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Automatic Recognition methods Supporting Pain Assessment

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Team members:

Kellen Evoy Margaret Xie Nathan Faber-Good

Diana Burek Harvey Ho

Tommas Meesussen Tobias Moktar Dr. Rachel Jiang

Dr. Ed Sykes

Objective method for the diagnosis of Chronic pain

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Objectives

 Establish PSPI prediction functionality with OpenFace software tools

 Research on 2D/3D facial expressions (FEs) analysis and deceptive detection (fake vs. real pain)

 Research micro-expression detection & relevance

 Research verbal deception (fake vs. real pain)

Research on thermal FEs analysis

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Pain Detection

P. Lucey, J. F. Cohn, K. M. Prkachin, P. E. Solomon, S. Chew, and

I. Matthews, “Painful monitoring: Automatic pain monitoring using

the unbc-mcmaster shoulder pain expression archive database,” Image

and Vision Computing, vol. 30, no. 3, pp. 197–205, 2012.

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Action Units for pain detection

P. Lucey, J. F. Cohn, K. M. Prkachin, P. E. Solomon, S. Chew, and

I. Matthews, “Painful monitoring: Automatic pain monitoring using

the unbc-mcmaster shoulder pain expression archive database,” Image

and Vision Computing, vol. 30, no. 3, pp. 197–205, 2012.

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OpenFace 2.0

 Facial Behavior Analysis Toolkit

 excellent AU prediction results with OpenFace 2.0

OpenFace 2.0 is a framework that implements modern facial behavior analysis algorithms including: facial landmark detection, head pose tracking, eye gaze and facial action unit recognition.

T. Baltrusaitis, A. Zadeh, Y. C. Lim, and L.-P. Morency, “Openface

2.0: Facial behavior analysis toolkit,” in International Conference on

Automatic Face & Gesture Recognition. IEEE, 2018, pp. 59–66.

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OpenFace 2.0

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Initial PSPI Prediction Process

calculate the PSPI for each image, and compare against ground-truth

PSPI [ PSPI = AU4 + max(AU6, AU7) + max(AU9, AU10) + AU43 (omitted) ]

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Investigating Results

 an image of ground-truth 14 PSPI and compare it to what OpenFace classified it.

 OpenFace predicted PSPI.

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Analyzing New Results

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Micro Expressions

 Last 1/25 to 1/5 of a second

 Caused by conflicting signals from extrapyramidal (involuntary) and pyramidal (voluntary) motor systems.

 Occur when one’s voluntary or posed emotion is something other than their true emotion.

 Because of this, Micro Expressions can be key indicators of deception.

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ME (Micro Expression) Detection

 Detection involves two unique problems:

 Spotting:

 Being able to tell whether a micro expression has happened

 Recognizing:

 Given a spotted micro expression, being able to tell what emotion is contained in the micro expression

 Li et al and Borza et al both propose solutions for ME detection algorithms:

 With Borza et al achieving an 86.95% true positive rate on the CASME2 dataset

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Why we used PSPI

 The labels in this dataset are complex, most consisting of multiple values

 PSPI is a single metric describing pain

on a 16-point scale

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ME Detections: Current Technologies

 Local Binary Pattern  Eulerian Video Magnification

https://ieeexplore-ieee-org.library.sheridanc.on.ca/document/8117030

http://people.csail.mit.edu/mrub/papers/vidmag.pdf

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3D Processing & Analysis

• Overview of Next Phase

• Discuss Considering 3D Analysis

• Literature Highlights

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• Exploring a Identify/recreate current state-of-the-art baseline system

• Establish an experiment protocol for gathering 3D data (Kinect DK)

3D/depth image analysis (literature

review)

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Why consider 3D?

• 3D analysis has become a popular research topic, providing many potential benefits:

• With the face being a 3D object, many communicative signals involve changes in depth and head rotation that can’t be identified from 2D capture [1].

• Improved estimation of facial shape from 2D images [2].

• Motion capture capabilities [2].

• While it may be possible to create an adequate system for binary classification from 2D images/videos (fake vs. real pain), pain quantification from 2D video remains difficult [3].

• In 2014, Bartlett et al determined a computer vision system distinguishes faked vs. real pain

better than humans, with an 85% success rate [4].

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Literature Review – General

Automatic Recognition methods Supporting Pain Assessment: A Survey (2019)

• Werner et al provide a very in-depth survey paper highlighting key research in automatic pain recognition [5].

