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Rev. R. Acad. Cien. Serie A. Mat.

SAM

VOL. 97 (2), 2003, pp. 223–227

An´alisis Matem´atico / Mathematical Analysis

Comunicaci´on Preliminar / Preliminary Communication

The three-space-problem for locally-m-convex algebras

S. Dierolf and Th. Heintz

Abstract. We prove that a locally convex algebraAwith jointly continuous multiplication is already locally-m-convex, ifAcontains a two-sided idealI such that bothIand the quotient algebraA/I are locally-m-convex. An application to the behaviour of the associated locally-m-convex topology on ideals is given.

El problema de los tres espacios para ´algebras localmente-m-convexas Resumen. Probamos que un ´algebra localmente convexa con multiplicaci´on continua es autom´aticamente localmente-m-convexa, si contiene un ideal bil´ateroItal que tantoIcomo el ´algebra cocienteA/Ison localmente-m-convexas. Se presenta una aplicaci´on al comportamiento de la topolog´ıa localmente-m- convexa asociada en los ideales.

1. Introduction

There are three reasonable possibilities to extend the classical notion of a normed algebra to algebras pro- vided with a locally convex topology. In fact, letAbe an associative real or complex algebra andT a locally convex topology onA. The weakest requirement on the compatibility of the algebraic and topolog- ical structures onAis

1. multiplicationm: (A,T)×(A,T)−→(A,T)is separately continuous.

A stronger requirement would be

2. the above multiplicationmis jointly continuous, or - equivalently - for every0-nbhdU in(A,T) there is another0-nbhdV in(A,T)satisfying

V2:={xy:x, y∈V} ⊂U.

The following requirement is still stronger

3. The0-nbhd-filter in(A,T)has a basis consisting of sets that are stable w.r. to multiplication, i.e. for each0-nbhdU in(A,T)there is a0-nbhdV in(A,T)satisfyingV2⊂V ⊂U.

Presentado por Jos´e Bonet.

Recibido: 28 de Febrero de 2003. Aceptado: 15 de Mayo de 2003.

Palabras clave / Keywords: 3-space-problem, locally convex algebras, locally m-convex algebras Mathematics Subject Classifications: 46H05, 46H10

c

2003 Real Academia de Ciencias, Espa˜na.

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IfT is metrizable and complete, (1) and (2) are equivalent. We will call an algebraAprovided with a locally convex topology satisfying condition (2), a locally convex algebra ; if(A,T)satisfies (3), we will call(A,T)locally-m-convex (loc-m-conv.). Whereas it is easy to find algebras(A,T)with (1) but without (2), the few complete metrizable locally convex algebras known to fail (3) are nontrivial and rather famous (see e.g. [1], [7], [8]).

Although many authors deal with algebras satisfying just condition (1), we consider condition (2) a very natural extension of normed algebras, which leads to a category with good properties.

On the other hand, loc-m-conv. algebras (which are nothing else but dense subalgebras of projective limits of normed algebras) are easier to handle. Therefore conditions are welcome, under which a locally convex algebra will ”automatically” be already loc-m-conv. We will provide such a condition in form of a three-space- statement.

Notations. LetAbe an algebra (always assumed to be associative and real or complex). For a subset CinAletΓCdenote the convex balanced hull. Givenn ∈ Nand subsetsC1, . . . , Cn inA, we define C1· · ·Cn :={x1· · ·xn :xj∈Cj for all1≤j ≤n}and abbreviateCn:=C· · ·C(nfactors). It is easy to see thatC1(ΓC2)∪(ΓC1)C2⊂Γ(C1C2)andΓ((ΓC1)·(ΓC2)) = Γ(C1C2)for allC1, C2⊂A.

2. The three-space-theorem

Theorem 1 Let(A,T)be a locally convex algebra containing a (two-sided) idealI, such thatIprovided with the relative topologyT ∩Iand the quotient algebraA/Iprovided with the quotient topologyT/I are both loc-m-conv. algebras. Then also(A,T)is loc-m-convex.

PROOF. LetU = ΓU be a0-nbhd in(A,T).Then we find a0-nbhdV in(I,T ∩I)such thatV2⊂V = ΓV ⊂U ∩I. As the restricted multiplication

(A,T)×(I,T ∩I)−→(I,T ∩I)

is continuous, there are0-nbhdsU1= ΓU1in(A,T)andV1= ΓV1in(I,T ∩I)such thatU1V1⊂V. First we may assume thatV12⊂V1⊂V; next we may assume thatU1⊂Uand that(U12+U1)∩I⊂V1

(observe that there is a0-nbhd ˇU =ΓU inˇ (A,T)such that ˇU∩I ⊂V1and we may chooseU1so small thatU12∪U112U).ˇ

Letq:A→A/Idenote the quotient map. As(A/I,T/I)is loc-m-conv., there is a0-nbhdW = ΓW in(A/I,T/I)satisfyingW2⊂W ⊂q(U1).

