Warehouses listed here for the storage of LME accepted metal are not bound to accept consignments from every source even though such metal may be included on an LME brand list. Local regulations should be checked befare the metal is shipped.
*
Neither The London Metal Exchange Limited nor any of its Directors or other officers shall be under any liability whatsoever either in contract or in tort to any Member or other person in respect of any act or omission in relation to the listing of any warehouse or the maintenance of any such listing.
Abbreviations used in this appendix for metals that may be stored:
Al - primary aluminium AA - aluminium alloy Cu- copper
Pb -lead NA- NASAAC Ni- nickel Sn- tin Zn-zinc
Companies
UNITED STA TES OF AMERICA
BALTIMQRE Henry Bath lnc.
c/o Henry Bath & Son Ud 8 Princes Dock
Princes Parade St Nicholas Place Liverpool L3 1 DL
Pacorini USA lnc.
One Alabo Wharf Street New Orleans
Louisiana 70117
[29 October 2004]
Warehouses
Warehouses A & F 2200 Broening Highway Baltimore
Maryland 21224
2500 Broening Highway Baltimore
Maryland 21224
1200 South Newkirk Street Baltimore
Maryland 21224 Warehouse Rail Shed Highland Marine Terminal 1657 S. Highland Orive Baltimore
Maryland 21224 Warehouses 3 & 6 Highland Marine Terminal 1657 S. Highland Avenue Baltimore
Maryland 21224 Warehouse 2
1655-B South Highland Avenue Baltimore
Maryland 21224
111-39
Metals Stored
Al Cu Pb Ni NA Sn Zn
Al Cu Pb Ni Na Sn Zn
Al Cu Pb Ni Na Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni NA Sn Zn
Al Cu Pb Ni Sn Zn
Companies
BAL TIMORE continued C. Steinweg (Baltimore) lnc.
FTZ#74
1201 Wallace·Street Baltimore
Maryland 21230
CHICAGO
S. H. Bell Company 644 Alpha Orive
P.O. Box 11495
Pittsburgh
Pennsylvania 15238 Henry Bath lnc
c/o Henry Bath & son Ud 8 Princes Dock
Princes Parade St Nicholas Place Liverpool L3 1 DL
[29 October 2004]
Companies
Warehouses
1657-B South High'land Avenue Baltimore
Maryland 21224
2101 East Fort Avenue Baltimore
Maryland 21230
3001 East McComas Street Baltimore
Maryland 21230 Warehouse North
1657-B South Highland Avenue Baltimore
Maryland 21224
Warehouse 1 12800 S. Butler Orive lllinois 60633
FTZ Building 1
Federal Marine Terminals- Bums Harbour 415 Salman Orive
Portage Indiana 46368
111-40 Warehouses
Metals Stored
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni NA Sn Zn
Al Cu Pb Ni NA Sn Zn
Al Cu Pb Ni NA Sn Zn
Al Cu Pb Ni NA Sn Zn
Metals Stored
DETROIT
Metro lnternational Trade Services LLC 6850 Middlebelt Road
Romulus Michigan 48174
The Delivery Network lnc 1 000 Access Blvd PO Box C Madison lllinois 62060 LONG BEACH
Metro lnternational Trade Services LLC 6850 Middlebelt Road
Romulus Michigan 4817 4
LOS ANGELES Henry Bath lnc.
c/o Henry Bath & Son Ltd 8 Princes Dock
Princes Parade St Nicholas Place Liverpool L3 1 DL
[30 July 2004]
13542 Helen Street Detroit
Michigan 48214
6307 West Fort Street Detroit
Michigan 48234 308 Antoine Wyandotte Michigan 48192
22941 South Wilmington Avenue Carson
California 90745 909 E. Colon Street Wilmington
California 90744
Warehouse 2
1020 McFarland Avenue Wilmington
CA 90744
111-41
Al Pb Ni NA Sn Zn
Al Pb Ni NA Sn Zn
Al Na Ni Pb Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Ni Pb Sn Zn
Companies
LOS ANGELES continued California Cartage Co.
3545. Long Beach Blvd, 5th floor Long Beach
Ci:llifornia 90807
NEWORLEANS Henry Bath lnc.
c!o Henry Bath & Son Ltd.
