Capítulo 4. Precedentes de la ciudadanía moderna en la Nueva España
4.2 La protociudadanía frente al espíritu ilustrado
4.2.5 El orden y la uniformidad como herramientas de una modernidad excluyente
18.1.1 Persons or corporate bodies owning more than 5%, 10%, 15%, 20%,
25%, 33%, 50%, 66%, 90% or 95% of Company shares or voting
rights at General Meetings
At end‑2013, Altrafin Participations owned 15.73% of Altran Technologies’ capital and 20.54% of the Company’s voting rights.
Altrafin Participations acts in concert with Company founders, Mr Alexis Kniazeff and his family and Mr Hubert Martigny, as well as the members of Altran’s Executive Committee, via Altimus, a shareholder in Altrafin Participations. At 31 December 2013, the shares held by the concert represented 23.89% of Altran Technologies’ capital and 29.79% of the Company’s voting rights.
* Access to voting rights attributed to Altrafin Participations.
31 December 2013 Number of shares % of share capital Number of voting rights % of voting rights Altrafin Participations 27,501,079 15.73% 39,152,158 20.54% Alexis Kniazeff* 6,981,242 3.99% 8,620,344 4.52% Hubert Martigny* 6,978,989 3.99% 8,615,838 4.52%
Total initial concert 41,461,310 23.72% 56,388,340 29.59%
Managers via Altimus 299,148 0.17% 392,388 0.21%
Total concert 41,760,458 23.89% 56,780,728 29.79%
Free float 133,022,184 76.11% 133,808,223 70.21%
TOTAL OUTSTANDING SHARES 174,782,642 100.00% 190,588,951 100.00%
31 December 2012 Number of shares % of share capital Number of voting rights % of voting rights Altrafin Participations 27,501,079 18.99% 33,501,079 21.67% Alexis Kniazeff* 6,976,357 4.82% 8,610,574 5.57% Hubert Martigny* 6,978,989 4.82% 8,615,838 5.57%
Total initial concert 41,456,425 28.62% 50,727,491 32.81%
Free float 103,393,431 71.38% 103,879,109 67.19%
TOTAL OUTSTANDING SHARES 144,849,856 100.00% 154,606,600 100.00%
31 December 2011 Number of shares % of share capital Number of voting rights % of voting rights Altrafin Participations 27,501,079 19.00% 27,501,079 18.24% Alexis Kniazeff* 6,976,357 4.82% 9,610,574 6.38% Hubert Martigny* 6,978,989 4.82% 9,615,838 6.38%
Total initial concert 41,456,425 28.65% 46,727,491 31.00%
Free float 103,264,999 71.35% 104,023,436 69.00%
18.1.2 Declarations of threshold crossing in 2013
In 2013, Harris Associates L.P. crossed the 5% capital and votingrights thresholds on several occasions and made the following declarations notifying the French Autorité des Marchés Financiers (AMF) that on:
❚ 16 May 2013 it had broken through the 5% capital threshold and owned 7,344,975 Altran Technologies shares (representing 5.05% of the Company’s capital and 4.72% of the voting rights); ❚ 10 June 2013 it had crossed below the 5% capital threshold and
owned 7,664,300 Altran Technologies shares (representing 4.39% of the Company’s capital and 4.15% of the voting rights); ❚ 20 August 2013 it had broken through the 5% capital threshold
and owned 8,789,500 Altran Technologies shares (representing 5.03% of the Company’s capital and 4.76% of the voting rights); ❚ 27 August 2013 it had broken through the 5% voting‑rights
threshold and owned 9,333,100 Altran Technologies shares (representing 5.34% of the Company’s capital and 5.06% of the voting rights);
❚ 20 September 2013 it had crossed below the 5% voting‑rights threshold and owned 9,100,800 Altran Technologies shares (representing 5.21% of the Company’s capital and 4.93% of the voting rights);
❚ 10 October 2013 it had broken through the 5% voting‑rights threshold and owned 9,298,200 Altran Technologies shares (representing 5.32% of the Company’s capital and 5.04% of the voting rights);
❚ 18 October 2013 it had crossed below the 5% voting‑rights threshold and owned 9,160,122 Altran Technologies shares (representing 5.24% of the Company’s capital and 4.96% of the voting rights);
❚ 25 October 2013 it had crossed below the 5% capital threshold and owned 8,635,074 Altran Technologies shares (representing 4.94% of the Company’s capital and 4.68% of the voting rights). Financière de l’Échiquier notified the AMF that on 11 June 2013 it had crossed below the 5% capital and voting‑rights thresholds and owned 7,910,700 Altran Technologies shares (representing 4.53% of the Company’s capital and 4.29% of the voting rights).
