MICROBANK FONDO ETICO, FI Informe 1r trimestre 2017

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(1)MICROBANK FONDO ETICO, FI Informe 1r trimestre 2017 1~PUHJLVWUH&109 1783 Data de registre: 09/04/1999 Gestora: CAIXABANK ASSET MANAGEMENT SGIIC, S.A. Dipositari: CECABANK, S.A. Grup Gestora/Dipositari: &$,;$'(67$/9,6,3(16,216'(%$5&(/21$&(&$%$1.6$ 5jWLQJ'LSRVLWDUL BBB Auditor: Deloitte $TXHVWLQIRUPHMXQWDPHQWDPEHOV~OWLPVLQIRUPHVSHULzGLFVHVWDQGLVSRQLEOHVSHUPLWMDQVWHOHPjWLFVDZZZODFDL[DHVRZZZFDL[DEDQNDVVHWPDQDJHPHQWFRP / HQWLWDWJHVWRUDDWpQOHVFRQVXOWHVGHOVFOLHQWVUHODFLRQDGHVDPEOHV,,&JHVWLRQDGHVD$Y'LDJRQDOWRUUHSODQWDD%DUFHORQDFRUUHXHOHFWUzQLFSHUPLWMjGHO formulari disponible a www.laCaixa.es $PpVGLVSRVDG XQGHSDUWDPHQWRVHUYHLG DWHQFLyDOFOLHQWHQFDUUHJDWGHUHVROGUHOHVTXHL[HVLUHFODPDFLRQV,JXDOPHQWOD&109SRVDDODVHYDGLVSRVLFLyO 2ILFLQDG $WHQFLyD O ,QYHUVRU FRUUHXHOHFWUzQLFLQYHUVRUHV#FQPYHV

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(3). ËQGH[GHURWDFLyGHOD cartera Rendibilitat mitjana de la liquiditat (% anualitzat). 3HUtRGH actual 0,12. 3HUtRGH anterior 0,04. 0,12. 0,14. Any actual Any anterior 0,12. 0,38. 0,12. 0,13. 1RWDHOSHUtRGHIDUHIHUqQFLDDOWULPHVWUHRVHPHVWUHVHJRQVHOFDV(QFDVG ,,&DPEXQYDORUOLTXLGDWLX TXHQRHVGHWHUPLQLGLjULDPHQWOHVGDGHVHVUHIHUHL[HQDO ~OWLPTXHKLKDJLGLVSRQLEOH. Data 3HUtRGHGHO LQIRUPH 2016 2015 2014. 3DWULPRQLILGHSHUtRGH 9DORUOLTXLGDWLXILGHOSHUtRGH (milers de euros) (euros) 43.433 7,9760 39.229 7,8489 45.165 7,7531 23.474 7,4937. Comissions aplicades en el SHUtRGHVREUHSDWULPRQL PLWMj &RPLVVLyGHJHVWLy &RPLVVLyGHUHVXOWDWV &RPLVVLyGHJHVWLyWRWDO. % cobrat efectivament 3HUtRGH Acumulada. &RPLVVLyGHGLSRVLWDUL. 0,36 0,00 0,36. 0,36 0,00 0,36. Base de FjOFXO Patrimoni Resultats Mixta. 0,04. 0,04. Patrimoni. 2.2. COMPORTAMENT 2.2.1. Individual - MICROBANK FONDO ETICO, FI. Divisa Euro Rendibilitat (% anualitzat). Rendibilitat. Acumulat any actual 1,62. 31-03-17 1,62. Trimestral 31-12-16 30-09-16 2,94 0,50. 2016. Anual 2015. ÒOWLPDQ\ % Data -0,48 30-01-17 0,59 09-02-17. Trimestre actual % Data -0,48 30-01-17 0,59 09-02-17. Rendibilitats extremes* 5HQGLELOLWDWPtQLPD