8 Princes Dock Princes Parade St Nicholas Place Liverpool L3 1 DL
[30 July 2004]
Warehouses
Warehouse No.16
2401 E. Pacific Coast Highway Wilmington
California 90744
Warehouse No.17
2401 E. Pacific Coast Highway Wilmington
California 90744
Warehouse 1 5200 Coffee Orive New Orleans Louisiana 70123
Warehouse 2 720 Richard Street New Orleans Louisiana 70123
Warehouse 3 601 Market Street New Orleans Louisiana 70123
Warehouse 6
1883 Tchoupitoulas Street New Orleans
Louisiana 70130
111-42
Metals Stored
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Sn Zn
Al Cu Pb Ni Sn Zn
Companies Warehouses Metals Stored NEWORLEANS continued
Henry Bath lnc.
Warehouse 5 Al Cu Pb Ni Sn Zn
·. 440/430 Josephine Street
New Orleans Louisiana 70130
Metro lnternational Trade Services LLC 500 Louisiana Avenue Al Cu Pb Ni Sn Zn
6850 Middlebelt Road New Orleans
Romulus Louisiana 70015
Michigan 4817 4
5630 Douglas Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana
5632 Douglas Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana
31 O 1 Chartres Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana 70117
2601 Decatur Street Al Cu Pb Ni Sn Zn
!E New Orleans
E.
Louisiana 701172520 Decatur Street Al Cu Pb Ni Sn Zn
p .
New Orlenas.e::: Louisiana 70117
,.-~~
611 O Bienvenue Street Al Cu Pb Ni Sn Zn
__
, .,.,
::::0 New Orleans
~
tc:J Louisiana
:a=-~
~ 6230 Bienvenue Street Al Cu Pb Ni Sn Zn
rr-. New Orleans
3!:::
§¡
Louisiana...¡
...¡
r-rt
[30 July 2004] 111-43
~
!?J
Companies Warehouses Metals StoredNEW ORLEANS continued
Metro lnternational Trade Services LLC 1930 Japonica Street Al Cu Pb Ni Sn Zn New Orleans