U2:= 12(q−1(W)∩U1)is a balanced convex0-nbhd in(A,T)satisfyingq(U2) = 12W, hence U2+I=q−1(q(U2)) =q−1(1

2W)and U22⊂U22+I=q−1(q(U22)) =q−1((q(U2))2) =q−1(1

4W2)⊂1 2q−1(1

2W) =1 2U2+I.

As a consequence we obtain U22 ⊂ 1

2U2+I∩(U22−1

2U2)⊂1

2U2+I∩((1

2U1)2+1 2U1)

= 1

2U2+1

2I∩(U12+U1)⊂1 2U2+1

2V1⊂Γ(U2∪V1).

Now we prove by induction thatU2n ⊂Γ(U2∪U2V1∪V1)for alln∈N. In fact, the casen= 1is clear;

assume that the inclusion is true for somen∈N; then, by induction hypothesis, U2n+1 = U2U2n⊂U2Γ(U2∪U2V1∪V1)⊂Γ(U22∪U22V1∪U2V1)

⊂ Γ(U2∪V1∪Γ(U2∪V1)V1∪U2V1)⊂Γ(U2∪V1∪U2V1∪V12)

⊂ Γ(U2∪U2V1∪V1).

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Finally, the setU˜ := Γ

S

n∈N

U2n

is clearly a0-nbhd in(A,T)satisfyingU˜2⊂U˜;moreover U˜ ⊂Γ(U2∪U2V1∪V1)⊂Γ(U2∪V)⊂Γ(U1∪V)⊂ΓU ⊂U,

which finishes the proof.

Remark 1 Without the assumption of(A,T)having continuous multiplication, the 3-space-statement of the theorem becomes wrong, as has been shown in [4].

3. An application

As local-m-convexity is stable under the formation of initial topologies w.r. to linear multiplicative maps, for every locally convex algebra(A,T)there is a strongest loc-m-conv. topologyTmonAcoarser thatT. The formation of this ”associated loc-m-convex topology” induces a functor from the category of locally convex algebras and linear multiplicative continuous maps into the category of loc-m-convex algebras and linear multiplicative continuous maps:

(A,T) (A,Tm);

(A,T)−→f (B,S) (A,Tm)−→f (B,Sm).

If(A,T)is a locally convex algebra andI⊂Aan ideal, thenTm/I = (T/I)m(by a general device and also by immediate verification).

On the other hand, the functional property only yields that(T ∩I)m⊃Tm∩I. The following example shows that this inclusion may be strict.

Example 1 (see [5, 4.12])

Let(A,T) = (A,·,T)be a locally convex algebra with unit elemente6= 0, and letAnil denote the linear spaceAprovided with0-multiplication (so that(Anil,T)is even loc-m-convex). The maps

A−→L(Anil) :={f :A→Alinear}, a7→(b7→ab)anda7→(b7→b·a),

respectively, satisfy the conditions of the second proposition in [4] forB := (A,·)andC := Anil. Con- sequently by loc.cit., the corresponding semidirect productE := Anil×s(A,·)is an algebra, which is a locally convex algebra w.r. to the product topologyS :=T ×T.I:=A× {0}is an ideal inEand has 0-multiplication, whence(I,S ∩I)is loc-m-convex, i.e.(S ∩I)m=S ∩I. On the other hand, we will show thatSm=Tm×Tm.

In fact,Tm×Tmis loc-m-convex by loc. cit, henceTm×Tm⊂Sm.

Conversely, letpbe a submultiplicative continuous seminorm on(E,S), thenp(a,0) =p((e,0)(0, a))≤ p(e,0)p(0, a)for alla∈ A. Thusp(·,0)is dominated byp(0,·)which is a submultiplicative continuous seminorm on(A,·,T), henceTm-continuous. From this we obtain thatSm∩I= (Tm×Tm)∩I.

Since(E/I,Sm/I) = (E/I,(S/I)m)is canonically topologically algebra-isomorphic to(A,Tm), we obtain thatSm/I = (Tm×Tm)/I.

Now, [3, lemma 1] yieldsSm=Tm×Tm. In particular we have (S ∩I)m=Sm∩I⇐⇒T =Tm.