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(5). 30-06-16 0,50. 2014. 2012. ÒOWLPVDQ\V % Data ---. 1RPpVVHQ LQIRUPDSHUDOHVFODVVHVDPEXQDDQWLJXLWDWPtQLPDGHOSHUtRGHVROāOLFLWDWLVHPSUHTXHQRV KDJLPRGLILFDWODYRFDFLyLQYHUVRUD)DUHIHUqQFLDDOHVUHQGLELOLWDWVPj[LPHVLPtQLPHVHQWUHGRVYDORUV liquidatius consecutius. /DSHULRGLFLWDWGHFjOFXOGHOYDORUOLTXLGDWLXpVGLjULD 5HFRUGLTXHUHQGLELOLWDWVSDVVDGHVQRSUHVVXSRVHQUHQGLELOLWDWVIXWXUHV1RPpVVHQ LQIRUPDVLV KDPDQWLQJXWXQDSROtWLFDG LQYHUVLyKRPRJqQLDHQHOSHUtRGH. Mesures de risc (%) Volatilitat * de: Valor Liquidatiu Ibex-35 Lletra Tresor 1 any 40%FTSE 4Good Europe + 35% ML Euro Large Cap+ 25%EONIA 9D5KLVWyULF . Acumulat any actual 3,83 11,40 0,15 3,77. 31-03-17 3,83 11,40 0,15 3,77. 1,48. 1,48. Trimestral 31-12-16 30-09-16 5,06 5,55 14,36 17,93 0,69 0,24 5,56 6,27. 1,46. 1,48. 30-06-16 9,86 35,15 0,45 11,63. 2016. Anual 2015. 2014. 2012. 1,50. 9RODWLOLWDWKLVWzULFDLQGLFDHOULVFG XQYDORUHQXQSHUtRGHDPpVYRODWLOLWDWPpVULVF3HUSRGHUFRPSDUDUV RIHUHL[ODYRODWLOLWDWGHGLIHUHQWVUHIHUqQFLHV1RPpVV LQIRUPDGHODYRODWLOLWDWSHUDOVSHUtRGHVDPESROtWLFD G LQYHUVLyKRPRJqQLD 9D5KLVWzULFLQGLFDHOPj[LPTXHHVSRWSHUGUHDPEXQQLYHOOGHFRQILDQoDGHO99%, en el termini d'1PHVVLHVUHSHWHL[HOFRPSRUWDPHQWGHOD,,&GHOV~OWLPV5DQ\V/DGDGDpVDILQDOVGHOSHUtRGHGH UHIHUqQFLD. 'HVSHVHV VREUHHOSDWULPRQLPLWMj

(6). 5jWLRWRWDOGHGHVSHVHV. Acumulat any actual 0,40. 31-03-17 0,40. Trimestral 31-12-16 30-09-16 0,41 0,41. 30-06-16 0,40. 2016 1,62. Anual 2015 1,62. 2014 1,64. 2012 1,72. ,QFORXWRWHVOHVGHVSHVHVGLUHFWHVTXHKLKDKDJXWHQHOSHUtRGHGHUHIHUqQFLDFRPLVVLyGHJHVWLyVREUHSDWULPRQLFRPLVVLyGHGLSRVLWDULDXGLWRULDVHUYHLVEDQFDULV H[FHSWHGHVSHVHVGHILQDQoDPHQW

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(9) Garantit de rendiment fix Garantit de rendiment variable De garantia parcial Retorn absolut Global Total Fons. Patrimoni gestionat* (milers d'euros) 5.601.678 0 3.899.581 284.957 4.424.505 8.924.759 0 2.701.804 548.039 3.006.569 10.018.756 111.505 85.507 0 654.209 3.612.074 43.873.943. 1UHGHSDUWtFLSV 191.709 0 174.937 10.028 14.454 308.178 0 87.282 25.523 196.451 329.941 4.825 3.174 0 80.762 111.456 1.538.720. Rendibilitat trimestral mitjana** -0,01 0,00 -0,21 -0,35 -0,60 0,35 0,00 1,28 11,99 5,15 0,64 -0,12 -0,09 0,00 0,35 2,12 0,90. *Mitjanes. ,