Louisiana 70117
~~~ 600 Market Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana 70115
Warehouses 9 & 1 O Al Cu Pb Ni Sn Zn 1400 Montegut Street
New Orleans Louisiana
5300 Old Gentilly Road Al Cu Pb Ni Sn Zn
New Orleans Louisiana 70126
Pacorini USA lnc. 1770 Tchoupitoulas Street Al Cu Pb Ni Sn Zn
One Alabo Wharf Street New Orleans
Nerw Orleans Louisiana
Louisiana 70117
41 O Josephine Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana 70130
2940 Royal Street Al Cu Pb Ni Sn Zn
New Orleans Louisiana
C. Steinweg (Baltimore) lnc. Warehouse 2 Al Cu Pb Ni Sn Zn
FTZ#74 2941 Royal Street
1201 Wallace Street New Orleans
Baltimore Louisiana 70117
Maryland 21230
[30 July 2004] 111-44
Companies Warehouses Metals Stored NEW ORLEANS continued
C. Steinweg (Baltimore) lnc.
Warehouse 12 Al eu Pb Ni Sn Zn
(: 1601 Tchoupitoulas Street
New Orleans Louisiana 70130
4400 Florida Avenue Al eu Pb Ni Sn Zn
New Orleans Louisiana
600 Richard Street Al eu Pb Ni Sn Zn
New Orleans Louisiana 70123
The Delivery Network lnc. Warehouse 4 Al eu Pb Ni Sn Zn
Highway 3 & Bissell 1645 Tchoupitoulas Street
PO Box e New Orleans
Madison Louisiana 70123
lllionois 62060
ST LOUIS
The Delivery Network lnc. 1100 Niedringhaus Al eu Pb Ni NA Sn Zn
Highway 3 & Bissell Granite eity
P.O.Box e lllinois 62040
Madison, lllinois 62060
2000 Access Boulevard Al eu Pb Ni NA Sn Zn
Madison lllinois 62060
[29 October 2004] 111-45
DOC CODE 001 NEW ACCOUNT FORM INDIVIDUALS OFFICE # _ _ _ ACCOUNT # - - - - -T CK
A. ACCOUNT TYPE O Individual OJTWROS
0Tenants in Common 0 Tenants by Entirety 0 Transfer on Death
OIRA 0 1RAROTH OIRAKEOUGH 0SEP IRA CLASS CODE SUB CLASS CODE ACCOUNT SSN#/TAX ID
B. ACCOUNT NAME (In Full)
f!TLE FIRST NAME MIDDLE LAST NAME SUFFIX
C. ACCOUNT MAILING ADDRESS
E. ACCOUNT INFORMATION
INVESTMENT OBJECTIVE: - - - - NET WORTH: _ _ _ _ ANNUAL INCOME: _ _ _ _ INVESTMENT ADVJSOR NAME & ADDRESS (lf Applicable)
NAME & BUSINESS ADDRESS OF PERSON WITH TRADING AUTHORITY (lf Applicable)
Title; - - - -
ACCOUNT EXECUTIVE # _ _
OIRA Education OIRA Guardian OIRA Rollover
OEscrow Individual 0UGMA
0UTMA
ACCOUNT WJLL BE TRADING
Oüther Specify:
0Cash 0Margin 0 Short 0Futures* ODVP (*Complete Futures Addenduml
# Beneficial Owners for Acct: _ _ _ _
Country (&State) of Citizenship of Primary Account Holder:
Home Phone: - - - - -- - - - - Business Phone: - - - -
D. AL TERNA TE ADDRESS
(Must be provided if Mailing Address is a PO Box)
0Business 0Residence 0Vacation
SELL INSTRUCTIONS:.[JO? Hold Proceeds
008 Send Proceeds Direct to Customer DIVIDEN OS: 0Send Chec' 0Hold Olncome Acct. 0Direct Dep.
NAME OF AE: Phone:
AE TRADING AUTHORITY?; O Yes 0No - - - - - AE Registered in Customer·s State of Residence? Ofes O No ls AE Relatad? OYes LltiJo State Relationship: - - - - - Account lntroduced to AE by; - - - - AE Known How Long?: - - - -
Trading Authorization will be; Olimited 0Gen. Pwr. of Atty.
lnitial Transaction; 0Shares 0Deposit AMOUNT: _ _ _ _ _ Reason for Waive of Deposit;
Bank and other References:
Have you sent forms to Customer?: OYes 0No
INVESTMENT EXPERIENCE: 0None 0Low 0Mecj 0High
1 HAVE MADE THE FOLLOWING DISCLOSURE TO THIS CUSTOMER: OYes 0No
This Finm is committed to complying with U.S. statutory and regulatory requirements designed to comba! money laundering and terrorist financing. The USA PATRIOT Act requires th~t al! financial institutions obtain certain identification documents or other infonmation in arder to comply with their customer identification procedures. Until you provide the required information or documents, we may not be able to open an account or effect any transactions for yo u.
New Acct lndiv 10/01/03.v4 ~ Page 1 of 5
ACCOUNT#
F. CLIENT 1 BENEFICIAL OWNER 1 AUTHORIZED PARTIES
1. N ame of Individual (First, Middle, Last N ame) 1a.lype v ... ~TVDene y (See page # 4 of instructions):
2. Has an Account for thls Individual been established since 10/01/03? OYes O No lf Yes, list Account Numbers:
3. Date of Birth: 5. SSN/Tax ID Number: (Required for US Citizens)
4. ls the Individual a US Citizen? OYes O No Sa. lf SSN/Tax ID is not available,
Passport No./Aiien Reg. No./Other Valid Gov't-lssued ID No.
lf no, Country of Citizenship:
5b. Type of ID, if not Passport or Alien Reg. Card:
6. Heme Address: (lf different from Account Address) 7. Home Mailing Address: (lf different from Account Address) '
8. Heme Phone: (lf different from Account Home Phone) 9. Business Phone: (lf different from Account Business Phone)
10. Principal Business Address: 11. Business Mailing Address: (lf different from Principal Business)
12. Employment Status: 13. Marital Status: 0 Single 0Married
0Employed 0Self-Employed OUnemployed
13a. lf married, Spouse's Occupation: Employer's Name:
Member Firm? OYes O No Occupation:
14. Estimated Net Worth: (US $) 15. Annuallncome: (US $)
16. Sources of Wealth: 17. Sources of Assets on Deposit:
OEmployment Olnheritance Olnvestment OEmployment Olnheritance Olnvestment
OOther, Explain: OOther, Explain:
18. ls the Individual currently or formerly a Foreign Political Figure, an lmmediate Family Member ora Known Close Associate?