• Identifies current pain recognition approaches and relevant research for each;

• Camera-based (employed by 70% of automated pain research)

• Contact-sensor

• Audio

• Multimodal (full-body, 3D/depth, other modality fusions)

• Identifies a wide variety of processing strategies (features, models).

• Provides extensive information for 11 datasets.

• Also suggests researchers “find a more specific and sensitive objective observational measure than

PSPI” in the future.

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Literature Review – 3D

Pain Intensity Estimation From Mobile Video Using 2D and 3D Facial Keypoints (2020, Preprint)

• Lee et al investigate the usefulness of smartphone video (2D & 3D) for pain intensity estimation [7].

“Across all of the tasks, we consistently see the 3D features outperforming the 2D features. This is promising since these 3D features are a unique component of our collected dataset and it is hoped that they can provide additional

capability in detecting pain in facial expressions.”

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Literature Review – 3D dataset

• 2020, Ye et al introduce SIAT-3DFE: A High- Resolution 3D Facial Expression Dataset of 500 subjects.

8000 3D facial expression models

32,000 texture images (16,000 high-

fidelity 2D texture images)

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3D Processing Overview

• No obvious OpenFace 2.0 Equivalent for 3D data

• Solutions for face-detection, emotion-identification, etc exist but are all custom pipelines

Localization Registration Feature Extraction

Emotion/Pain Detection Iterative

Closest Point Curvature

Features Motion

Vectors

CNN Classification

(Happy)

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Depth maps

• Similar to an image, but instead of storing a unique color each pixel, it stores a depth value for each pixel.

• Given its format, some existing 2D algorithms can be applied to depth

maps and yield greater accuracy (Xu yan et al.)

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3D models

• Actual polygons of the face

• Algorithms for face detection, registration, etc are unique to 3D

• Typically requires minimum 2 cameras to generate a 3D model

• A depth map can also be used to generate a 3D model

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References

• [1] X. Zhang et al., "A high-resolution spontaneous 3D dynamic facial expression database," 2013 10th IEEE International Conference and Workshops on Automatic Face and Gesture Recognition (FG), Shanghai, 2013, pp. 1-6, doi: 10.1109/FG.2013.6553788.

• [2] D. Cosker, E. Krumhuber and A. Hilton, "A FACS valid 3D dynamic action unit database with applications to 3D dynamic morphable facial modeling," 2011 International Conference on Computer Vision, Barcelona, 2011, pp. 2296-2303, doi: 10.1109/ICCV.2011.6126510.

• [3] J. Egede, T. Olugbade, C. Wang, S. Song, N. Berthouze, M. Valstar, A. Williams, H. Meng, M. Aung, and N. Lane. “Emopain challenge 2020:

Multimodal pain evaluation from facial and bodily expressions,” IEEE International Conference on Automatic Face and Gesture Recognition Workshop, 2020

• [4] Bartlett MS, Littlewort GC, Frank MG, Lee K. "Automatic decoding of facial movements reveals deceptive pain expressions". Curr Biol.

2014;24(7):738-743. doi:10.1016/j.cub.2014.02.009

• [5] Werner, Philipp & Lopez-Martinez, Daniel & Walter, Steffen & Al-Hamadi, Ayoub & Gruss, Sascha & Picard, Rosalind. (2019). Automatic Recognition Methods Supporting Pain Assessment: A Survey. IEEE Transactions on Affective Computing. 1-1. 10.1109/TAFFC.2019.2946774.

• [6] R. Irani et al., “Spatiotemporal Analysis of RGB-D-T Facial Images for Multi-Modal Pain Level Recognition,” in IEEE Conf. Comput. Vis. Pattern Recognit. Workshops, 2015.

• [7] M. Lee, J. S. E. Lee, L. Kennedy, A. Girgensohn, L. Wilcox, C. W. Tan, and B. L. Sng, “Pain Intensity Estimation from Mobile Video Using 2D and 3D Facial Keypoints,” 17-Jun-2020. [Online]. Available: https://deepai.org/publication/pain-intensity-estimation-from-mobile-video-using-2d- and-3d-facial-keypoints. [Accessed: 26-Aug-2020].

• [8] Y. Ye, Z. Song, J. Guo and Y. Qiao, "SIAT-3DFE: A High-Resolution 3D Facial Expression Dataset," in IEEE Access, vol. 8, pp. 48205-48211, 2020, doi: 10.1109/ACCESS.2020.2979518.

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