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(22). % VREUHSDWULPRQLPLWMj 9DULDFLyGHOSHUtRGH 9DULDFLyGHOSHUtRGH 9DULDFLyDFXPXODGD 9DULDFLyUHVSHFWRIL actual anterior anual SHUtRGHDQWHULRU 39.229 40.531 39.229 8,57 -6,16 8,57 -243,82 0,00 0,00 0,00 0,00 1,68 2,88 1,68 -21,04 2,13 3,29 2,13 -33,11 0,19 0,20 0,19 -0,85 0,39 0,17 0,39 134,25 -0,26 -0,44 -0,26 -37,85 1,83 3,06 1,83 -38,23 0,00 0,00 0,00 217,02 -0,02 0,19 -0,02 -108,80 0,00 0,00 0,00 0,00 0,00 0,10 0,00 -103,98 0,00 0,00 0,00 0,00 -0,45 -0,41 -0,45 12,07 -0,36 -0,36 -0,36 1,12 -0,04 -0,04 -0,04 1,12 0,00 0,00 0,00 30,22 0,00 0,00 0,00 13,88 -0,05 0,00 -0,05 1.340,77 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 0,00 43.433 39.229 43.433. 1RWDHOSHUtRGHIDUHIHUqQFLDDOWULPHVWUHRVHPHVWUHVHJRQVHOFDV. 3. INVERSIONS FINANCERES ,19(56,216),1$1&(5(6$9$/25(67,0$7'(5($/,7=$&,Ï (10,/(56'((8526

(23) $/7$1&$0(17'(/3(5Ë2'( 'HVFULSFLyGHODLQYHUVLyLHPLVVRU BONOS|TESORO PUBLICO|5.85|2022-01-31 BONOS|TESORO PUBLICO|1.8|2024-11-30 BONOS|TESORO PUBLICO|2.75|2024-10-31 BONOS|TESORO PUBLICO|2.15|2025-10-31 BONOS|MADRID|4.688|2020-03-12 BONOS|MADRID|2.875|2023-07-17 BONOS|MADRID|1.826|2025-04-30 BONOS|MADRID|.727|2021-05-19 BONOS|GALICIA|1.374|2019-05-10 7RWDOGHXWHS~EOLFFRWLW]DWPpVG DQ\ BONOS|BANKIA, S.A.|3.375|2018-03-15 BONOS|BANKINTER|1.75|2019-06-10 7RWDOUHQGDIL[DSULYDGDFRWLW]DGDPpVG DQ\ TOTAL RENDA FIXA COTITZADA TOTAL RENDA FIXA ACCIONES|BBVA ACCIONES|CAF ACCIONES|CAIXABANK ACCIONES|INDITEX ACCIONES|NH HOTELES TOTAL RV COTITZADA TOTAL RENDA VARIABLE DEPOSITO|POPULAR|.75|2017-04-07 727$/',3Ñ6,76 TOTAL INVERSIONS FINANCERES INTERIOR BONOS|ITALY|1.6|2026-06-01 BONOS|ITALY|4.75|2023-08-01 BONOS|ITALY|5.5|2022-11-01 BONOS|ITALY|4.5|2024-03-01 BONOS|ITALY|2.15|2021-12-15 BONOS|ITALY|2.5|2024-12-01 7RWDOGHXWHS~EOLFFRWLW]DWPpVG DQ\ BONOS|ITALY|-.316|2017-06-15 7RWDOGHXWHS~EOLFFRWLW]DWPHQ\VG DQ\ BONOS|ICO|1.625|2018-09-14 BONOS|BNP|3.8|2024-01-10 BONOS|RENAULT|3.125|2021-03-05 BONOS|ACCOR|2.375|2023-09-17 BONOS|SUEZ ENVIRONNEM|1.25|2028-05-19 BONOS|BANQUE POP CAIS|1.125|2023-01-18 BONOS|CAIXABANK|3.5|2018-02-15 BONOS|ING BANK NV|6.125|2017-05-29 BONOS|INTESA SANPAOLO|8.375|2019-10-14 BONOS|ABN AMRO BANK|6.375|2021-04-27 BONOS|SOCIETE GENERAL|1|2022-04-01 BONOS|BSAN|1.375|2022-02-09 BONOS|REPSOL ITL|2.125|2020-12-16 BONOS|SKANDINAVISKA|.75|2021-08-24. Divisa EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR. EUR EUR EUR EUR EUR. EUR. EUR EUR EUR EUR EUR EUR EUR USD USD EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR. 3HUtRGHDFWXDO Valor de mercat 193 859 339 427 242 227 205 171 624 3.286 101. % 0,45 1,98 0,78 0,98 0,56 0,52 0,47 0,39 1,44 7,57 0,23. 101 3.387 3.387 594 147 222 344 454 1.761 1.761 300 300 5.448 432 497 898 366 214 529 2.937 300 300 131 281 788 322 197 100 206 442 348 499. 0,23 7,80 7,80 1,37 0,34 0,51 0,79 1,05 4,06 4,06 0,69 0,69 12,55 1,00 1,15 2,07 0,84 0,49 1,22 6,77 0,69 0,69 0,30 0,65 1,82 0,74 0,45 0,23 0,47 1,02 0,80 1,15. 303 319 205. 0,70 0,73 0,47. 3HUtRGHDQWHULRU Valor de mercat 195 870 343 432 242 228 207 171 624 3.310. % 0,50 2,22 0,87 1,10 0,62 0,58 0,53 0,44 1,59 8,45. 522 522 3.832 3.832 524 203 116 217 395 1.456 1.456 300 300 5.588 446 508 915 376 216 544 3.005 302 302 132. 1,33 1,33 9,78 9,78 1,34 0,52 0,30 0,55 1,01 3,72 3,72 0,76 0,76 14,26 1,14 1,29 2,33 0,96 0,55 1,39 7,66 0,77 0,77 0,34. 798 326 303. 2,03 0,83 0,77. 227 341 499 100. 0,58 0,87 1,27 0,26. 320 308. 0,82 0,78.