O No.
O Y es. Please conlact Compliance Officer and Anti-Mone:t Laundering Groue in the Legal Deet. befare conducting trading activity.
19. ls any Citizenship, or Address associated with this account from a country included in the High Risk List on page 4?
O No.
O Y es. Please contact Compliance Officer and Anti-Money Launderino Group in the Legal Deet. befare conducting trading activity.
For US Individual & Joint Accounts: No identifying documentation required at account opening. A copy of a driver's license or other val id governmenl issued identification m ay be requested for verification purposes u pon review of the account.
For Non-US Individual & Joint Accounts, and for all Beneficia! Owners of Non-US PIV Accounts, please attach to this forrn a copy of a valid government issued picture ID evidencing nationality for each Individual. The documentation must be presented prior to account opening. For Trading Authority 1 Power of Attorney only questions 1, 1 a, 1 O, 18 and 19 are rec¡uired.
New Accllndiv 10/01/03.v4 Page 2 of 5
ACCOUNT#
G. INTERESTED PARTIES
1/P # 1 # CONFIRMS _ _ #STATEMENTS 1/P # 2 # CONFIRMS #STATEMENTS
1/P # 3 # CONFIRMS _ _ #STATEMENTS 1/P #4 #CONFIRMS #STATEMENTS
DVP ACCOUNTS ONL Y: ALERT DVP? OYes 0No lf Y es, ALERT Acronym: _ _ _ _
Sub Account Details: ACCESS Code:
lnstructions Attached: OYes ONo Deliverv lnstructions:
Sub-AccountName: _ _ _ _ _ _ _ _ _ _ _ _ _
AgentBankName: - - - - Account Number: - - - - Agent Bank DTC Dellvery Number:
Group Number: - - - - Agent ID Number:
Customer Short N ame: --- Interna! Account Number: ---
AccountName: ____________________________________ ___
institutionaiiD Number:
1 certify that 1 have received and reviewed the requisite information and documentation for this account in accordance with Bear Stearns' anti-money laundering procedures and have conferred with the Registered Representative and the Branch Manager/Compliance Officer/Other Authorized Party
concerning the results of such review. •
Signature of New Accounts Coordinator: Date: _ _ _ _ _ __ _ _
Date:
Signature of Branch Mgr/Complianse Officar: Date:
New Acct lndiv 10/01/03.v4 Page 3 of 5
CLIENT 1 BENEFICIAL OWNER 1 AUTHORIZED PARTIES Customer: The nominal owner of an account.
Partner: An owner or investor in a partnership. A general partner has the right to participate in the management of a partnership. A limited partner has lit!! e to no influence in the management of a partnership.
Shareholder: An owner or investor in a corporation.
Member: An owner or investor in a limited liability corporation.
Settlor/Grantor: The person who owns property conveyed to an estate, living will or trust.
Trustee: A person or entity that oversees and manages a trust.
Custodian: Under !he Uniform Transfer (or Gift) to Minors Act, !he person appointed to manage and dispense funds for a child.
Guardian: A person or entity named in a will, guardianship, or court arder who is responsible for the care of minar children or incompetent adults.
Executor: The person or entity named in a will who has responsibility for carrying out !he terms of the will.
Conservator: A person or entity appointed by a court lo manage !he property and financia! affairs of another (usually incompetent) person.
