Capítulo 9. Clave 6: Hacer participar
9.2 Algunas técnicas
The question of using non-binding law (soft-law) for interpreting a
treaty has not been addressed either by the ILC‟s work on fragmentation of PIL
or in academic literature. As far as the VCLT interpretative principles are
concerned, soft-law could, perhaps, may aid the interpretation of a treaty
provision as evidence of the ordinary meaning (Article 31(1)). The AB WTO
191
ILC Final Rep., [467].
192
EC-Biotech Products, [7.70].
193ILC Final Repέ, [41λ]ν Fέ Baetens, „Muddling the Waters of Treaty Interpretation? Relevant
Rules of International Law in the Mox Plant OSPAR Arbitration and EC-Biotech Case‟ (2008) 77 Nordic JIL 197, 216.
194
Simma, Kill, (note 54), 693-6λ4ν Mέ Samson, „High Hopes, Scant Resourcesμ A Word of Scepticism about the Anti-Fragmentation Function of Article 31(3)(c) of the Vienna Convention on the Law of Treaties‟ (2011) 24 LJIL 701, 710, 712-713; A. Orakhelashvili, The Interpretation of Acts and Rules in Public International Law (Oxford University Press, New York, 2008) 366-367.
in the US-Shrimp case used Agenda 21195 and the Resolution on Assistance to
Developing Countries196 in this way.197 Alternatively, non-binding PIL norms
could trigger the applicability of Article 31 (3)(c) VCLT, if it is accepted that
„rules of international law‟ include non-binding sources of law. Nonetheless,
the mainstream view is that Article 31 (3)(c) VCLT does not come into play in
the case of considerations that are not firmly established as binding rules.198
Gardiner is right, however, in carefully noting that the current practice of
international courts is insufficiently developed.199
The Ospar tribunal in the Mox Plant case dismissed Ireland‟s suggestion to take non-binding international instruments to interpret the Ospar
Convention. Ireland had specifically invited the tribunal to take „evolving
international law and practice on access to environmental information‟200
into
account and referred to the Rio Declaration on Environment and
Development201 and the Aarhus Convention.202 The Rio Declaration is a non-
binding instrument and the Aarhus Convention was not ratified by either of the
parties to the dispute. The tribunal accepted, in principle, the possibility of
drawing from current international law and practice to inform the interpretation
of the OSPAR convention. Yet, it proceeded to reject any interpretative
guidance from not lex lata PIL norms, which are not admissible under Article
195
Agenda 21: Programme of Action for Sustainable Development, UN Doc A/Conf.151/26, 14 June 1992.
196
Resolution on Assistance to Developing Countries, adopted in conjunction with the Convention on the Conservation of Migratory Species of Wild Animals.
197
US-Shrimp, [130].
198
ILC Final Rep., [426(a)]; Orakhelashvili, (note 78), 366; cf. Baetens, (note 77), 209.
199
Gardiner, (note 54), 266-268ν Jέ Merrills, „International Adjudication and Autonomy‟, in Rέ Collins, N.D. White (eds.), International Organisations and the Idea of Autonomy (Routledge, Oxford, 2011) 160, 170.
200
Ospar Convention Award, [98].
201
(1992) 31ILM 874.
202
Convention on Access to Information, Public Participation in Decision-Making and Access to Justice in Environmental Matters, 2161 UNTS 447.
31 (3)(c) VCLT.203 One of the arbitrators, Griffith, dissented from the
judgment arguing that not-binding PIL norms could have normative and
evidentiary value for informing the OSPAR convention.204
Griffith‟s view cannot be dismissed as being without meritέ The fact
that an international instrument has no binding force does not necessarily mean
that it is of no relevance when interpreting a treaty.205 It is true that the use of
soft-law cannot be easily justified on the basis of the interpretative principles in
Articles 31-33 VCLT. Yet, its evidential weight is acknowledged by the
IACtHR‟s jurisprudence, a pertinent example of which is the Saramaka People
case.206 In this case the applicants were members of an indigenous people in
Suriname who complained of a breach of their right to enjoy and use their
traditionally occupied lands and resources under Article 21 IACHR. The
IACtHR took the ICCPR and a number of non-treaty instruments and evidence
of international practice into account.207 It referred to the UN Declaration on
the Rights of Indigenous Peoples and it extensively discussed the views and
General Comments by the Human Rights Committee, General
Recommendations by the Committee on the Elimination of Racial
Discrimination. The IACtHR concluded that Suriname had the obligation to
protect the right of the Saramaka community to enjoy and use their
traditionally occupied lands and resources. It also identified certain safeguards
203
Ospar Convention Award, [99]-[105].
204
Dissenting Opinion of Gavan Griffith QC, in Ospar Convention Award, [10].
205JέAέ Frowein, „The Interrelationship between the Helsinki Final Act and the International
Covenants on Human Rights and the European Convention on Human Rights‟, in Tέ Buergenthal (ed.), Human Rights, International Law and the Helsinki Accord (Allanheld, Osmun & Co. Publishers, New York, 1977) 71, 72.
206
Saramaka People v Suriname, Series C No 172, 28 November 2007.
207
against restrictions of the community‟s rightέ208
Notably, these safeguards, such
as the effective participation and sharing of benefits regarding development or
investment projects within tribal territories, were inferred by reference to the
non-treaty instruments.
2.4 Conclusions
This Chapter highlighted that international courts and tribunals have a
considerable practice in interpreting their constitutive instruments by taking
PIL into account. It is generally accepted that international courts and tribunals
have the duty to take general international law, especially customary
international law and general principles of law, into account. In most instances,
whether or not and to what extent general international law is considered
relevant to inform a treaty is a matter of a case-by-case interpretation. The
restricted jurisdiction of the court or tribunal and the confines of the
interpretation process dictate the limit of the interpretative influence that
general international law may have on the construction of a treaty provision.
Turning to the question of taking other treaties into account to construe
the treaty under interpretation, international courts and tribunals seem to be
hesitant. With the exception of the IACtHR, which employs other treaties in its
legal reasoning, the international case-law previously discussed indicates that
such a practice is rarely encountered. Lastly, international court and tribunals -
except the IACtHR - are rather dismissive of using non-binding PIL norms due
to the lack of binding force and the difficulty of providing a solid legal basis
under the VCLT for justifying their consideration.
208