5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 107
Additionally, there is a non-compactπ΄ππ2 space parametrized by the PoincarΒ΄e type co- ordinatesπ and π . Mixing between these two spaces is described by the termsβππΌπ ππ, which can be thought of as βKaluza-Klein gauge ο¬eldsβ associated to aπ(1)πgauge group.
These preserve the symmetries ofπ΄ππ2 because the associated ο¬eld strengths ππΌππβ§ππ are proportional to the volume form ofπ΄ππ2 (they describe homogeneous electric ο¬elds).
Our strategy will be to decompose perturbations as scalar ο¬elds in π΄ππ2, with the eο¬ective mass of these scalar ο¬elds given by eigenvalues of some operator onβ. This is more complicated than a standard (linearized) Kaluza-Klein reduction because the βKK gauge ο¬eldsβ are non-vanishing in the background geometry. Fields with non-vanishing ππΌ dependence will be charged with respect to the π΄ππ2 gauge ο¬elds. We give more details of this decomposition below.
Scalar ο¬elds
It is instructive to consider ο¬rst the example of a complex scalar ο¬eld Ξ¨(π, π , ππΌ, π¦π΄) satisfying the Klein-Gordon equation1
(β2 βπ2)
Ξ¨ = 0. (5.5)
We start with a separable ansatz
Ξ¨(π, π , π, π¦) =π0(π, π )π(π, π¦) (5.6) and Fourier decompose π along the periodic directionsππΌ:
π(π, π¦) = ππππΌππΌπ(π¦) (5.7)
The Klein-Gordon equation (5.5) separates, and we see that the functionπ0(π, π ) satis- ο¬es the equation of a massive charged scalar ο¬eld inπ΄ππ2 with a homogeneous electric ο¬eld. More precisely, we write theπ΄ππ2 metric and gauge ο¬eld π΄2 as
ππ 2 =βπ 2ππ2+ ππ 2
π 2 , π΄2 =βπ ππ, (5.8) and introduce a gauge-covariant derivative for a scalar with charge π:
π·β‘ β2βπππ΄2, (5.9)
where β2 is the Levi-Civita associated to the π΄ππ2 metric. The scalar π0 satisο¬es the equation of an π΄ππ2 scalar with charge π and squared mass π2 =π+π2:
(π·2βπβπ2)
π0(π, π ) = 0 (5.10)
1Alternatively, we could have started with the GHP version (4.6) of this equation, but in this case it does not make things any simpler.
5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 109 where the charge π is given by2
π =ππΌππΌ. (5.11)
The separation constantπ is given by the eigenvalue equation πͺ(0)π β‘ ββΛπ(
πΏ(π¦)2βΛππ)
+πΏ(π¦)2(π2βπ2)π =ππ, (5.12) where Λβ is the Levi-Civita connection on β and π, π denote indices on β, raised and lowered with the metric onβ.
The operator πͺ(0) is self-adjoint with respect to the inner product (π1, π2) =
β«
β
πΒ―1π2 d(vol) (5.13)
deο¬ned on the compact manifold β. This self-adjointness guarantees that π is real, and furthermore that the harmonics π form a complete set and hence any solution Ξ¨ can be expanded as a sum of separable solutions of the above form. Note also that πͺ(0) commutes with the Lie derivative with respect to β/βππΌ and hence eigenfunctions of πͺ(0) may be assumed to have the ππΌ dependence assumed above.
Gravitational perturbations
The same procedure works for the linearized gravitational ο¬eld. As things are more complicated here, we give the full details in Appendix C and merely summarize the argument here. We are looking to separate the decoupled equation (4.25), and start with a separable ansatz
Ξ©ππ = Re [π2(π, π )πππ(π, π¦)]. (5.14) Since we are choosing our null basis vectorsβ and π to be tangent to the null geodesic congruences with vanishing expansion, rotation and shear, i.e., to βπ ππ Β± ππ /π , it follows that the spatial basis vectors ππ span β. Therefore, we can regard πππ as the components of a symmetric traceless tensorπππ onβ. For the remainder of this chapter π, π, . . . will represent indices on β, with indices raised and lowered with Λπ. We take a Fourier decomposition of this tensor as above, that is we assume that
βπΌπππ =πππΌπππ, (5.15)
2We are considering π΄ππ2 with a single gauge ο¬eld π΄ = βπ ππ. We could consider π΄ππ2 with multiple gauge ο¬elds, as is natural from the KK perspective,π΄πΌ =βππΌπ ππ. We would then obtain an π΄ππ2 scalar with chargeππΌ with respect toπ΄πΌ. However, for ο¬elds of higher spin, it turns out to be more useful to consider a single gauge ο¬eld. The motivation for taking the separation constant to be π=π2βπ2 rather thanπ2 itself will also become apparent when we consider higher spin ο¬elds.
whereβπΌ is the Lie derivative with respect toβ/βππΌ. We can again perform a separation of the perturbation equation forΞ©, and show that it reduces to the equation of a massive charged scalar in π΄ππ2, satisfying
(π·2 βπ2βπ)
π2 = 0. (5.16)
Here the charge is given by
π=ππΌππΌ+ 2π (5.17)
and the separation constant π by the eigenvalue equation
(πͺ(2)π)ππ =ππππ (5.18)
for an operator (πͺ(2)π)ππ =β 1
πΏ4βΛπ(
πΏ6βΛππππ) +(
6β(ππΌππΌ)2β πΏ42ππππβ2(πβ4)ΞπΏ2) πππ + 2πΏ2(
π Λ(πβ£π+ Λπ Λπ(πβ£π)
ππβ£π)β2πΏ2π Λπ ππ ππππ +[
β(ππ)(πβ£πβ πΏ22
(π(πΏ2)β§π)
(πβ£π
+ 2(
πβπ(πΏ2))
(πβ£βΛπβ2(
πβπ(πΏ2))
πβΛ(πβ£
]ππβ£π). (5.19)
In this expression, Λπ ππππ is the Riemann tensor on β (with Λπ ππ and Λπ the Ricci tensor and Ricci scalar), indices are raised and lowered with the metric on β, π is the Killing vector ο¬eld on β deο¬ned by
π=ππΌ β
βππΌ (5.20)
and (ππ)ππ = 2 Λβ[πππ]. We have written πͺ(2) in a covariant way, so that it can be evaluated using any basis on β, not limited to the particular one that we used above.