So any locally convex unital algebra(A,T)that fails to be loc-m-convex, provides a counter example of the announced kind.

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In contrast to this example we have the following

Proposition 1 Let(A,T)be a locally convex algebra containing an idealI such that(A/I,T/I)is loc-m-convex. ThenTm∩I= (T ∩I)m.

PROOF. The set

{Γ(U∪V) :U a0−nbhd in(A,T), V a0−nbhd in(I,(T ∩I)m)}

is a0-basis for a locally convex topologyRonA, satisfyingR∩I= (T ∩I)mandR/I=T/I; in fact, Ris the strongest locally convex topology onA, satisfyingR⊂T andR∩I⊂(T ∩I)m(cf. [2], [6]).

(A,R)is even a locally convex algebra. In order to show this, let0-nbhdsU = ΓU in(A,T)and V = ΓV in(I,(T ∩I)m)be given; we may assume thatV2 ⊂V. By continuity of multiplication there are0-nbhdsU1= ΓU1 ⊂U in(A,T)andV1 = ΓV1 ⊂V in(I,T ∩I)such thatU1V1∪V1U1 ⊂V, where we may assume thatU12⊂U.

AsV1 ⊂V andVm⊂V for allm∈N, we obtain thatU1V1n∪V1nU1 ⊂V for alln∈N. Therefore the0-nbhd

V˜ := Γ [

n∈N

V1nin(I,(T ∩I)m)

(observe thatV˜2⊂V˜ andV˜ is a0-nbhd in(I,T ∩I))satisfiesV U˜ 1∪U1V˜ ⊂V.

NowW := Γ(U1∪V˜)is a0-nbhd in(A,R)andW2⊂Γ(U12∪U1V˜ ∪V U˜ 1∪V˜2)⊂Γ(U ∪V).

From the theorem we now obtain that(A,R)is even loc-m-convex, henceR⊂Tm, which implies (T ∩I)m=R∩I⊂Tm∩I⊂(T ∩I)m.

Remark 2 A different, easier sufficient condition for(T ∩I)m=Tm∩Iwould be the hypothesis that (T ∩I)m is the initial topology onI w.r. to a family of multiplicative linear surjections from I onto loc-m-convex algebras with unit element.

In fact, given a locally convex algebra(A,T), containing an idealI, a loc-m-convex algebra(B,S) with unite6= 0and a linear multiplicative continuous surjectionf : (I,(T ∩I)m)−→(B,S),there is y∈Isuch thatf(y) =e. Definef˜:A−→B, x7→f(xy). It is easy to see thatf˜is a linear multiplicative T-S-continuous extension off, uniquely determined byf.

If(T ∩I)mis the initial topology onIw.r. to(fc : I −→ (Bc,Sc))c∈J as above, then the initial topologyS onAw.r. to( ˜fc :A−→ (Bc,Sc))c∈J is loc-m-conv.,S ⊂J,S ∩I= (T ∩I)m, hence S ⊂Tmand(T ∩I)m=S ∩I⊂Tm∩I⊂(T ∩I)m.

References

[1] Arens, R. (1946) The spaceLωand convex topological rings, Bull. Amer. Math. Soc .,52, 931–935.

[2] Dierolf, S. (1980) A note on the lifting of linear and locally convex topologies on a quotient, Collect. Math., 31, 193–198.

[3] Dierolf, S., Schwanengel, U. (1979) Examples of locally compact non-compact minimal topological groups, Pacific J. Math., 82, 349–355.

[4] Dierolf, S., Khin Aye Aye, Schr¨oder K. H. (1999) Semidirect products of locally convex algebras and the three- space-problem, Rev. R. Acad. Cienc. Exactas Fis. Nat. (Esp.), 93, 185–187.

[5] Heintz, T. (2001) Locally Convex and m-convex Algebras. Dissertation Unviersit¨at Trier.

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[6] K¨othe, G. (1966) Hebbare lokalkonvexe R¨aume, Math. Ann., 165, 181–195.

[7] Render, H., Sauer, A. (1996) Algebras of holomorphic functions with Hadamard multiplication, Studia Math., 118, 77–100.

[8] Zelazko, W. (1985) A non-m-convex algebra on which operate all entire functions, Ann. Polon. Math., 46, 389–

394.

S. Dierolf Th. Heintz

FB IV - Mathematik FB IV - Mathematik Universit”at Trier Universit”at Trier D-54286 Trier. Germany D-54286 Trier. Germany [email protected] [email protected]

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