The concert comprising Altrafin Participations and Messrs Alexis Kniazeff and Hubert Martigny notified the AMF, for regularisation purposes, that on 7 June 2013 it had crossed below the 25% capital and 30% voting‑rights thresholds and owned 50,737,261 Altran Technologies shares (representing 23.74% of the Company’s capital and 27.49% of the voting rights). At the same time, acting individually, Altrafin Participations crossed below the 20% voting‑ rights threshold, while Mr Alexis Kniazeff and Mr Hubert Martigny both crossed below the 5% voting‑rights threshold.
Concomitant with the notification to the AMF of the conclusion of the Altrafin Participations shareholders pact on 4 July 2013, Messrs Philippe Salle, Olivier Aldrin, Michel Bailly, Michael Blickle, Pascal Brier and Cyril Roger declared, that acting in concert with Altrafin Participations, Mr Alexis Kniazeff and family and Mr Hubert Martigny, they had broken through the 5%, 10%, 15% and 20% capital and voting‑rights thresholds and the 25% voting‑rights threshold and together owned 41,752,299 shares (representing 23.90% of the Company’s capital and 27.65% of the voting rights).
In addition, Altrafin Participations notified the AMF that, on 1 October 2013, it had individually broken through the 20% voting‑ rights threshold, owning 27,501,079 Altran Technologies shares (representing 15.74% of the Company’s capital and 20.58% of the voting rights).
18.1.3 Companies controlled by the Group and their share
of Altran Technologies’ treasury stock
18.1.4 Share ownership: employees
At 31 December 2013, Altran employees owned 758,399 Altran Technologies shares, equivalent to 0.43% of the outstanding shares and 0.40% of its voting rights, through two corporate mutual funds.Most of the employees’ shareholding was obtained within the context of the employee share‑ownership plan introduced in the first half of 2006.
18.1.5 Share ownership: corporate officers
In accordance with Article 11 of the Articles of Association, which stipulates that corporate officers must own at least one Altran Technologies share, the holdings of the corporate officers in Altran Technologies’ capital at 31 December 2013 were as follows:
Mr Philippe Salle 147,657 shares (*)
Mr Philippe Salle 147,657 shares*
Mr Cyril Roger 93,240 shares
Mr Jean‑Pierre Alix 10 shares
Apax Partners, directly and through its subsidiary, Altrafin Participations 27,501,080 shares
Mr Christian Bret 10 shares
Mrs Monique Cohen 100 shares
Mr Hans‑Georg Härter 2,060 shares
Mrs Florence Parly 15 shares
Mrs Nathalie Rachou 1,000 shares
Mr Gilles Rigal 1 share
Mr Maurice Tchenio 373,000 shares*
M. Jacques‑Étienne de T’Serclaes 3,024 shares
* Shares held within framework of a life‑insurance policy.
18.2 Transactions carried out during the year
subject to Article L. 621-18-2 of the French
Monetary and Financial Code
The following operations carried out in 2013 which fall within the scope of Article L. 621‑18‑2 of the French Monetary and Financial Code, were cited in declarations made to the AMF:
❚ Mr Cyril Roger, Senior Executive Vice‑President, declared that he had exercised 50,522 stock options on 2 May 2013 and sold the shares thus obtained on the same day;
❚ The companies Finellas (a legal entity owned by Mr Philippe Salle, Altran group Chairman and Chief Executive), and Valguil (a legal entity owned by Mr Cyril Roger, Senior Executive Vice‑President) as well as Altran Executive Committee members, Messrs Pascal Brier, Olivier Aldrin and Michel Bailly, and the company Blickle GmbH (a legal entity owned by Mr Michael Blickle, also member of the Altran Executive Committee) declared that they had subscribed on 4 July 2013 to the increase in the share capital of Altimus. On the same date, Altimus subscribed to an increase in
the share capital of Altrafin Participations, thereby increasing its capital stake and voting rights to 2.44% in Altrafin Participations, which, at that date, held 15.7% of Altran Technologies’ capital and 18.7% of its voting rights;
❚ Altran Participations, a legal entity linked to Apax Partners S.A. (Director), declared that via an over‑the‑counter operation and an off‑market transaction carried out on 24 July 2013 it had concluded a prepaid forward‑sale contract and a swap contract, both of which involving 12,707,182 underlying Altran Technologies shares (maturing in January 2017);
❚ Mr Maurice Tchenio, the permanent representative of Apax Partners SA on the Altran Technologies Board of Directors, declared that he had acquired 373,000 Altran Technologies shares on 29 August 2013. These shares are held within the framework of a life‑insurance policy.