detailednumericalresultsareexplainedanddiscussed.

5. Summaryandconclusions

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Table3

MaincharacteristicsoftheNFgroundmotionsusedinthisstudy.

No. Earthquakename Tobeappliedindirection Year Stationname Magnitude PeakPGA Accel.(g)time

1 Kobe,Japan0◦ X 1995 Takarazuka 6.90 0.69 6.02

Kobe,Japan90◦ Y 1995 Takarazuka 6.90 0.67 6.16

2 Northridge18◦ X 1994 SylmarConv.SE 6.69 0.83 3.51

Northridge288◦ Y 1994 SylmarConv.SE 6.69 0.49 6.59

3 SanFernando164◦ X 1971 Pacoimadam 6.61 1.23 7.76

SanFernando254◦ Y 1971 Pacoimadam 6.61 1.16 8.53

Elastic response spectra, Acceleration, 2.50% damping

Kobe Northridge

San−Fernando Mean spectrum

Kobe Northridge

San−Fernando Mean spectrum

Kobe Northridge

San−Fernando Mean spectrum

(a)

40

35

30

25

Sa (m/sec

2

)

Sv (m/sec)

Sd (m)

20

15

10

5

0

2.5

2

1.5

1

0.5

0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

0

0.5 1 1.5

Period (sec)

Period (sec)

Period (sec)

2 2.5 3 3.5 4

0 0.5 1 1.5 2 2.5 3 3.5 4

0 0.5 1 1.5 2 2.5 3 3.5 4

(b)

(c)

Elastic response spectra,

Velocity, 2.50% damping

Elastic response spectra,

Displacement, 2.50% damping

Figure7.ElasticresponsespectraoftheusedNFgroundmotionsappliedintheXXdirection,whichrepresentthestrongerseismiccomponentsofeachusedNF earthquake.

comparesavailable (most widelyused) seismicisolation sys-tems, highlighting their advantages anddisadvantages. Next, it motivates theneed for continuous improvementof seismic isolation systems to attain (economic) high protection lev-els(againstseismichazards)simultaneouslywithminimizing

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ofeliminating,oratleastminimizing,thetorsionalresponsesof isolatedasymmetricstructuresusingtheRNCisolator consid-eringnear-fault(NF)groundmotions.Introductionofsuchcase studyispresentedinthepresentpaper,PartI.

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