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Decoupling and near-horizon geometries

5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 107

Additionally, there is a non-compact𝐴𝑑𝑆2 space parametrized by the PoincarΒ΄e type co- ordinates𝑇 and 𝑅. Mixing between these two spaces is described by the termsβˆ’π‘˜πΌπ‘…π‘‘π‘‡, which can be thought of as β€˜Kaluza-Klein gauge fields’ associated to aπ‘ˆ(1)𝑛gauge group.

These preserve the symmetries of𝐴𝑑𝑆2 because the associated field strengths π‘˜πΌπ‘‘π‘‡βˆ§π‘‘π‘… are proportional to the volume form of𝐴𝑑𝑆2 (they describe homogeneous electric fields).

Our strategy will be to decompose perturbations as scalar fields in 𝐴𝑑𝑆2, with the effective mass of these scalar fields given by eigenvalues of some operator onβ„‹. This is more complicated than a standard (linearized) Kaluza-Klein reduction because the β€˜KK gauge fields’ are non-vanishing in the background geometry. Fields with non-vanishing πœ™πΌ dependence will be charged with respect to the 𝐴𝑑𝑆2 gauge fields. We give more details of this decomposition below.

Scalar fields

It is instructive to consider first the example of a complex scalar field Ξ¨(𝑇, 𝑅, πœ™πΌ, 𝑦𝐴) satisfying the Klein-Gordon equation1

(βˆ‡2 βˆ’π‘€2)

Ξ¨ = 0. (5.5)

We start with a separable ansatz

Ξ¨(𝑇, 𝑅, πœ™, 𝑦) =πœ’0(𝑇, 𝑅)π‘Œ(πœ™, 𝑦) (5.6) and Fourier decompose π‘Œ along the periodic directionsπœ™πΌ:

π‘Œ(πœ™, 𝑦) = π‘’π‘–π‘šπΌπœ™πΌπ•(𝑦) (5.7)

The Klein-Gordon equation (5.5) separates, and we see that the functionπœ’0(𝑇, 𝑅) satis- fies the equation of a massive charged scalar field in𝐴𝑑𝑆2 with a homogeneous electric field. More precisely, we write the𝐴𝑑𝑆2 metric and gauge field 𝐴2 as

𝑑𝑠2 =βˆ’π‘…2𝑑𝑇2+ 𝑑𝑅2

𝑅2 , 𝐴2 =βˆ’π‘… 𝑑𝑇, (5.8) and introduce a gauge-covariant derivative for a scalar with charge π‘ž:

𝐷≑ βˆ‡2βˆ’π‘–π‘žπ΄2, (5.9)

where βˆ‡2 is the Levi-Civita associated to the 𝐴𝑑𝑆2 metric. The scalar πœ’0 satisfies the equation of an 𝐴𝑑𝑆2 scalar with charge π‘ž and squared mass πœ‡2 =πœ†+π‘ž2:

(𝐷2βˆ’πœ†βˆ’π‘ž2)

πœ’0(𝑇, 𝑅) = 0 (5.10)

1Alternatively, we could have started with the GHP version (4.6) of this equation, but in this case it does not make things any simpler.

5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 109 where the charge π‘ž is given by2

π‘ž =π‘šπΌπ‘˜πΌ. (5.11)

The separation constantπœ† is given by the eigenvalue equation π’ͺ(0)π‘Œ ≑ βˆ’βˆ‡Λ†πœ‡(

𝐿(𝑦)2βˆ‡Λ†πœ‡π‘Œ)

+𝐿(𝑦)2(𝑀2βˆ’π‘ž2)π‘Œ =πœ†π‘Œ, (5.12) where Λ†βˆ‡ is the Levi-Civita connection on β„‹ and πœ‡, 𝜈 denote indices on β„‹, raised and lowered with the metric onβ„‹.