(24) 'HVFULSFLyGHODLQYHUVLyLHPLVVRU BONOS|RELX FINANCE BV|1.375|2026-05-12 BONOS|BANQUE FED CRED|2.375|2026-03-24 BONOS|HEINEKEN|1|2026-05-04 BONOS|ASML HOLDING NV|1.375|2026-07-07 BONOS|DANSKE BANK|.75|2023-06-02 BONOS|NOKIA|1|2021-03-15 BONOS|VODAFONE|.875|2020-11-17 BONOS|REPSOL ITL|4.375|2018-02-20 BONOS|GENERALI|7.75|2017-12-12 BONOS|REPSOL ITL|2.625|2020-05-28 BONOS|FERROVIAL EMISI|3.375|2021-06-07 BONOS|TELEFONICA NL|6.5|2017-09-18 BONOS|CAIXABANK|5|2017-11-14 BONOS|SWEDBANK AB|2.375|2018-02-26 BONOS|BBVA SUB|3.5|2017-04-11 BONOS|DANSKE BANK|2.75|2017-05-19 BONOS|TELEFONICA SAU|2.932|2029-10-17 BONOS|CITIGROUP|1.375|2021-10-27 BONOS|JPMORGAN CHASE|1.5|2025-01-27 BONOS|ENAGAS FINANCIA|1.25|2025-02-06 BONOS|KBC|2.375|2024-11-25 BONOS|BAYER|2.375|2017-10-02 7RWDOUHQGDIL[DSULYDGDFRWLW]DGDPpVG DQ\ BONOS|TELEFONICA SAU|6.221|2017-07-03 BONOS|UBS AG STAMFORD|1.375|2017-06-01 BONOS|ICO|5|2017-04-10 BONOS|CITIGROUP|1.35|2017-03-10 BONOS|JP M CHASE NA|1.15799733|2017-06-21 BONOS|UNICREDIT SPA|1.6|2017-12-28 BONOS|UNICREDIT SPA||2017-03-28 BONOS|GOLDMAN SACHS|.63|2017-06-09 BONOS|CREDIT AGRICOLE|8.2|2017-03-31 BONOS|UBS AG JERSEY|7.152|2017-06-12 BONOS|DANSKE BANK|4.878|2017-05-15 BONOS|UNICREDIT SPA|4.875|2017-03-07 BONOS|CARREFOUR BANQU|-.329|2017-06-22 BONOS|UNITED PARCEL|-.327|2017-04-18 BONOS|BNP|-.329|2017-06-22 BONOS|BANK OF AMERICA|-.328|2017-05-08 Total renda fixa privada cotitzada menys d'1 any TOTAL RENDA FIXA COTITZADA EXT TOTAL RENDA FIXA EXT ACCIONES|MICROSOFT ACCIONES|SSAB SVENSKT ST ACCIONES|SHIRE PLC ACCIONES|WPP PLC ACCIONES|R DUTCH SHELL ACCIONES|NATIONALGRID ACCIONES|UNILEVER ACCIONES|RECKITT BENCKIS ACCIONES|VODAFONE ACCIONES|DIAGEO ACCIONES|HSBC ACCIONES|PRUDENTIAL ACCIONES|GLAXOSMITHKLIN ACCIONES|ITV ACCIONES|R DUTCH SHELL ACCIONES|INTESA SANPAOLO ACCIONES|SUEZ ENVIRONNEM ACCIONES|UNILEVER ACCIONES|ASML HOLDING NV ACCIONES|AHOLD ACCIONES|INGGROEP ACCIONES|GALP ENERGIA SG ACCIONES|KBC ACCIONES|ACCOR ACCIONES|SANOFI ACCIONES|AXA ACCIONES|NATIXIS ACCIONES|PEUGEOT