The explicit ππΌ dependence enters only via ππΌππΌ, which can be determined from
βππππ =πππΌππΌπππ (5.21)
As in the scalar case, we can show that the separation constant πis real by showing that πͺ(2) is self-adjoint. To do this, we deο¬ne an inner product between traceless, symmetric, square integrable 2-tensors onβ by
(π1, π2)β‘
β«
βπΏ4πΒ―1πππ2ππ d(vol), (5.22) and ο¬nd that it can be shown, by integrating by parts, that πͺ(2) is self-adjoint with respect to this, which implies that its eigenvaluesπ are real.
The function π2(π, π ) satisο¬es the equation of a charged scalar in π΄ππ2 where the mass πis given by
π2 =π2+π (5.23)
5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 111 Note thatπiscomplex. This has been observed previously for gravitational perturbations of the NHEK geometry [168, 169]. Self-adjointness implies that π is real and hence π2 also is complex but the combination π2βπ2 is always real.
Note that the use of the gauge-invariant quantityΞ©to describe metric perturbations implies that we will not be able to study certain non-generic perturbations that preserve the algebraically special property of the background geometry and hence haveΞ©. In par- ticular, perturbations that deform the near-horizon geometry into another near-horizon geometry will be missed.
Electromagnetic Perturbations
Finally, we can also analyse the behaviour of Maxwell ο¬elds in a similar manner. In a Kundt background, these satisfy a decoupled equation in terms of π. Similarly to previous cases, we write
ππ(π, π , ππΌ, π¦π΄) = Re[
π1(π, π )ππ(ππΌ, π¦π΄)]
(5.24) The decoupled equation forππ can be separated to give the equation of a charged scalar inπ΄ππ2:
(π·2βπβπ2)π1 = 0 (5.25)
where the charge is
π =ππΌππΌ+π, (5.26)
the mass πis given by π2 =π2+π, and π is given by
(πͺ(1)π)π=πππ (5.27)
where
(πͺ(1)π)π=β 1 πΏ2βΛπ(
πΏ4βΛπππ) +(
2β(ππΌππΌ)2β4πΏ52ππππβ πβ62 ΞπΏ2) ππ +πΏ2( Λπ ππ+ 12π ΛΛπππ)ππ +(
β12(ππ)ππ+ 2(
πβπ(πΏ2))
[πβΛπ]βπΏ12(ππΏ2)[πππ])
ππ. (5.28) This is again self-adjoint, this time with respect to the inner product
(π1, π2)β‘
β«
βπΏ2πΒ―1ππ2πd(vol), (5.29) and hence the eigenvalues π are real.
5.2.3 Behaviour of solutions
Weβve seen that for a scalar ο¬eld, linearized gravitational ο¬eld, or Maxwell ο¬eld, we can reduce the equation of motion to that of a massive, charged, scalar ο¬eld ππ(π, π ) in π΄ππ2 with a homogeneous electric ο¬eld (5.8). Solutions of this equation of motion were considered in Refs. [172, 168, 169]. At largeπ , they behave as ππ βΌπ βΞΒ± where
ΞΒ± = 1 2 Β±
β
π2βπ2 +1
4 (5.30)
Therefore solutions grow or decay as real powers of π if the βeο¬ective BF boundβ is respected:
π2βπ2 β₯ β1
4. (5.31)
If this bound is violated then solutions oscillate at inο¬nity.
In the uncharged case (π= 0), it is known that boundary conditions can be imposed that lead to stable, causal, dynamics when the bound is respected [166, 173]. If the bound is violated then no choice of boundary conditions leads to stable, causal, dynamics [173].
Motivated by this, we make the following deο¬nition for the remainder of the paper:
Deο¬nition 5.2 A near-horizon geometry is unstable against linearized gravitational (or scalar ο¬eld or Maxwell) perturbations if expanding in harmonics on β gives a massive, charged, scalar ο¬eld in π΄ππ2 that violates the bound (5.31).
This is just introducing some terminology, we are not claiming anything about the dynamics of a scalar ο¬eld inπ΄ππ2when (5.31) is violated. Of course, it would be interest- ing to see if the arguments of Ishibashi & Wald [173] could be extended to the charged case to show that violation of (5.31) implies that there exists no choice of boundary conditions for which the scalar ο¬eld has stable dynamics. However, such considerations are not actually relevant to this paper, as we are interested in the question of whether violation of (5.31) implies instability of the full black hole geometry rather than just its near-horizon geometry.
In fact, the results of Refs. [168, 169] show that it probably doesnβt make sense to consider perturbations of the near-horizon geometry as a spacetime in its own right since there will be a large backreaction when one goes beyond linearized theory.
We showed above that π2 βπ2 = π, the eigenvalue of a self-adjoint operator πͺ(π). Hence, our condition for instability of the near-horizon geometry is the existence of an eigenvalue π < β1/4. This means that the question of stability has been reduced to studying the spectrum of these operators on β. In the next section we shall study the spectrum of these operators for the case of extreme cohomogeneity-1 MP black holes.