The operator π’ͺ(0) is self-adjoint with respect to the inner product (π‘Œ1, π‘Œ2) =

∫

β„‹

π‘ŒΒ―1π‘Œ2 d(vol) (5.13)

defined on the compact manifold β„‹. This self-adjointness guarantees that πœ† is real, and furthermore that the harmonics π‘Œ form a complete set and hence any solution Ξ¨ can be expanded as a sum of separable solutions of the above form. Note also that π’ͺ(0) commutes with the Lie derivative with respect to βˆ‚/βˆ‚πœ™πΌ and hence eigenfunctions of π’ͺ(0) may be assumed to have the πœ™πΌ dependence assumed above.

Gravitational perturbations

The same procedure works for the linearized gravitational field. As things are more complicated here, we give the full details in Appendix C and merely summarize the argument here. We are looking to separate the decoupled equation (4.25), and start with a separable ansatz

Ω𝑖𝑗 = Re [πœ’2(𝑇, 𝑅)π‘Œπ‘–π‘—(πœ™, 𝑦)]. (5.14) Since we are choosing our null basis vectorsβ„“ and 𝑛 to be tangent to the null geodesic congruences with vanishing expansion, rotation and shear, i.e., to βˆ’π‘…π‘‘π‘‡ Β± 𝑑𝑅/𝑅, it follows that the spatial basis vectors π‘šπ‘– span β„‹. Therefore, we can regard π‘Œπ‘–π‘— as the components of a symmetric traceless tensorπ‘Œπœ‡πœˆ onβ„‹. For the remainder of this chapter πœ‡, 𝜈, . . . will represent indices on β„‹, with indices raised and lowered with ˆ𝑔. We take a Fourier decomposition of this tensor as above, that is we assume that

β„’πΌπ‘Œπœ‡πœˆ =π‘–π‘šπΌπ‘Œπœ‡πœˆ, (5.15)

2We are considering 𝐴𝑑𝑆2 with a single gauge field 𝐴 = βˆ’π‘…π‘‘π‘‡. We could consider 𝐴𝑑𝑆2 with multiple gauge fields, as is natural from the KK perspective,𝐴𝐼 =βˆ’π‘˜πΌπ‘…π‘‘π‘‡. We would then obtain an 𝐴𝑑𝑆2 scalar with chargeπ‘šπΌ with respect to𝐴𝐼. However, for fields of higher spin, it turns out to be more useful to consider a single gauge field. The motivation for taking the separation constant to be πœ†=πœ‡2βˆ’π‘ž2 rather thanπœ‡2 itself will also become apparent when we consider higher spin fields.

whereℒ𝐼 is the Lie derivative with respect toβˆ‚/βˆ‚πœ™πΌ. We can again perform a separation of the perturbation equation forΞ©, and show that it reduces to the equation of a massive charged scalar in 𝐴𝑑𝑆2, satisfying

(𝐷2 βˆ’π‘ž2βˆ’πœ†)

πœ’2 = 0. (5.16)

Here the charge is given by

π‘ž=π‘šπΌπ‘˜πΌ+ 2𝑖 (5.17)

and the separation constant πœ† by the eigenvalue equation

(π’ͺ(2)π‘Œ)πœ‡πœˆ =πœ†π‘Œπœ‡πœˆ (5.18)

for an operator (π’ͺ(2)π‘Œ)πœ‡πœˆ =βˆ’ 1

𝐿4βˆ‡Λ†πœŒ(

𝐿6βˆ‡Λ†πœŒπ‘Œπœ‡πœˆ) +(

6βˆ’(π‘˜πΌπ‘šπΌ)2βˆ’ 𝐿42π‘˜πœ‡π‘˜πœ‡βˆ’2(π‘‘βˆ’4)Λ𝐿2) π‘Œπœ‡πœˆ + 2𝐿2(

𝑅ˆ(πœ‡βˆ£πœŒ+ ˆ𝑅ˆ𝑔(πœ‡βˆ£πœŒ)