SA ACCIONES|BNP ACCIONES|ORANGE SA ACCIONES|ALSTOM ACCIONES|BMW ACCIONES|DEUTSCHETELECOM ACCIONES|SIEMENS ACCIONES|AIRLIQUIDE ACCIONES|TOTAL FINA ACCIONES|DANSKE BANK ACCIONES|PANDORA A/S ACCIONES|NOVO NORDISK ACCIONES|NOVARTIS ACCIONES|ROCHE. Divisa EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR USD USD USD USD USD EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR. USD SEK GBP GBP GBP GBP GBP GBP GBP GBP GBP GBP GBP GBP EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR DKK DKK DKK CHF CHF. 3HUtRGHDFWXDO Valor de mercat 101 301 235 402 225 100 102. % 0,23 0,69 0,54 0,92 0,52 0,23 0,23. 500 443 344 323 214 208 854 646. 1,15 1,02 0,79 0,74 0,49 0,48 1,97 1,49. 314 104. 0,72 0,24. 628 389 10.573 289 281 298 0 235 412 0 567 434 318 304 0 704 101 803 605 5.352 19.162 19.162 485 85 437 252 110 267 164 82 357 463 2 561 900 163 1.317 484 213 3 659 86 1.037 413 174 195 476 718 176. 1,45 0,90 24,33 0,67 0,65 0,69 0,00 0,54 0,95 0,00 1,31 1,00 0,73 0,70 0,00 1,62 0,23 1,85 1,39 12,33 44,12 44,12 1,12 0,20 1,01 0,58 0,25 0,61 0,38 0,19 0,82 1,07 0,00 1,29 2,07 0,38 3,03 1,11 0,49 0,01 1,52 0,20 2,39 0,95 0,40 0,45 1,10 1,65 0,41. 518 237 286 154 570 321 321 265 623 322 678 112 1.111. 1,19 0,55 0,66 0,35 1,31 0,74 0,74 0,61 1,43 0,74 1,56 0,26 2,56. 3HUtRGHDQWHULRU Valor de mercat 102 305 236 402 224. % 0,26 0,78 0,60 1,02 0,57. 102 778 490 444 344. 0,26 1,98 1,25 1,13 0,88. 742 645 109 315 104 102 626 380 9.807 293 285 302 190 238 412 888. 1,89 1,64 0,28 0,80 0,26 0,26 1,60 0,97 24,98 0,75 0,73 0,77 0,48 0,61 1,05 2,26. 1.079 703 100. 2,75 1,79 0,26. 4.490 17.603 17.603 463. 11,45 44,86 44,86 1,18. 261 116 246 279 263 335 427 2 541 836 154 1.366 461 137 3 565. 0,67 0,30 0,63 0,71 0,67 0,85 1,09 0,00 1,38 2,13 0,39 3,48 1,17 0,35 0,01 1,44. 979 341 165. 2,49 0,87 0,42. 752 710. 1,92 1,81. 217 503 235 267 160 568 175. 0,55 1,28 0,60 0,68 0,41 1,45 0,45. 183 712 174 618 339 1.062. 0,47 1,81 0,44 1,58 0,86 2,71.

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