ACCEPTABLE ENTITY DOCUMENT LIST Certified Articles of lncorporation
Articles of Association or By-Laws
Trust Agreement (Pages showing Trustee's Powers and Signature Page)
Trust Oeclaration
Partnership Agreement (1" and Signatura Page) Client Version LLC Agreement (1" and Signature Page) Client Version Subscription Agreement (1'1 and Signature Page) Other Otfering Document (1" and Signature Page) Operating Agreement
Share Certificate
Letter of Administration (Es tates Only) Letters Testamentary (Estates Only) Oeath Certificate (Estates Only) Will (Estates Only)
SEC Filings Business License
Audited Financia! Statements
Account Statement from a U.S. Financia! lnstitution Letter of Reference from a U.S. Financia! lnstitution Certificate of Good Standing from Regulator Other Organizational Records
FOR FUTURES ACCOUNTS ONL Y THE COMPLETE VERSIONS OF THE FOLLOWING DOCUMENTS ARE ACCEPT ABLE:
Trust Agreement Partnership Agreement LLC Agreement Subscription Agreement Other Offering Document
New Acct lndiv 10/01/03.vd
Receiver: A person appointed by a court possessing jurisdiction to receive the rents and profrts of land, or the profits or produce of other property in dispute.
lnvestment Advisor: A person who manages assets, making portfolio composition and individual security selection decisions.
Officer: A person with day-to-day responsibility for running a corporation, such as the chief executive, chief financia! officer and treasurer.
Principal: A person who designates another to act as his/her attomey in fact or agent.
Director: A person appointed or elected according to law, authorized to manage and direct !he affairs of a corporation or company. The whole of the directors collectively form the board of directors.
General Partner: A partner in a partnership whose liability is not limited. All partnerships must have at leas! one general partner. A general partner is usually also involved in !he day-to-day management of !he partnership. A limited partnership m ay also have limited partners who are basically investors and whose liability for partnership debts is limited.
Trading Authority: A person who is authorized to conduct trades and provide instructions for a customer's account."
Power of Attorney: An instrument by which one person authorizes another to act for him in a manner which is as legally binding upon the person giving such authority as if he personally were to do the acts.
HIGH RISK COUNTRY & JURISDICTION LIST Afghanistan
Angola
Bosnia & Herzigovina Burma (Myanmar) Cook lslands Cuba Dominica Egypt Grenada Guatemala Indonesia lran lraq Liberia Libya
Marshall lslands Nauru
Nigeria Ni u e North Korea Philippines
Russian Federation (Armenia, Azerbaijan, Belarus, Georgia, l<azakhstan, Kyrgyzstan, Moldava, Tajikistan, Turkmenistan, Russia, Uzbekistan)
Serbia & Montenegro Sierra Leone
St. Vincent & The Grenadines Sudan
Syria Ukraine Yugoslavia FR
Page 4 of 5
NAME ____________________________________ ACCOUNT#
FUTURES ACCOUNT ADDENDUM FOR NEW ACCOUNTS
Type of Account
O Individual O Joint
O Partnership O Trust
O Omnibus Account
O Commodity Pool
O Corporation O Foreign Account O Other (Specify) - - - -
TR!\O!N~ f;,:XPERIENCE Commodities
Options Stocks/Bonds Other
Estimated Liquid Assets: _ _ _ _ _ _
Security or Commodity Accounts with Other Finns: (List Finns):
Other Security or Commodity Accounts at Bear Steams :
Does this account control the trading in any other account?
Does any other person(s) control the trading of this account?
Does any other person have a financia! interest in this account?
Does any other person guarantee this account?
lf yes, specify:
O Yes O No O Yes O No O Yes D No
D Yes O No
Name: _______ ______________________ Address: _____________________________________________________ _
lnformation regarding the commission status must be fully compleied:
Commission Rates
lndicate how commissions will be charged:
lndicate if account is to be converted to US$:
D Inclusive O +Fees
Futures O Round Tum O Half Turn
Options O Round Turn O Half Tu m O Yes D No
Foreign Commodity Exchanges: lndicate the foreign commodity exchanges account will be trading and the native currency rates lo be charged:
Exchange: --- -- -- - - - - Rate:
1 certify that 1 have received and reviewed the requisite infonnation and documentation for this account in accordance with Bear Stearns' anti-money laundering procedures and have conferred with the Registered Representative and the Branch Manager/Compliance Officer/Other Authorized Party concerning the results of such review.
Signature of New Accounts Coordinator: Date:
Signature of Registered Represeniative: Date: ___ _ _ _ __ _
S!gnature of Brarv:h Mgr/Compliance Officer: Date:
New />.cct lndiv 10/01/03.v4 Page 5 of 5
PALI CAPITAL lNC. ,
A MEMBER OP TIIE EUROPEAN AMERICAN INVESTMENT GROUP +