π‘ŒπœŒβˆ£πœˆ)βˆ’2𝐿2π‘…Λ†πœ‡ 𝜈𝜌 πœŽπ‘ŒπœŒπœŽ +[

βˆ’(π‘‘π‘˜)(πœ‡βˆ£πœŒβˆ’ 𝐿22

(𝑑(𝐿2)βˆ§π‘˜)

(πœ‡βˆ£πœŒ

+ 2(

π‘˜βˆ’π‘‘(𝐿2))

(πœ‡βˆ£βˆ‡Λ†πœŒβˆ’2(

π‘˜βˆ’π‘‘(𝐿2))

πœŒβˆ‡Λ†(πœ‡βˆ£

]π‘ŒπœŒβˆ£πœˆ). (5.19)

In this expression, Λ†π‘…πœ‡πœˆπœŒπœŽ is the Riemann tensor on β„‹ (with Λ†π‘…πœ‡πœˆ and ˆ𝑅 the Ricci tensor and Ricci scalar), indices are raised and lowered with the metric on β„‹, π‘˜ is the Killing vector field on β„‹ defined by

π‘˜=π‘˜πΌ βˆ‚

βˆ‚πœ™πΌ (5.20)

and (π‘‘π‘˜)πœ‡πœˆ = 2 Λ†βˆ‡[πœ‡π‘˜πœˆ]. We have written π’ͺ(2) in a covariant way, so that it can be evaluated using any basis on β„‹, not limited to the particular one that we used above.

The explicit π‘šπΌ dependence enters only via π‘˜πΌπ‘šπΌ, which can be determined from

β„’π‘˜π‘Œπœ‡πœˆ =π‘–π‘˜πΌπ‘šπΌπ‘Œπœ‡πœˆ (5.21)

As in the scalar case, we can show that the separation constant πœ†is real by showing that π’ͺ(2) is self-adjoint. To do this, we define an inner product between traceless, symmetric, square integrable 2-tensors onβ„‹ by

(π‘Œ1, π‘Œ2)≑

∫

ℋ𝐿4π‘ŒΒ―1πœ‡πœˆπ‘Œ2πœ‡πœˆ d(vol), (5.22) and find that it can be shown, by integrating by parts, that π’ͺ(2) is self-adjoint with respect to this, which implies that its eigenvaluesπœ† are real.

The function πœ’2(𝑇, 𝑅) satisfies the equation of a charged scalar in 𝐴𝑑𝑆2 where the mass πœ‡is given by

πœ‡2 =π‘ž2+πœ† (5.23)

5.2. DECOUPLING AND NEAR-HORIZON GEOMETRIES 111 Note thatπ‘žiscomplex. This has been observed previously for gravitational perturbations of the NHEK geometry [168, 169]. Self-adjointness implies that πœ† is real and hence πœ‡2 also is complex but the combination πœ‡2βˆ’π‘ž2 is always real.

Note that the use of the gauge-invariant quantityΞ©to describe metric perturbations implies that we will not be able to study certain non-generic perturbations that preserve the algebraically special property of the background geometry and hence haveΞ©. In par- ticular, perturbations that deform the near-horizon geometry into another near-horizon geometry will be missed.

Electromagnetic Perturbations

Finally, we can also analyse the behaviour of Maxwell fields in a similar manner. In a Kundt background, these satisfy a decoupled equation in terms of 𝝋. Similarly to previous cases, we write

πœ‘π‘–(𝑇, 𝑅, πœ™πΌ, 𝑦𝐴) = Re[

πœ’1(𝑇, 𝑅)π‘Œπ‘–(πœ™πΌ, 𝑦𝐴)]

(5.24) The decoupled equation forπœ‘π‘– can be separated to give the equation of a charged scalar in𝐴𝑑𝑆2:

(𝐷2βˆ’πœ†βˆ’π‘ž2)πœ’1 = 0 (5.25)

where the charge is

π‘ž =π‘˜πΌπ‘šπΌ+𝑖, (5.26)

the mass πœ‡is given by πœ‡2 =π‘ž2+πœ†, and πœ† is given by

(π’ͺ(1)π‘Œ)πœ‡=πœ†π‘Œπœ‡ (5.27)

where

(π’ͺ(1)π‘Œ)πœ‡=βˆ’ 1 𝐿2βˆ‡Λ†πœŒ(

𝐿4βˆ‡Λ†πœŒπ‘Œπœ‡) +(

2βˆ’(π‘˜πΌπ‘šπΌ)2βˆ’4𝐿52π‘˜πœ‡π‘˜πœ‡βˆ’ π‘‘βˆ’62 Λ𝐿2) π‘Œπœ‡ +𝐿2( Λ†π‘…πœ‡πœˆ+ 12π‘…Λ†Λ†π‘”πœ‡πœˆ)π‘Œπœˆ +(

βˆ’12(π‘‘π‘˜)πœ‡πœˆ+ 2(

π‘˜βˆ’π‘‘(𝐿2))

[πœ‡βˆ‡Λ†πœˆ]βˆ’πΏ12(𝑑𝐿2)[πœ‡π‘˜πœˆ])

π‘Œπœˆ. (5.28) This is again self-adjoint, this time with respect to the inner product

(π‘Œ1, π‘Œ2)≑

∫

ℋ𝐿2π‘ŒΒ―1πœ‡π‘Œ2πœ‡d(vol), (5.29) and hence the eigenvalues πœ† are real.

5.2.3 Behaviour of solutions

We’ve seen that for a scalar field, linearized gravitational field, or Maxwell field, we can reduce the equation of motion to that of a massive, charged, scalar field πœ’π‘(𝑇, 𝑅) in 𝐴𝑑𝑆2 with a homogeneous electric field (5.8). Solutions of this equation of motion were considered in Refs. [172, 168, 169]. At large𝑅, they behave as πœ’π‘ βˆΌπ‘…βˆ’Ξ”Β± where

Δ± = 1 2 Β±

√

πœ‡2βˆ’π‘ž2 +1

4 (5.30)

Therefore solutions grow or decay as real powers of 𝑅 if the β€˜effective BF bound’ is respected:

πœ‡2βˆ’π‘ž2 β‰₯ βˆ’1

4. (5.31)

If this bound is violated then solutions oscillate at infinity.

In the uncharged case (π‘ž= 0), it is known that boundary conditions can be imposed that lead to stable, causal, dynamics when the bound is respected [166, 173]. If the bound is violated then no choice of boundary conditions leads to stable, causal, dynamics [173].

Motivated by this, we make the following definition for the remainder of the paper:

Definition 5.2 A near-horizon geometry is unstable against linearized gravitational (or scalar field or Maxwell) perturbations if expanding in harmonics on β„‹ gives a massive, charged, scalar field in 𝐴𝑑𝑆2 that violates the bound (5.31).

This is just introducing some terminology, we are not claiming anything about the dynamics of a scalar field in𝐴𝑑𝑆2when (5.31) is violated. Of course, it would be interest- ing to see if the arguments of Ishibashi & Wald [173] could be extended to the charged case to show that violation of (5.31) implies that there exists no choice of boundary conditions for which the scalar field has stable dynamics. However, such considerations are not actually relevant to this paper, as we are interested in the question of whether violation of (5.31) implies instability of the full black hole geometry rather than just its near-horizon geometry.

In fact, the results of Refs. [168, 169] show that it probably doesn’t make sense to consider perturbations of the near-horizon geometry as a spacetime in its own right since there will be a large backreaction when one goes beyond linearized theory.

We showed above that πœ‡2 βˆ’π‘ž2 = πœ†, the eigenvalue of a self-adjoint operator π’ͺ(𝑏). Hence, our condition for instability of the near-horizon geometry is the existence of an eigenvalue πœ† < βˆ’1/4. This means that the question of stability has been reduced to studying the spectrum of these operators on β„‹. In the next section we shall study the spectrum of these operators for the case of extreme cohomogeneity-1 MP black holes.